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Original filing (PDF)20251013153309NAL0000779603001
GENERAL ASSEMBLY SPACE, INC.
Form 5500
FILING_RECEIVED
GENERAL ASSEMBLY 401(K) PLAN
401(k) retirement plan
Signals · 2
30% in single holdingNo recordkeeper disclosed
Active participants
244
Accounts w/ balance
352
Plan assets (EOY)
$16.5M
Net assets (EOY)
$16.5M
How this plan invests
This plan
1 pooled trust
Schedule D
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
90
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
85
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Vanguard Group Vanguard Tgt Rmt 2050 Inv Fund" is 30% of plan.
- 37 bps in Schedule C fees — modestly above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for GENERAL ASSEMBLY SPACE, INC..
Plan sponsor
Name
GENERAL ASSEMBLY SPACE, INC.
EIN
27-2807367
Address
915 BROADWAY · 3RD FLOOR · NEW YORK, NY · 100108242
Phone
(908) 247-5038
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL WEALTH MGMT | 39-2018056 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $61K | — |
Investments
28 direct securities · 1 pooled fund· $16.5M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$15.8M
27 holdings
Mutual Funds
$710K
1 holding
Common Collective Trust
$0
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Group Vanguard Tgt Rmt 2050 Inv Fund | — | — | — | $5.0M | 30.0% | |
| Vanguard Group Vanguard Tgt Rmt 2055 Inv Fund | — | — | — | $4.2M | 25.3% | |
| Vanguard Group Vanguard Tgt Rmt 2045 Inv Fund | — | — | — | $2.2M | 13.4% | |
| Vanguard Group Vanguard Tgt Rmt 2060 Inv Fund | — | — | — | $1.3M | 7.7% | |
| Vanguard Group Vanguard Tgt Rmt 2040 Inv Fund | — | — | — | $1.2M | 7.2% | |
| BlackRock iShares S&P 500 Index K Fund | Mutual Funds | — | — | $710K | 4.3% | |
| Vanguard Group Vanguard Tgt Rmt 2035 Inv Fund | — | — | — | $507K | 3.1% | |
| Vanguard Group Vanguard Growth Index Adm Fund | — | — | — | $391K | 2.4% | |
| Vanguard Group Vanguard MidCap Index Adm Fund | — | — | — | $294K | 1.8% | |
| Fidelity Investments Fidelity MidCap Growth Index Fund | — | — | — | $233K | 1.4% | |
| Vanguard Group Vanguard Tgt Rmt 2030 Inv Fund | — | — | — | $125K | 0.8% | |
| Fidelity Investments Fidelity Internation Index Fund | — | — | — | $90K | 0.5% | |
| with maturity dates through 2029 | — | — | — | $82K | 0.5% | |
| Vanguard Group Vanguard Tgt Rmt 2065 Inv Fund | — | — | — | $65K | 0.4% | |
| Vanguard Group Vanguard SmallCap Index Adm Fund | — | — | — | $63K | 0.4% | |
| Vanguard Group Vanguard Value Index Adm Fund | — | — | — | $26K | 0.2% | |
| Vanguard Group Vanguard Tgt Rmt 2070 Inv Fund | — | — | — | $21K | 0.1% | |
| Vanguard Group Vanguard Tgt Rmt 2025 Inv Fund | — | — | — | $18K | 0.1% | |
| Vanguard Group Vanguard Balanced Index Adm Fund | — | — | — | $17K | 0.1% | |
| Vanguard Group Vanguard MidCap Value Index Adm Fund | — | — | — | $14K | <0.1% | |
| Dimensional Fund Advisors DFA US SmallCap Growth Instl Fund | — | — | — | $12K | <0.1% | |
| Vanguard Group Vanguard TTL BD Market Index Adm Fund | — | — | — | $10K | <0.1% | |
| JPMorgan JP Morgan Income R6 Fund | — | — | — | $8K | <0.1% | |
| Vanguard Group Vanguard Tresury MM Inv Fd | — | — | — | $7K | <0.1% | |
| BlackRock iShare US Agg Bond Index K Fund | — | — | — | $7K | <0.1% | |
| The American Funds American Funds NewWorld R6 | — | — | — | $7K | <0.1% | |
| Vanguard Group Vanguard SmallCap Value Index Adm Fund | — | — | — | $4K | <0.1% | |
| Vanguard Group Vanguard Real Estate Index Adm Fund | — | — | — | $3K | <0.1% | |
| PRINCIPAL STABLE VALUE FUND PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 93-6274328 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |