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Original filing (PDF)20251008160958NAL0003138947001
UNCOMN, LLC
Form 5500
FILING_RECEIVED
UNCOMN 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
218
Accounts w/ balance
248
Plan assets (EOY)
$15.3M
Net assets (EOY)
$15.3M
How this plan invests
This plan
14 pooled trusts
Schedule D
38 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 38 bps in Schedule C fees — modestly above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UNCOMN, LLC.
Plan sponsor
Name
UNCOMN, LLC
EIN
27-3263809
Address
735 SEIBERT RD STE 1 · SCOTT AFB, IL · 622251538
Phone
(618) 215-5594
Industry
Professional & Technical Servicessee all
Plan administrator
Name
401K SAFE 3(16), LLC
EIN
83-0824803
City
ALBERTVILLE, AL
Phone
(888) 401-5723
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-08
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
RUBINBROWN
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsAdvisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EDWARD JONES | 43-0345811 | — | INVESTMENT ADVISORY | $0 | — |
| WILSHIRE ADVISORS LLC | 95-2755361 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $58K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORNINGSTAR INVESTMENT MANAGEMENT L | 36-4317381 | — | INV ADV, PARTICIPANTS | $0 | — |
Investments
26 direct securities · 14 pooled funds· $15.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$11.6M
13 holdings
Uncategorized
$4.0M
24 holdings
Pooled Separate Account
$44K
1 holding
Guaranteed Income / GIC
$18K
1 holding
Mutual Funds
$5K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PRIN LIFETIME HYBR 2050 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 009 | Common Collective Trust | — | — | $2.1M | 13.5% | |
| PRIN LIFETIME HYBR 2025 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 004 | Common Collective Trust | — | — | $1.8M | 11.9% | |
| PRIN LIFETIME HYBR 2040 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 007 | Common Collective Trust | — | — | $1.8M | 11.7% | |
| PRIN LIFETIME HYBR 2045 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 008 | Common Collective Trust | — | — | $1.7M | 11.3% | |
| PRIN LIFETIME HYBR 2020 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 003 | Common Collective Trust | — | — | $1.2M | 8.1% | |
| State Street Global Advisors State St Equity 500 Index | — | — | — | $1.2M | 7.5% | |
| PRIN LIFETIME HYBR 2035 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 006 | Common Collective Trust | — | — | $953K | 6.2% | |
| PRIN LIFETIME HYBR 2055 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 010 | Common Collective Trust | — | — | $824K | 5.4% | |
| PRIN LIFETIME HYBR 2030 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 005 | Common Collective Trust | — | — | $470K | 3.1% | |
| Vanguard Vang LifeStrategy Growth Fund | — | — | — | $397K | 2.6% | |
| Principal LifeTime Hybrid Income | — | — | — | $374K | 2.4% | |
| PRIN LIFETIME HYBR INC CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 011 | Common Collective Trust | — | — | $374K | 2.4% | |
| Washington Mutual Investors Washington Mutual Investors Fund | — | — | — | $269K | 1.8% | |
| T. Rowe Price T.Rowe Price Dividend Growth | — | — | — | $248K | 1.6% | |
| Amundi US Pioneer Fundamental Growth | — | — | — | $218K | 1.4% | |
| PRIN LIFETIME HYBR 2060 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 012 | Common Collective Trust | — | — | $217K | 1.4% | |
| Vanguard Small Cap Val Index | — | — | — | $214K | 1.4% | |
| MFS Mid Cap Growth Fund | — | — | — | $208K | 1.4% | |
| Vanguard Small Cap Index Admrl | — | — | — | $183K | 1.2% | |
| Pimco PGIM High Yield Fund R6 | — | — | — | $183K | 1.2% | |
| American Funds New Perspective Fund | — | — | — | $150K | 1.0% | |
| iShares MSCI Eafe Intl Index | — | — | — | $135K | 0.9% | |
| through November 2029 | — | — | — | $116K | 0.8% | |
| PRIN LIFETIME HYBR 2065 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 013 | Common Collective Trust | — | — | $83K | 0.5% | |
| American Funds Amerfunds Amer Balanced | — | — | — | $74K | 0.5% | |
| PRIN MIDCAP VALUE I SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 043 | Pooled Separate Account | — | — | $44K | 0.3% | |
| T. Rowe Price T.Rowe Price Overseas Stock | — | — | — | $30K | 0.2% | |
| Dimensional Fund Advisors DFA Commodity Strat Port Inst | — | — | — | $26K | 0.2% | |
| * Principal Fixed Income Guaranteed Option | Guaranteed Income / GIC | — | — | $18K | 0.1% | |
| iShares Russell Midcap Index | — | — | — | $18K | 0.1% | |
| T. Rowe Price T Rowe Price Small Cap Value | — | — | — | $10K | <0.1% | |
| Janus Henderson Janus Henderson Triton Fund | — | — | — | $8K | <0.1% | |
| JP Morgan JP Morgan Equity Income Fund R | — | — | — | $5K | <0.1% | |
| American Funds New World Fund Inc | — | — | — | $5K | <0.1% | |
| American Century AMC Real Estate Fund | Mutual Funds | — | — | $5K | <0.1% | |
| iShares US Aggregate Bond Index | — | — | — | $5K | <0.1% | |
| BlackRock Total Return | — | — | — | $3K | <0.1% | |
| PRIN LIFETIME HYB 2070 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 014 | Common Collective Trust | — | — | $3K | <0.1% | |
| Vanguard Vang LifeStrategy Income Fund | — | — | — | $1K | <0.1% | |
| PRIN LIFETIME HYBR 2015 CIT Z PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 002 | Common Collective Trust | — | — | $737 | <0.1% |
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