Original filing (PDF)20241223201725NAL0006042627001

ROGER G. JAIN & ASSOCIATES, P.C.

Name: ROGER G. JAIN & ASSOCIATES, P.C. — ROGER G. JAIN & ASSOCIATES, P.C. 401(K) PLAN, Form 5500 (2023)
Creator: ROGER G. JAIN & ASSOCIATES, P.C.

Form 5500-SF

FILING_RECEIVED

ROGER G. JAIN & ASSOCIATES, P.C. 401(K) PLAN

401(k) retirement plan

Signals · 1

Late filing · 1.2 mo

Active participants

Accounts w/ balance

Plan assets (EOY)

$1.4M

Net assets (EOY)

$1.4M

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

Concentration risk

Total plan cost

Vendor stack

100

Participation health

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ROGER G. JAIN & ASSOCIATES, P.C..

Plan sponsor

Name

ROGER G. JAIN & ASSOCIATES, P.C.

EIN

27-1860029

Address

9301 SOUTHWEST FREEWAY · SUITE 250 · HOUSTON, TX · 77074

Phone

(713) 981-0600

Industry

Professional & Technical Servicessee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2023

Plan year begin

2023-01-01

Tax period

2023-12-31

Filed

2024-12-23

Pension benefit codes

2A · Age/service weighted or new comparability

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Service providers (Schedule C)

Small plans don't disclose service providers

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