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Original filing (PDF)20251015121841NAL0009543154001
DOCKER, INC.
Form 5500
FILING_RECEIVED
DOCKER 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Active participants
315
Accounts w/ balance
339
Plan assets (EOY)
$14.2M
Net assets (EOY)
$14.2M
How this plan invests
This plan
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 37 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DOCKER, INC..
Plan sponsor
Name
DOCKER, INC.
EIN
27-2461415
Address
3790 EL CAMINO REAL # 1052 · PALO ALTO, CA · 94306
Phone
(415) 781-9678
Industry
Information / Tech / Mediasee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
ARMANINO LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE CO | 84-0467907 | GREENWOOD VILLAGE, CA | RECORDKEEPER | $0 | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WELLS FARGO ADVISORS, LLC | 94-1347393 | CHARLOTTE, NC | INVESTMENT ADVISOR | $33K | — |
| EMPOWER RETIREMENT ADVISORY SERVICE | 84-0467907 | GREENWOOD VILLAGE, CA | INVESTMENT MANAGER | $14K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PROFESSIONAL BENEFIT SERVICES, INC | 93-0998477 | SALEM, OR | CONTRACT ADMIN | $5K | — |
Investments
27 direct securities· $14.0M(99% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retirement 2050 Fund Mutual Fund | — | — | — | $3.0M | 20.9% | |
| American Funds Small Cap World Fund Mutual Fund | — | — | — | $2.6M | 18.5% | |
| Vanguard Target Retirement 2045 Fund Mutual Fund | — | — | — | $2.1M | 14.9% | |
| Vanguard Target Retirement 2035 Fund Mutual Fund | — | — | — | $796K | 5.6% | |
| Vanguard Target Retirement 2040 Fund Mutual Fund | — | — | — | $769K | 5.4% | |
| Vanguard Target Retirement 2030 Fund Mutual Fund | — | — | — | $718K | 5.1% | |
| Vanguard Target Retirement Income Fund Mutual Fund | — | — | — | $700K | 4.9% | |
| Delaware Small-Cap Core Fund Mutual Fund | — | — | — | $510K | 3.6% | |
| Principal Mid-Cap S&P 400 Index Fund Mutual Fund | — | — | — | $431K | 3.0% | |
| Vanguard Value Index Fund Mutual Fund | — | — | — | $297K | 2.1% | |
| Vanguard Target Retirement 2025 Fund Mutual Fund | — | — | — | $294K | 2.1% | |
| Vanguard Mid-Cap Value Index Fund Mutual Fund | — | — | — | $276K | 2.0% | |
| Fidelity Select IT Services Fund Mutual Fund | — | — | — | $269K | 1.9% | |
| Columbia Select Large Cap Value Inst Mutual Fund | — | — | — | $170K | 1.2% | |
| Vanguard Growth Index Fund Mutual Fund | — | — | — | $166K | 1.2% | |
| Voya Intermediate Bond Fund Mutual Fund | — | — | — | $123K | 0.9% | |
| Vanguard International Growth Fund Mutual Fund | — | — | — | $112K | 0.8% | |
| Prudential High-Yield Fund Mutual Fund | — | — | — | $100K | 0.7% | |
| Notes receivable from participants maturities through December 2029 - | — | — | — | $91K | 0.6% | |
| Key Guaranteed Portfolio Fund Guaranteed investment contract | — | — | — | $90K | 0.6% | |
| Vanguard Target Retirement 2015 Fund Mutual Fund | — | — | — | $89K | 0.6% | |
| T. Rowe Price Financial Services Fund Mutual Fund | — | — | — | $81K | 0.6% | |
| Vanguard Inflation Protected Securities Fund Mutual Fund | — | — | — | $78K | 0.6% | |
| Fidelity Total Market Index Fund Mutual Fund | — | — | — | $63K | 0.4% | |
| Fidelity Advisor Government Income Fund Mutual Fund | — | — | — | $51K | 0.4% | |
| Vanguard Health Care Index Fund Mutual Fund | — | — | — | $46K | 0.3% | |
| American Funds New Perspective Fund Mutual Fund | — | — | — | $40K | 0.3% |
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