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Original filing (PDF)20251218170025NAL0002801091001
THIRD BRIDGE (US) INC.
Form 5500
FILING_RECEIVED
THIRD BRIDGE 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Signals · 2
Late filing · 1.1 mo29% in single holding
Active participants
394
Accounts w/ balance
696
Plan assets (EOY)
$18.4M
Net assets (EOY)
$18.4M
How this plan invests
This plan
1 pooled trust
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
87
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
96
Concentration risk
86
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- Filed 1.1 months past the 10.5-month grace window.
- Top holding "Fidelity Freedom Index 2060 Instl Prem Mutual Fund" is 29% of plan.
- 74 bps in Schedule C fees — 155% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THIRD BRIDGE (US) INC..
Plan sponsor
Name
THIRD BRIDGE (US) INC.
EIN
27-3035072
Address
1411 BROADWAY 31ST FLOOR · NEW YORK, NY · 10018
Phone
(646) 795-1547
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Name
COMPASS 360, LLC
EIN
81-1939215
City
STRATHAM, NH
Phone
(603) 778-9920
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-12-18
Pension benefit codes
2E · Profit-sharing
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
2S · Automatic enrollment
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
PENSION ASSURANCE LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ASCENSUS LLC | 11-3665754 | — | RECORDKEEPER | $34K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MMA SECURITIES | — | NEW YORK, NY | INVESTMENT ADVISOR | $46K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JOHN HANCOCK | 01-1233346 | — | CONTRACT ADMINISTRATOR | $21K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| COMPASS 360, LLC | 81-1939215 | — | ADMINISTRATOR | $21K | — |
| PENSION ASSURANCE LLP | — | AGOURA HILLS, CA | NONE | $13K | — |
Investments
26 direct securities · 1 pooled fund· $18.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$18.2M
26 holdings
Common Collective Trust
$136K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Freedom Index 2060 Instl Prem Mutual Fund | — | — | — | $5.3M | 28.9% | |
| Fidelity Freedom Index 2055 Instl Prem Mutual Fund | — | — | — | $3.7M | 20.0% | |
| Fidelity Freedom Index 2065 Instl Prem Mutual Fund | — | — | — | $2.8M | 15.5% | |
| Fidelity Freedom Index 2050 Instl Prem Mutual Fund | — | — | — | $1.6M | 8.8% | |
| Fidelity 500 Index Fund Mutual Fund | — | — | — | $1.5M | 8.4% | |
| Fidelity Freedom Index 2045 Instl Prem Mutual Fund | — | — | — | $1.2M | 6.6% | |
| Fidelity Freedom Index 2040 Instl Prem Mutual Fund | — | — | — | $611K | 3.3% | |
| AB Large Cap Growth Z Mutual Fund | — | — | — | $355K | 1.9% | |
| JPMorgan US Govt MMkt Cap Cl Mutual Fund | — | — | — | $142K | 0.8% | |
| STABLE VALUE FUND JOHN HANCOCK USA · EIN 01-1233346 / PN 000 | Common Collective Trust | — | — | $136K | 0.7% | |
| Participant Loans to participants, bearing interest from 5.25% to 10.50% | — | — | — | $135K | 0.7% | |
| Fidelity US Bond Ind Mutual Fund | — | — | — | $123K | 0.7% | |
| Columbia Dividend Income I3 Mutual Fund | — | — | — | $122K | 0.7% | |
| American Century Small Cap Value R6 Mutual Fund | — | — | — | $89K | 0.5% | |
| Fidelity International Index Mutual Fund | — | — | — | $86K | 0.5% | |
| Fidelity Freedom Index 2035 Instl Prem Mutual Fund | — | — | — | $81K | 0.4% | |
| Fidelity Extended Market Index Mutual Fund | — | — | — | $79K | 0.4% | |
| MFS International Diversification R6 Mutual Fund | — | — | — | $53K | 0.3% | |
| Janus Henderson Triton N Mutual Fund | — | — | — | $50K | 0.3% | |
| DFA Emerging Markets R6 Mutual Fund | — | — | — | $45K | 0.2% | |
| Fidelity Freedom Index 2020 Instl Prem Mutual Fund ** 3 Fidelity Freedom Index 2025 Instl Prem Mutual Fund ** 2 Fidelity Freedom Index 2030 Instl Prem Mutual Fund | — | — | — | $32K | 0.2% | |
| PGIM Global Total Return R6 Mutual Fund | — | — | — | $9K | <0.1% | |
| Fidelity Inflation-Protected Bond Ind Mutual Fund | — | — | — | $8K | <0.1% | |
| Principal Real Estate Securities R6 Mutual Fund | — | — | — | $6K | <0.1% | |
| John Hancock Bond R6 Mutual Fund | — | — | — | $5K | <0.1% | |
| Fidelity Freedom Index Income Instl Prem Mutual Fund | — | — | — | $3K | <0.1% | |
| Thornburg Strategic Income R6 Mutual Fund | — | — | — | $2K | <0.1% |
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