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Original filing (PDF)20251015133329NAL0004686737001
ALLIANCE TECHNICAL GROUP, LLC
Form 5500
FILING_RECEIVED
ALLIANCE TECHNICAL GROUP, LLC 401(K) PLAN
401(k) retirement plan
Active participants
1,799
Accounts w/ balance
1,788
Plan assets (EOY)
$43.6M
Net assets (EOY)
$43.6M
How this plan invests
This plan
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 41 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ALLIANCE TECHNICAL GROUP, LLC.
Plan sponsor
Name
ALLIANCE TECHNICAL GROUP, LLC
EIN
27-1569242
Address
255 GRANT STREET, SUITE 600 · DECATUR, AL · 35601
Phone
(256) 351-0121
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
COHEN & COMPANY, LTD.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $87K | — |
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $60K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORGAN STANLEY SMITH BARNEY LLC | 20-8764829 | — | INVESTMENT ADVISOR/BROKER | $18K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $15K | — |
Investments
28 direct securities· $43.6M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| AMERICAN FUNDS TARGET DATE 2040 R6 FUND Mutual Fund | — | — | — | $6.2M | 14.1% | |
| AMERICAN FUNDS TARGET DATE 2035 R6 FUND Mutual Fund | — | — | — | $5.8M | 13.2% | |
| FIDELITY 500 INDEX FUND Mutual Fund | — | — | — | $4.8M | 11.1% | |
| AMERICAN FUNDS TARGET DATE 2050 R6 FUND Mutual Fund | — | — | — | $4.2M | 9.7% | |
| AMERICAN FUNDS TARGET DATE 2055 R6 FUND Mutual Fund | — | — | — | $4.1M | 9.4% | |
| AMERICAN FUNDS TARGET DATE 2045 R6 FUND Mutual Fund | — | — | — | $4.0M | 9.2% | |
| AMERICAN FUNDS TARGET DATE 2060 R6 FUND Mutual Fund | — | — | — | $2.9M | 6.6% | |
| AMERICAN FUNDS TARGET DATE 2030 R6 FUND Mutual Fund | — | — | — | $2.7M | 6.2% | |
| AMERICAN FUNDS TARGET DATE 2065 R6 FUND Mutual Fund | — | — | — | $2.0M | 4.6% | |
| AMERICAN FUNDS TARGET DATE 2025 R6 FUND Mutual Fund | — | — | — | $1.5M | 3.3% | |
| PARTICIPANT LOANS Maturing through January 2040 | — | — | — | $759K | 1.7% | |
| FIDELITY MID CAP INDEX Mutual Fund | — | — | — | $569K | 1.3% | |
| PIMCO INCOME I2 FUND Mutual Fund | — | — | — | $422K | 1.0% | |
| FIDELITY US BOND INDEX Mutual Fund | — | — | — | $406K | 0.9% | |
| FIDELITY NASDAQ COMP INDEX FUND Mutual Fund | — | — | — | $405K | 0.9% | |
| GOLDMAN SACHS GQG PARNTERS INT OPPORTUNITIES FUND Mutual Fund | — | — | — | $404K | 0.9% | |
| AMERICAN FUNDS TARGET DATE 2020 R6 FUND Mutual Fund | — | — | — | $403K | 0.9% | |
| GABELLI US TREASURY MONEY MARKET FUND Money Market Fund | — | — | — | $388K | 0.9% | |
| APEX GUARANTEED FIXED INTEREST FUND Guaranteed Investment Contract | — | — | — | $358K | 0.8% | |
| FIDELITY SMALL CAP INDEX Mutual Fund | — | — | — | $328K | 0.8% | |
| BARON REAL ESTATE R6 FUND Mutual Fund | — | — | — | $233K | 0.5% | |
| J H ENTERPRISE I FUND Mutual Fund | — | — | — | $199K | 0.5% | |
| FIDELITY LARGE CAP VALUE INDEX Mutual Fund | — | — | — | $189K | 0.4% | |
| FIDELITY GLOBAL EX US INDEX FUND Mutual Fund | — | — | — | $188K | 0.4% | |
| BWG HIGH YIELD I FUND Mutual Fund | — | — | — | $101K | 0.2% | |
| FIRST EAGLE GOLD I FUND Mutual Fund | — | — | — | $45K | 0.1% | |
| AMERICAN FUNDS TARGET DATE 2010 R6 FUND Mutual Fund ** 35 AMERICAN FUNDS TARGET DATE 2015 R6 FUND Mutual Fund | — | — | — | $26K | <0.1% | |
| CALMOS MARKET NEUTRAL INCOME FUND Mutual Fund | — | — | — | $2K | <0.1% |
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