Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INS CO OF AMERICA | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $2K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MMA SECURITIES, LLC | — | NEW YORK, NY | INVESTMENT ADVISOR | $17K | — |
| Name | EIN | Location | Relation | Direct comp |
|---|
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| MM S&P 500 INDEX ADM MASSMUTUAL LIFE INSURANCE · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $1.4M | 9.4% | |
| FIDELITY ADVISOR TOTAL BOND M FIDELITY INVESTMENTS · EIN 90-0779283 / PN 000 |
| Indirect comp |
|---|
| MML INVESTOR SERVICES INC | 04-2746212 | — | BROKER/ADVISER | $0 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| COMPENSATION SYSTEMS, INC. | 56-1129270 | — | THIRD PARTY ADMIN | $0 | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $4K | — |
Pooled Separate Account |
| — |
| — |
| $1.2M |
| 8.2% |
| MASSMUTUAL MID CAP GROWTH ADM MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $1.1M | 7.3% |
| Vanguard Growth & Income Adm Mutual fund | — | — | — | $865K | 5.9% |
| MASSMUTUAL 40/60 ALLOCATION ADM MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $753K | 5.1% |
| AMERICAN FUNDS EUROPACIFIC GROWTH R AMERICAN FUNDS · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $684K | 4.7% |
| MASSMUTUAL BLUE CHIP GROWTH ADM MASSMUTUAL LIFE INSURANCE · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $610K | 4.2% |
| MASSMUTUAL SMALL CAP GR EQ ADM MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $524K | 3.6% |
| MASSMUTUAL DIVERSIFIED VALUE ADM MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $462K | 3.1% |
| MASSMUTUAL GLOBAL ADM MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $414K | 2.8% |
| WILLIAM BLAIR GROWTH N WILLIAM BLAIR · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $413K | 2.8% |
| T. ROWE PRICE NEW HORIZONS T. ROWE PRICE · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $343K | 2.3% |
| MASSMUTUAL 60/40 ALLOCATION ADMIN MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $315K | 2.1% |
| MASSMUTUAL SMALL CAP OPPS A MASSACHUSETTS MUTUAL LIFE INSURANCE · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $306K | 2.1% |
| T. Rowe Price Retirement 2040 SA M " | — | — | — | $297K | 2.0% |
| MASSMUTUAL SELECT TRP RET 2040 M4 MASSMUTUAL · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $297K | 2.0% |
| PIMCO INCOME ADM PIMCO · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $247K | 1.7% |
| JPMORGAN MID CAP VALUE A JPMORGAN · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $236K | 1.6% |
| Premire Core Calue Equity (Wellington-Brandywine-TRP) " | — | — | — | $216K | 1.5% |
| PRM CR VAL EQ (WLLGTN-BRNDYWN-TRP) PRM CR VAL EQ (WLLGTN-BRNDYWN-TRP) · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $216K | 1.5% |
| AMERICAN FUNDS AMERICAN BALANCED R4 AMERICAN FUNDS · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $178K | 1.2% |
| T. Rowe Price Retirement 2035 SA M " | — | — | — | $124K | 0.8% |
| MASSMUTUAL SELECT TRP RET 2035 M4 MASSMUTUAL · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $124K | 0.8% |
| T. Rowe Price Retirement 2045 SA M " | — | — | — | $110K | 0.7% |
| MASSMUTUAL SELECT TRP RET 2045 M4 MASSMUTUAL · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $110K | 0.7% |
| T. Rowe Price Retirement 2050 SA M " | — | — | — | $88K | 0.6% |
| MASSMUTUAL SELECT TRP RET 2050 M4 MASSMUTUAL · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $88K | 0.6% |
| MASSMUTUAL SMALL COMPANY VAL ADM MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $66K | 0.4% |
| MASSMUTUAL SELECT TRP RET 2060 M4 MASSACHUSETTS MUTUAL LIFE INSURANCE · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $58K | 0.4% |
| MASSMUTUAL SELECT TRP RET 2060 M4 MASSMUTUAL · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $58K | 0.4% |
| T. Rowe Price Retirement 2055 SA M " ** 115 * T. Rowe Price Retirement 2060 SA M " | — | — | — | $58K | 0.4% |
| MFS TOTAL RETURN A MFS · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $58K | 0.4% |
| MASSMUTUAL 20/80 ALLOCATION ADM MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $42K | 0.3% |
| T. Rowe Price Retirement 2030 SA M " | — | — | — | $40K | 0.3% |
| MASSMUTUAL SELECT TRP RET 2030 M4 MASSMUTUAL · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $40K | 0.3% |
| Cash Surrender of Life Insurance Policies Life Insurance | — | — | — | $28K | 0.2% |
| MASSMUTUAL HIGH YIELD SVC MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $20K | 0.1% |
| T. Rowe Price Retirement 2025 SA M " | — | — | — | $1K | <0.1% |
| MASSMUTUAL SELECT TRP RET 2025 M4 MASSMUTUAL · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $1K | <0.1% |
| MASSMUTUAL SELECT TRP RET 2055 M4 MASSACHUSETTS MUTUAL LIFE INSURANCE · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $115 | <0.1% |
| MASSMUTUAL MAIN STREET ADM MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% |
