Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ALERUS FINANCIAL, N.A. | 45-6062081 | — | RECORDKEEPER | $33K | — |
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $4K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORNINGSTAR RETIREMENT MANAGER | — | CHICAGO, IL | INVESTMENT MANAGER | $2K | — |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND - ADM | Registered Investment Companies | — | — | $3.9M | 16.4% | |
| VANGUARD BAL IDX - ADM | Registered Investment Companies | — | — | $2.5M |
| 10.6% |
| VANGUARD GROWTH INDEX FUND ADM | Registered Investment Companies | — | — | $2.4M | 10.2% |
| VANGUARD VALUE INDEX FUND ADMR | Registered Investment Companies | — | — | $1.7M | 7.1% |
| DFA INTL CORE EQUITY 2 INST | Registered Investment Companies | — | — | $1.7M | 7.1% |
| Value | — | — | $3.9M | $1.1M | 4.5% |
| VANGUARD EXPLORER ADMIN | Registered Investment Companies | — | — | $1.1M | 4.5% |
| VANGUARD MID CAP INDEX - ADM | Registered Investment Companies | — | — | $891K | 3.7% |
| TCW METWEST TOTAL RET BOND PL | Registered Investment Companies | — | — | $881K | 3.7% |
| VANGUARD SM CAP VAL INDEX ADM | Registered Investment Companies | — | — | $827K | 3.4% |
| DFA EMG MKT CORE EQ 2 I | Registered Investment Companies | — | — | $771K | 3.2% |
| VANGUARD SHORT TERM INV GR ADM | Registered Investment Companies | — | — | $616K | 2.6% |
| BLACKROCK HIGH YIELD K | Registered Investment Companies | — | — | $575K | 2.4% |
| VANGUARD REAL ESTATE INDEX ADM | Registered Investment Companies | — | — | $567K | 2.4% |
| VAN TARGET RETIRE 2030 | Registered Investment Companies | — | — | $550K | 2.3% |
| PN 001 | — | — | $102K | $540K | 2.3% |
| DFA INT GOVT FIXED INC INST | Registered Investment Companies | — | — | $444K | 1.9% |
| VAN TARGET RETIRE 2040 | Registered Investment Companies | — | — | $433K | 1.8% |
| CARILLON EAGLE MID CAP GRTH R6 | Registered Investment Companies | — | — | $431K | 1.8% |
| VANGUARD MID CAP VALUE IND ADM | Registered Investment Companies | — | — | $429K | 1.8% |
| DFA INTERNATIONAL SM CO INST | Registered Investment Companies | — | — | $389K | 1.6% |
| DFA INFLATION PROT SEC INST | Registered Investment Companies | — | — | $352K | 1.5% |
| VANGUARD FEDERAL MM INV | Registered Investment Companies | — | — | $352K | 1.5% |
| VANGUARD SMALL CAP INDEX ADMRL | Registered Investment Companies | — | — | $287K | 1.2% |
| PIMCO INTL BOND USD HDGD I | Registered Investment Companies | — | — | $260K | 1.1% |
| VAN TARGET RETIRE 2045 | Registered Investment Companies | — | — | $259K | 1.1% |
| VAN TARGET RETIRE 2050 | Registered Investment Companies | — | — | $195K | 0.8% |
| VAN TARGET RETIRE 2025 | Registered Investment Companies | — | — | $139K | 0.6% |
| VAN TARGET RETIRE 2035 | Registered Investment Companies | — | — | $132K | 0.6% |
| PN 001 | — | — | — | $132K | 0.6% |
| VAN TARGET RETIRE 2055 | Registered Investment Companies | — | — | $102K | 0.4% |
| VAN TARG RETIRE 2060 | Registered Investment Companies | — | — | $86K | 0.4% |
| PIMCO SHORT ASSET INVEST INST | Registered Investment Companies | — | — | $39K | 0.2% |
| VAN TARG RETIRE 2065 | Registered Investment Companies | — | — | $34K | 0.1% |
| VAN TARGET RETIRE 2020 | Registered Investment Companies | — | — | $20K | <0.1% |
| VAN TARGET RETIRE INC | Registered Investment Companies | — | — | $6K | <0.1% |
| (1) X This form is filed for a CCT, PSA, or MTIA. | — | — | — | $3K | <0.1% |
| (1) X DOL Regulation 2520.103-8 (2) X DOL Regulation 2520.103-12(d) (3) X neither DOL Regulation 2520.103-8 nor DOL Regulation 2520.103-12(d). | — | — | $3K | $3K | <0.1% |
| Yes No Amount a | — | — | — | $3K | <0.1% |
