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Original filing (PDF)20251015115751NAL0009093890001
THE ROSSI GROUP, LLC
Form 5500
FILING_RECEIVED
THE ROSSI GROUP 401(K) PLAN
401(k) retirement plan
Active participants
246
Accounts w/ balance
240
Plan assets (EOY)
$6.8M
Net assets (EOY)
$6.8M
How this plan invests
This plan
21 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 63 bps in Schedule C fees — modestly above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THE ROSSI GROUP, LLC.
Plan sponsor
Name
THE ROSSI GROUP, LLC
EIN
27-1727530
Address
162 WEST STREET SUITE A · CROMWELL, CT · 064164405
Phone
(860) 632-3505
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
MAHONEY SABOL & COMPANY LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAPITAL GROUP RETIREMENT PLAN | — | IRVINE, CA | RECORDKEEPER | $23K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC | 42-0127290 | NASHVILLE, TN | INVESTMENT ADVISORY | $20K | — |
Investments
21 direct securities· $6.7M(99% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds AMERICAN FUNDS 2025 TARGET DATE FUND R6 | — | — | — | $1.3M | 19.0% | |
| American Funds AMERICAN FUNDS 2035 TARGET DATE FUND R6 | — | — | — | $1.0M | 14.9% | |
| American Funds AMERICAN FUNDS 2010 TARGET DATE FUND R6 | — | — | — | $912K | 13.5% | |
| American Funds AMERICAN FUNDS 2040 TARGET DATE FUND R6 | — | — | — | $655K | 9.7% | |
| American Funds AMERICAN FUNDS 2030 TARGET DATE FUND R6 | — | — | — | $545K | 8.0% | |
| American Funds AMERICAN FUNDS 2020 TARGET DATE FUND R6 | — | — | — | $482K | 7.1% | |
| American Funds AMERICAN FUNDS 2050 TARGET DATE FUND R6 | — | — | — | $324K | 4.8% | |
| American Funds AMERICAN FUNDS 2045 TARGET DATE FUND R6 | — | — | — | $267K | 3.9% | |
| American Funds AMERICAN FUNDS 2015 TARGET DATE FUND R6 | — | — | — | $243K | 3.6% | |
| American Funds AMERICAN FUNDS 2055 TARGET DATE FUND R6 | — | — | — | $230K | 3.4% | |
| American Funds AMERICAN FUNDS 2065 TARGET DATE FUND R6 | — | — | — | $137K | 2.0% | |
| American Funds AMERICAN FUNDS 2060 TARGET DATE FUND R6 | — | — | — | $132K | 2.0% | |
| Vanguard 500 INDEX FUND - ADMIRAL | — | — | — | $125K | 1.8% | |
| MFS GROWTH R6 | — | — | — | $103K | 1.5% | |
| American Funds AMERICAN FUNDS SMALLCAP WORLD R6 | — | — | — | $87K | 1.3% | |
| Vanguard MID CAP INDEX ADM | — | — | — | $78K | 1.2% | |
| DFA REAL ESTATE SECURITIES I | — | — | — | $44K | 0.6% | |
| JP Morgan J P MORGAN EQUITY INCOME R6 | — | — | — | $34K | 0.5% | |
| Vanguard DEVELOPED MARKETS INDEX ADMIRAL | — | — | — | $5K | <0.1% | |
| American Funds AMERICAN FUNDS US GOVT MONEY MARKET R6 | — | — | — | $4K | <0.1% | |
| PGIM HIGH-YIELD R6 | — | — | — | $2K | <0.1% |