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Original filing (PDF)20251014132639NAL0003024017001
PIVOTAL HEALTH CARE, LLC
Form 5500
FILING_RECEIVED
ELEVATE 401(K) PLAN
401(k) retirement plan
Signals · 1
~99 bps in Sched C fees
Active participants
792
Accounts w/ balance
856
Plan assets (EOY)
$10.6M
Net assets (EOY)
$10.6M
How this plan invests
This plan
10 pooled trusts
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 99 bps in Schedule C fees — 242% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PIVOTAL HEALTH CARE, LLC.
Plan sponsor
Name
PIVOTAL HEALTH CARE, LLC
EIN
27-1612029
Address
6731 W 121ST ST, SUITE 100 · OVERLAND PARK, KS · 66209
Phone
(913) 890-4780
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
2S · Automatic enrollment
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
PICKETT, CHANEY & MCMULLEN, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INS. CO. OF AMERICA | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $47K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PREVAIL INNOVATIVE WEALTH ADVISORS | — | LEAWOOD, KS | INVESTMENT ADVISOR | $24K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ERISA SERVICES MIDWEST, LLC | — | KNOXVILLE, TN | CONTRACT ADMIN | $34K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INS. CO. OF AMERICA | — | GREEWOOD VILLAGE, CO | INVESTMENT MGMT | $538 | — |
Investments
21 direct securities · 10 pooled funds· $10.0M(94% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Common Collective Trust
$9.1M
10 holdings
Uncategorized
$940K
21 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| STATE ST AMERICAN FD HYBRID 2045 TR BENEFIT PLANS ADMIN SERVICES COLLECTIVE TRUSTS · EIN 83-6699605 / PN 000 | Common Collective Trust | — | — | $1.7M | 15.9% | |
| STATE ST AMERICAN FD HYBRID 2050 TR BENEFIT PLANS ADMIN SERVICES COLLECTIVE TRUSTS · EIN 83-6699605 / PN 000 | Common Collective Trust | — | — | $1.3M | 12.3% | |
| STATE ST AMERICAN FD HYBRID 2035 TR BENEFIT PLANS ADMIN SERVICES COLLECTIVE TRUSTS · EIN 83-6699605 / PN 000 | Common Collective Trust | — | — | $1.2M | 11.4% | |
| STATE ST AMERICAN FD HYBRID 2040 TR BENEFIT PLANS ADMIN SERVICES COLLECTIVE TRUSTS · EIN 83-6699605 / PN 000 | Common Collective Trust | — | — | $1.2M | 11.0% | |
| STATE ST AMERICAN FD HYBRID 2030 TR BENEFIT PLANS ADMIN SERVICES COLLECTIVE TRUSTS · EIN 83-6699605 / PN 000 | Common Collective Trust | — | — | $1.1M | 10.6% | |
| STATE ST AMERICAN FD HYBRID 2025 TR BENEFIT PLANS ADMIN SERVICES COLLECTIVE TRUSTS · EIN 83-6699605 / PN 000 | Common Collective Trust | — | — | $852K | 8.1% | |
| STATE ST AMERICAN FD HYBRID 2055 TR BENEFIT PLANS ADMIN SERVICES COLLECTIVE TRUSTS · EIN 83-6699605 / PN 000 | Common Collective Trust | — | — | $741K | 7.0% | |
| STATE ST AMERICAN FD HYBRID 2060 TR BENEFIT PLANS ADMIN SERVICES COLLECTIVE TRUSTS · EIN 83-6699605 / PN 000 | Common Collective Trust | — | — | $565K | 5.3% | |
| STATE ST AMERICAN FD HYBRID 2020 TR BENEFIT PLANS ADMIN SERVICES COLLECTIVE TRUSTS · EIN 83-6699605 / PN 000 | Common Collective Trust | — | — | $269K | 2.5% | |
| Empower Investments Fixed Account Guaranteed investment contract | — | — | — | $265K | 2.5% | |
| Notes receivable from participants Various participants, interest rates range from 4.25% - 9.50% | — | — | — | $205K | 1.9% | |
| Fidelity 500 Index Mutual fund | — | — | — | $187K | 1.8% | |
| STATE ST AMERICAN FD HYBRID 2065 TR BENEFIT PLANS ADMIN SERVICES COLLECTIVE TRUSTS · EIN 83-6699605 / PN 000 | Common Collective Trust | — | — | $151K | 1.4% | |
| DFA Large Cap International Mutual fund | — | — | — | $41K | 0.4% | |
| DFA US Large Cap Growth Mutual fund | — | — | — | $36K | 0.3% | |
| Victory RS Global Mutual fund | — | — | — | $35K | 0.3% | |
| DFA Emerging Markets Core Equity Mutual fund | — | — | — | $34K | 0.3% | |
| DFA US Small Cap Growth Mutual fund | — | — | — | $21K | 0.2% | |
| Fidelity Growth Strategies Mutual fund | — | — | — | $19K | 0.2% | |
| DFA US Small Cap Mutual fund | — | — | — | $18K | 0.2% | |
| American Funds International Vantage Mutual fund | — | — | — | $11K | 0.1% | |
| DFA Global Real Estate Securities Mutual fund | — | — | — | $10K | <0.1% | |
| DFA US Targeted Value Mutual fund | — | — | — | $10K | <0.1% | |
| DFA US Vector Equity Mutual fund | — | — | — | $9K | <0.1% | |
| Lord Abbett Bond Debenture Mutual fund 66 T Rowe Price Global Value Equity Mutual fund | — | — | — | $8K | <0.1% | |
| JPMorgan Mid Cap Equity Mutual fund | — | — | — | $7K | <0.1% | |
| Fidelity Large Cap Value Index Mutual fund | — | — | — | $7K | <0.1% | |
| DFA Real Estate Securities Mutual fund | — | — | — | $5K | <0.1% | |
| JPMorgan Core Bond Mutual fund | — | — | — | $5K | <0.1% | |
| American Funds SmallCap World Mutual fund 684 BlackRock Strategic Global Bond Mutual fund | — | — | — | $4K | <0.1% | |
| American Funds Conservative Gr & Inc Mutual fund 328 American Funds American High Income Mutual fund | — | — | — | $3K | <0.1% |