Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LPL FINANCIAL LLC | 04-3046611 | — | NONE | $34K | — |
| PARADIGM BENEFITS LLC | 42-1482611 | — | NONE | $3K | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SEPARATE ACCOUNT 401 TALCOTT RESOLUTION LIFE INS CO · EIN 06-0974148 / PN 000 | Pooled Separate Account | — | — | $16.0M | 96.8% | |
| iShares S&P 500 Index K Pooled separate account | — | — |
| — |
| $2.2M |
| 13.6% |
| MassMutual Diversified Value I Pooled separate account | — | — | — | $1.9M | 11.4% |
| IndexSelect Moderate 2045 Fund CL I Pooled separate account | — | — | — | $1.3M | 7.9% |
| MassMutual Blue Chip Growth I Pooled separate account | — | — | — | $1.3M | 7.7% |
| American Funds Growth Fund of Amer R6 Pooled separate account | — | — | — | $1.3M | 7.7% |
| IndexSelect Conservative Ret Fund CL I Pooled separate account ** 46 IndexSelect Moderate 2035 Fund CL I Pooled separate account | — | — | — | $1.2M | 7.0% |
| American Funds New Perspective R6 Pooled separate account | — | — | — | $705K | 4.3% |
| IndexSelect Moderate Retire Fund CL I Pooled separate account | — | — | — | $625K | 3.8% |
| American Funds Europacific Growth R6 Pooled separate account | — | — | — | $600K | 3.6% |
| MassMutual Mid Cap Growth I Pooled separate account | — | — | — | $532K | 3.2% |
| Talcott Resolution Life Insurance Company Fixed annuity | — | — | — | $517K | 3.1% |
| iShares US Aggregate Bond Index K Pooled separate account | — | — | — | $501K | 3.0% |
| Vanguard Mid-Cap Value Index Admiral Pooled separate account | — | — | — | $482K | 2.9% |
| MassMutual High Yield I Pooled separate account | — | — | — | $385K | 2.3% |
| DFA International Small Company I Pooled separate account | — | — | — | $379K | 2.3% |
| MassMutual Infl-Prot and Inc I Pooled separate account | — | — | — | $358K | 2.2% |
| Vanguard Small Cap Value Index Admiral Pooled separate account | — | — | — | $329K | 2.0% |
| iShares MSCI EAFE INTL IDX K Pooled separate account | — | — | — | $311K | 1.9% |
| Columbia Small Cap Growth INST3 Pooled separate account | — | — | — | $250K | 1.5% |
| IndexSelect Moderate 2055 Fund CL I Pooled separate account | — | — | — | $236K | 1.4% |
| IndexSelect Aggressive 2055 Fund CL I Pooled separate account | — | — | — | $66K | 0.4% |
| DFA Real Estate Securities I Pooled separate account | — | — | — | $45K | 0.3% |
| iShares Russell 2000 Small-Cap Idx K Pooled separate account | — | — | — | $41K | 0.2% |
| iShares Russell Mid-Cap Idx K Pooled separate account | — | — | — | $40K | 0.2% |
| Notes receivable from participants Various maturity dates (4.25% - 10.50%) | — | — | — | $15K | <0.1% |
| IndexSelect Aggressive 2045 Fund CL I Pooled separate account | — | — | — | $13K | <0.1% |
| IndexSelect Aggressive Retire Fund CL I Pooled separate account ** 336 IndexSelect Conservative 2035 Fund CL I Pooled separate account | — | — | — | $6K | <0.1% |
| IndexSelect Conservative 2045 Fund CL I Pooled separate account | — | — | — | $3K | <0.1% |
| IndexSelect Conservative 2055 Fund CL I Pooled separate account | — | — | — | $1K | <0.1% |
