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Original filing (PDF)20251015134607NAL0002514355001
HERZING UNIVERSITY, LTD
Form 5500
FILING_RECEIVED
HERZING UNIVERSITY, LTD. SAVINGS PLAN
401(k) retirement plan
Active participants
1,634
Accounts w/ balance
1,822
Plan assets (EOY)
$61.9M
Net assets (EOY)
$61.9M
How this plan invests
This plan
1 pooled trust
Schedule D
36 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 33 bps in Schedule C fees — 105% above peer band of 16 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HERZING UNIVERSITY, LTD.
Plan sponsor
Name
HERZING UNIVERSITY, LTD
EIN
27-1503981
Address
275 W. WISCONSIN AVE. · SUITE 210 · MILWAUKEE, WI · 53203
Phone
(414) 271-8103
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
2F · ERISA section 404(c)
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
SIKICH CPA LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $146K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GALLAGHER FIDUCIARY ADVISORS LLC | 36-4291971 | — | ADVISOR | $45K | — |
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $12K | — |
Investments
36 direct securities · 1 pooled fund· $63.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$61.8M
35 holdings
Common Collective Trust
$1.1M
1 holding
Mutual Funds
$120K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Vang Target Ret 2035 | — | — | — | $8.9M | 14.3% | |
| Vanguard Vang Target Ret 2040 | — | — | — | $8.7M | 14.1% | |
| Vanguard Vang Target Ret 2045 | — | — | — | $8.3M | 13.4% | |
| Vanguard Vang Target Ret 2050 | — | — | — | $6.2M | 10.1% | |
| Vanguard Vang Target Ret 2030 | — | — | — | $5.3M | 8.5% | |
| Vanguard Vang Target Ret 2025 | — | — | — | $5.0M | 8.0% | |
| Vanguard Vang Target Ret 2055 | — | — | — | $3.3M | 5.4% | |
| Vanguard Vang Target Ret 2020 | — | — | — | $2.1M | 3.4% | |
| Vanguard Vang Target Ret Inc | — | — | — | $1.9M | 3.1% | |
| Fidelity Investments Fid 500 Index | — | — | — | $1.7M | 2.8% | |
| JPMorgan JPM Lg Cap Growth R6 | — | — | — | $1.7M | 2.7% | |
| Participant loans Interest rates from 4.25% to 9.50% - 0 - | — | — | — | $1.2M | 1.9% | |
| Collective Trust Fund * Fidelity Management Trust Company Fid Managed Income Portfolio 2 | — | — | — | $1.1M | 1.8% | |
| MIP CL 2 FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 024 | Common Collective Trust | — | — | $1.1M | 1.8% | |
| JPMorgan JPM Us Equity R6 | — | — | — | $1.1M | 1.7% | |
| Vanguard Vang Target Ret 2060 | — | — | — | $899K | 1.5% | |
| Baird Aggr Bond Inst | — | — | — | $588K | 0.9% | |
| Fidelity Investments Fid Intl Index | — | — | — | $575K | 0.9% | |
| Wells Fargo AS Spl Mid Cp Val R6 | — | — | — | $413K | 0.7% | |
| Fidelity Investments Fid Sm Cap Idx | — | — | — | $396K | 0.6% | |
| Fidelity Investments Fid Emerging Mkts K | — | — | — | $323K | 0.5% | |
| Vanguard Vang Target Ret 2065 | — | — | — | $276K | 0.4% | |
| American Funds AF New Perspect R6 | — | — | — | $266K | 0.4% | |
| JPMorgan JPM Govt Bond R6 | — | — | — | $233K | 0.4% | |
| Wells Fargo AS Spl Sm Cap Val R6 | — | — | — | $211K | 0.3% | |
| MFS Value R6 | — | — | — | $211K | 0.3% | |
| American Funds AF Balanced R6 | — | — | — | $182K | 0.3% | |
| Vanguard Vang Real Est Idx Adm | — | — | — | $166K | 0.3% | |
| JPMorgan JPM Mid Cap Grth R6 | — | — | — | $160K | 0.3% | |
| Fidelity Investments Fid Mid Cap Idx | — | — | — | $160K | 0.3% | |
| Calvert Calv Us Lg Cp Cri R6 | — | — | — | $127K | 0.2% | |
| AB Funds AB Sm Cap Grth Z | Mutual Funds | — | — | $120K | 0.2% | |
| Vanguard Vang Intl Value | — | — | — | $77K | 0.1% | |
| Fidelity Investments Fid Intl Cap Appr K6 | — | — | — | $57K | <0.1% | |
| Money Market Mutual Fund * Fidelity Investments Fid Govt Money Market | — | — | — | $23K | <0.1% | |
| John Hancock Funds JH Dscpl Val Mdcp R6 | — | — | — | $22K | <0.1% | |
| American Funds AF Cap World Bond R6 | — | — | — | $7K | <0.1% |