Original filing (PDF)20251014093741NAL0003544144002

MAXIM CAPITAL FUNDING, LLC

Name: MAXIM CAPITAL FUNDING, LLC — MAXIM CAPITAL FUNDING, LLC RETIREMENT PLAN, Form 5500 (2024)
Creator: MAXIM CAPITAL FUNDING, LLC

Form 5500-SF

FILING_RECEIVED

MAXIM CAPITAL FUNDING, LLC RETIREMENT PLAN

401(k) retirement plan

Active participants

Accounts w/ balance

Plan assets (EOY)

$3.7M

Net assets (EOY)

$3.7M

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

Total plan cost

Vendor stack

100

Participation health

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MAXIM CAPITAL FUNDING, LLC.

Plan sponsor

Name

MAXIM CAPITAL FUNDING, LLC

EIN

27-2384701

Address

660 MADISON AVENUE · SUITE 1700 · NEW YORK, NY · 10065

Phone

(212) 327-2555

Industry

Finance & Insurancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-14

Pension benefit codes

2A · Age/service weighted or new comparability

2E · Profit-sharing

2J · 401(k) feature

3B · Covers self-employed individuals

3D · Pre-approved plan (master / prototype / VS)

3H · Sponsor in controlled / affiliated group

Audit & trust (Schedule H)

Auditor

—

Trustee / custodian

Service providers (Schedule C)

Small plans don't disclose service providers

Related plans

Similar-size Finance & Insurance plans

EQUITIES FIRST HOLDINGS LLC

EFH 401K PLAN

$3.7M · 21 participants

DEMATTEO RESEARCH LLC

DEMATTEO RESEARCH LLC INCENTIVE SAVINGS TRUST

$3.7M · 11 participants

VARADERO CAPITAL, L.P.

VARADERO CAPITAL, L.P. DEFINED BENEFIT PLAN

$3.7M · 23 participants

THE WINTHROP CORPORATION

WRIGHT INVESTORS' SERVICE INC. PROFIT SHARING PLAN

$3.7M · 16 participants

BRV MANAGEMENT COMPANY, LLC

BRV MANAGEMENT COMPANY, LLC 401(K) PROFIT SHARING PLAN