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Original filing (PDF)20251014052038NAL0003196368001
YAM MANAGEMENT, LLC
Form 5500
FILING_RECEIVED
YAM MANAGEMENT 401(K) PLAN
401(k) retirement plan
Active participants
889
Accounts w/ balance
1,285
Plan assets (EOY)
$58.7M
Net assets (EOY)
$58.7M
How this plan invests
This plan
1 pooled trust
Schedule D
24 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for YAM MANAGEMENT, LLC.
Plan sponsor
Name
YAM MANAGEMENT, LLC
EIN
27-2494772
Address
15475 N 84TH ST · SCOTTSDALE, AZ · 85260
Phone
(480) 387-5676
Industry
Management of Companies / Holdingssee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
GISH SEIDEN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $57K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WELLS FARGO ADVISORS FINANCIAL NETW | 48-1305000 | — | INVESTMENT/FINANCIAL ADVI | $45K | — |
Investments
23 direct securities · 1 pooled fund· $57.5M(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$57.2M
23 holdings
Common Collective Trust
$257K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| AMERFUNDS 2045 TARG DATERET R6 | Registered Investment Companies | — | — | $7.9M | 13.4% | |
| AMERFUNDS 2035 TARG DATERET R6 | Registered Investment Companies | — | — | $7.4M | 12.5% | |
| AMERFUNDS 2050 TARG DATERET R6 | Registered Investment Companies | — | — | $7.1M | 12.1% | |
| AMERICAN FUNDS 2055 TARGET R6 | Registered Investment Companies | — | — | $6.4M | 10.9% | |
| JPM GROWTH ADVANTAGE FUND - R6 | Registered Investment Companies | — | — | $5.2M | 8.9% | |
| AMERFUNDS 2040 TARG DATERET R6 | Registered Investment Companies | — | — | $5.1M | 8.6% | |
| AMERFUNDS 2060 TARG DATERET R6 | Registered Investment Companies | — | — | $5.1M | 8.6% | |
| VANGUARD MID CAP INDEX - ADM | Registered Investment Companies | — | — | $2.6M | 4.4% | |
| AMERFUNDS 2030 TARG DATERET R6 | Registered Investment Companies | — | — | $2.4M | 4.0% | |
| AMERFUNDS 2025 TARG DATERET R6 | Registered Investment Companies | — | — | $2.1M | 3.6% | |
| VANGUARD SMALL CAP INDEX ADMRL | Registered Investment Companies | — | — | $1.3M | 2.1% | |
| MFS INTERNATIONAL GROWTH R6 | Registered Investment Companies | — | — | $1.1M | 1.8% | |
| AMERFUNDS 2015 TARG DATERET R6 | Registered Investment Companies | — | — | $704K | 1.2% | |
| PGIM TOTAL RETURN BOND - Z | Registered Investment Companies | — | — | $696K | 1.2% | |
| AMERICAN FUNDS NEW WORLD R6 | Registered Investment Companies | — | — | $658K | 1.1% | |
| AMERFUNDS 2020 TARG DATERET R6 | Registered Investment Companies | — | — | $614K | 1.0% | |
| PUTNAM LARGE CAP VALUE R6 | Registered Investment Companies | — | — | $594K | 1.0% | |
| MET GG SV 25554 - J WILMINGTON TRUST RISC CIT · EIN 26-0142858 / PN 094 | Common Collective Trust | — | — | $257K | 0.4% | |
| PUT SMALL CAP VALUE - R6 | Registered Investment Companies | — | — | $114K | 0.2% | |
| GS GLOB CORE FIX INCOME INST | Registered Investment Companies | — | — | $110K | 0.2% | |
| EV FL RATE AND HI INC I | Registered Investment Companies | — | — | $96K | 0.2% | |
| ALLSPRING SPECIAL MC VAL R6 | Registered Investment Companies | — | — | $86K | 0.1% | |
| AMERFUNDS 2010 TARG DATERET R6 | Registered Investment Companies | — | — | $44K | <0.1% | |
| PRN PREFCAP SEC INC R6 | Registered Investment Companies | — | — | $31K | <0.1% |