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Original filing (PDF)20250929082544NAL0013594304001
OPTINOSE US, INC.
Form 5500
FILING_RECEIVED
OPTINOSE 401(K) PLAN
401(k) retirement plan
Signals · 1
1 failed disclosure
Active participants
130
Accounts w/ balance
207
Plan assets (EOY)
$23.9M
Net assets (EOY)
$23.9M
How this plan invests
This plan
8 pooled trusts
Schedule D
21 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
Helping the score
- Below-peer total fees (10 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for OPTINOSE US, INC..
Plan sponsor
Name
OPTINOSE US, INC.
EIN
27-2905255
Address
1020 STONY HILL ROAD · SUITE 300 · YARDLEY, PA · 19067
Phone
(267) 521-0547
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-29
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3F · Sponsor used leased employees
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
ARMANINO LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $23K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
14 direct securities · 8 pooled funds· $23.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$12.4M
8 holdings
Uncategorized
$11.5M
14 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| GG BR LIFEPATH 2030 GREAT GRAY TRUST COMPANY · EIN 26-3770302 / PN 153 | Common Collective Trust | — | — | $5.7M | 23.7% | |
| Fidelity 500 Index Mutual funds | — | — | — | $4.2M | 17.7% | |
| GG BR LIFEPATH 2040 GREAT GRAY TRUST COMPANY · EIN 26-3770208 / PN 151 | Common Collective Trust | — | — | $4.0M | 16.6% | |
| Fidelity Large Cap Growth Index Mutual funds | — | — | — | $2.9M | 12.3% | |
| GG BR LIFEPATH 2050 GREAT GRAY TRUST COMPANY · EIN 26-3763061 / PN 149 | Common Collective Trust | — | — | $1.6M | 6.7% | |
| Fidelity Mid Cap Index Mutual funds | — | — | — | $1.2M | 4.8% | |
| Fidelity Small Cap Index Mutual funds | — | — | — | $1.0M | 4.3% | |
| AF New Perspect R6 Mutual funds | — | — | — | $795K | 3.3% | |
| LARGE CP VALUE I1 GREAT GRAY TRUST COMPANY, LLC · EIN 38-4065329 / PN 426 | Common Collective Trust | — | — | $501K | 2.1% | |
| Fidelity US Bond Index Mutual funds | — | — | — | $374K | 1.6% | |
| GG BR LIFEPATH RET GREAT GRAY TRUST COMPANY · EIN 26-3773846 / PN 157 | Common Collective Trust | — | — | $328K | 1.4% | |
| Dodge & Cox Income Mutual funds | — | — | — | $209K | 0.9% | |
| Vanguard Wellington Adm Mutual funds | — | — | — | $200K | 0.8% | |
| MFS Research International R6 Mutual funds | — | — | — | $191K | 0.8% | |
| GG BR LIFEPATH 2060 GREAT GRAY TRUST COMPANY · EIN 47-2700166 / PN 158 | Common Collective Trust | — | — | $178K | 0.7% | |
| Fidelity International Index Mutual funds | — | — | — | $163K | 0.7% | |
| MIP CL 2 FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 024 | Common Collective Trust | — | — | $147K | 0.6% | |
| With varying maturity dates through July 2029 and interest rates ranging from * Notes receivable from participants 4.25% - 9.50% | — | — | — | $99K | 0.4% | |
| Vanguard High Yield Corp Adm Mutual funds | — | — | — | $72K | 0.3% | |
| Nuveen Real Estate R6 Mutual funds | — | — | — | $67K | 0.3% | |
| Vanguard Wellesley Adm Mutual funds | — | — | — | $5K | <0.1% | |
| GG EMERGING MKTS I1 GREAT GRAY TRUST COMPANY · EIN 86-1819869 / PN 672 | Common Collective Trust | — | — | $0 | <0.1% |
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