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Original filing (PDF)20250922101839NAL0004580417001
CAPS VISUAL COMMUNICATIONS, LLC
Form 5500
FILING_RECEIVED
CAPS VISUAL COMMUNICATIONS, LLC 401(K) PLAN
401(k) retirement plan
Active participants
69
Accounts w/ balance
94
Plan assets (EOY)
$15.5M
Net assets (EOY)
$15.5M
How this plan invests
This plan
1 pooled trust
Schedule D
48 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (14 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CAPS VISUAL COMMUNICATIONS, LLC.
Plan sponsor
Name
CAPS VISUAL COMMUNICATIONS, LLC
EIN
27-1498598
Address
329 WEST 18TH STREET SUITE 616 · CHICAGO, IL · 60616
Phone
(312) 279-5200
Industry
Arts, Entertainment, Recreationsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-22
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
PLANTE MORAN
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER AND S | 13-5674085 | — | RECORDKEEPER | $13K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PLANTE & MORAN | — | CHICAGO, IL | ACCOUNTANT | $8K | — |
Investments
44 direct securities · 1 pooled fund· $17.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$17.2M
44 holdings
Common Collective Trust
$464K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| ISHARES S&P 500 INDEX FD INSTL MUTUAL FUNDS | — | — | $1.9M | $4.2M | 27.3% | |
| Pioneer Fundamental | — | — | — | $2.5M | 16.3% | |
| MFS Modrate Allocation FD CL A | — | — | — | $869K | 5.6% | |
| Prudential PGIM Jennison Mid Cap GR FD A | — | — | — | $799K | 5.1% | |
| Victory Sycamore Est Val FD A | — | — | — | $721K | 4.6% | |
| JPMorgan Smtrtirement 2025 A | — | — | — | $606K | 3.9% | |
| JP MORGAN SMRTRET 2025 A MUTUAL FUNDS | — | — | $635K | $606K | 3.9% | |
| Columbia Small Cap Index FD A | — | — | — | $572K | 3.7% | |
| Janus Henderson Janus Henderson GLBL Researc A | — | — | — | $546K | 3.5% | |
| Voya Intermediate Bond FD A | — | — | — | $512K | 3.3% | |
| COLUMBIA TR STBL HI QT ADMIN30 COMMON / COLLECTIVE TRUSTS | — | — | $413K | $464K | 3.0% | |
| COLUMBIA TRUST STABLE HI QUALITY IN AMERIPRISE TRUST COMPANY · EIN 87-2295015 / PN 036 | Common Collective Trust | — | — | $464K | 3.0% | |
| Janus Henderson Triton Fund A | — | — | — | $385K | 2.5% | |
| Invesco Grwth and Income CL A | — | — | — | $355K | 2.3% | |
| JP MORGAN SMRTRET 2030 A MUTUAL FUNDS | — | — | $318K | $323K | 2.1% | |
| JPMorgan Smtrtirement 2030 A | — | — | — | $323K | 2.1% | |
| iShares MSCI Eafe Intrnl IDX A | — | — | — | $307K | 2.0% | |
| PIMCO Income Fund CL A | — | — | — | $307K | 2.0% | |
| Franklin Small Cap Value CL A * 916 Invesco Developing Mkts FD A | — | — | — | $292K | 1.9% | |
| JPMorgan Smtrtirement 2050 A | — | — | — | $278K | 1.8% | |
| JP MORGAN SMRTRET 2050 A MUTUAL FUNDS | — | — | $252K | $278K | 1.8% | |
| JP MORGAN SMRTRET 2040 A MUTUAL FUNDS | — | — | $207K | $215K | 1.4% | |
| JPMorgan Smtrtirement 2040 A | — | — | — | $215K | 1.4% | |
| Columbia Midcap Index FD A | — | — | — | $193K | 1.2% | |
| MFS Conserv Allocation FD A | — | — | — | $155K | 1.0% | |
| MFS Growth Allocation FD CL A | — | — | — | $145K | 0.9% | |
| Participants Participant notes receivable bearing interest from 6.25 to 8.50 percent - | — | — | — | $122K | 0.8% | |
| LOAN FUND LOANS | — | — | $122K | $122K | 0.8% | |
| Macquarie Asset Strategy FD Y | — | — | — | $120K | 0.8% | |
| Deutsche DWS RREEF Real Estate Secur A | — | — | — | $88K | 0.6% | |
| JPMorgan Smtrtirement 2045 A | — | — | — | $88K | 0.6% | |
| JP MORGAN SMRTRET 2045 A MUTUAL FUNDS | — | — | $83K | $88K | 0.6% | |
| JP MORGAN SMTRTIREMENT MUTUAL FUNDS | — | — | $89K | $86K | 0.6% | |
| American Century Short FD CL A * 110 BlackRock High Yield Portfol K | — | — | — | $64K | 0.4% | |
| JPMorgan Smtrtirement 2055 A | — | — | — | $46K | 0.3% | |
| JP MORGAN SMRTRET 2055 A MUTUAL FUNDS | — | — | $40K | $46K | 0.3% | |
| PIMCO Intrnl Bond Unhedged A | — | — | — | $45K | 0.3% | |
| JP MORGAN SMRTRET 2020 A MUTUAL FUNDS | — | — | $26K | $26K | 0.2% | |
| JPMorgan Smtrtirement 2020 A | — | — | — | $26K | 0.2% | |
| American Century American Century Inflat ADJ CL A | — | — | $20K | $19K | 0.1% | |
| Janus Henderson Overseas FD A | — | — | — | $10K | <0.1% | |
| JPMorgan Smtrtirement 2035 A | — | — | — | $7K | <0.1% | |
| JP MORGAN SMRTRET 2035 A MUTUAL FUNDS | — | — | $6K | $7K | <0.1% | |
| ACCRUED INCOME ACCRUED INCOME | — | — | $1K | $1K | <0.1% | |
| Merrill Lynch Money market fund | — | — | — | $1K | <0.1% |
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