How big is SPM, Inc.'s plan?

SPM, Inc.'s plan reported $13.8M in assets and 17 participants for 2023.

Original filing (PDF)20250715120218NAL0001291123001

SPM, Inc.

Name: SPM, Inc. — SPM, Inc. 401(k) Profit Sharing Plan, Form 5500 (2023)
Creator: SPM, Inc.
License: https://www.usa.gov/government-works

Form 5500-SF

FILING_RECEIVED

SPM, Inc. 401(k) Profit Sharing Plan

401(k) retirement plan · SPM, Inc.'s SPM, Inc. 401(k) Profit Sharing Plan held $13.8M in plan assets for 17 participants in 2023.

Signals · 1

High average account balance

Active participants

Accounts w/ balance

Plan assets (EOY)

$13.8M

Net assets (EOY)

$13.8M

Plan identifiers

SPM, Inc.'s EIN is 27-1512026.

EIN 27-1512026

Plan number 001

Plan year 2023

ACK ID 20250715120218NAL0001291123001

Official Form 5500 document

Download the official 2023 Form 5500 (PDF) for SPM, Inc. from the U.S. Department of Labor's EFAST2 system.

Download the official 2023 Form 5500 (PDF)

Plan features

SPM, Inc.'s plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a default investment (QDIA).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for SPM, INC..

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Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 70% of scoring inputs for this filing.

Compliance & integrity

100

Total plan cost

n/a

Plan health

Vendor & structure

100

Knocking points off

Low account-holder ratio — balance-holders per active participant in the bottom quartile of peers (18th percentile).

Helping the score

Cost not scored — no comparable Schedule H expense data for this cohort.
High average account balance (91st percentile).

Plan sponsor

Name

SPM, INC.

EIN

all filings

Address

120 VANTIS DRIVE, SUITE 440 · ALISO VIEJO, CA · 92656

Phone

(949) 975-7900

Industry

Finance & Insurance

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2023

Plan year begin

2023-10-01

Tax period

2024-09-30

Filed

2025-07-15

Pension benefit codes

2A · Age/service weighted or new comparability

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2T · Default investment account (QDIA)

Audit & trust (Schedule H)

Auditor

—

Trustee / custodian

Service providers (Schedule C)

Small plans don't disclose service providers

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