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Original filing (PDF)20250926113436NAL0003986499001
NOVOLEX HOLDINGS, LLC
Form 5500
FILING_RECEIVED
NOVOLEX HOLDINGS, LLC 401(K) PLAN
401(k) retirement plan
Active participants
6,230
Accounts w/ balance
8,040
Plan assets (EOY)
$385.3M
Net assets (EOY)
$385.3M
How this plan invests
This plan
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 19 bps in Schedule C fees — 92% above peer band of 10 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NOVOLEX HOLDINGS, LLC.
Plan sponsor
Name
NOVOLEX HOLDINGS, LLC
EIN
27-1455725
Address
101 E CAROLINA AVE · HARTSVILLE, SC · 29550
Phone
(843) 857-4905
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-26
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BAKER TILLY, US LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS | 13-3689044 | — | RECORD KEEPER | $568K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES | 59-1237041 | — | CONSULTANT | $150K | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONAL FINANCIAL SERVICES | 04-3523567 | — | SECURITIES BROKER | $0 | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BAKER TILLY US, LLP | 30-1413443 | — | AUDITOR | $20K | — |
Investments
33 direct securities· $412.8M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index N/R | — | — | — | $46.2M | 12.0% | |
| American Funds American Funds 2030 Trgt Dt Ret R6 N/R | — | — | — | $34.4M | 8.9% | |
| Harbor Capital Appreciation Instl N/R | — | — | — | $30.5M | 7.9% | |
| American Funds American Funds 2040 Trgt Dt Ret R6 N/R | — | — | — | $27.4M | 7.1% | |
| American Funds American Funds 2035 Trgt Dt Ret R6 N/R | — | — | — | $26.6M | 6.9% | |
| Insurance Company/General Account | — | — | — | $25.9M | 6.7% | |
| Transamerica Life Ins. Co. Transamerica Guaranteed Inv Option N/R | — | — | — | $25.9M | 6.7% | |
| American Funds American Funds 2045 Trgt Dt Ret R6 N/R | — | — | — | $18.3M | 4.7% | |
| American Funds American Funds 2050 Trgt Dt Ret R6 N/R | — | — | — | $16.4M | 4.3% | |
| American Funds American Funds 2025 Trgt Dt Ret R6 N/R | — | — | — | $16.0M | 4.2% | |
| Dodge & Cox Dodge & Cox Inc I N/R | — | — | — | $14.1M | 3.7% | |
| MFS Val R6 | — | — | — | $12.2M | 3.2% | |
| American Funds American Funds 2055 Trgt Dt Ret R6 N/R | — | — | — | $12.1M | 3.1% | |
| Participant Loans Notes Receivable with interest rates of $0 | — | — | — | $11.4M | 2.9% | |
| MFS Mid Cap Growth R6 N/R | — | — | — | $11.2M | 2.9% | |
| American Funds American Funds 2060 Trgt Dt Ret R6 N/R | — | — | — | $10.4M | 2.7% | |
| Allspring Mid Cap Value I N/R | — | — | — | $9.6M | 2.5% | |
| American Funds American Funds EuroPacific Gr R6 N/R | — | — | — | $8.3M | 2.2% | |
| Fidelity Mid Cap Index N/R | — | — | — | $7.8M | 2.0% | |
| American Funds American Funds 2020 Trgt Dt Ret R6 N/R | — | — | — | $7.5M | 2.0% | |
| Fidelity Total Intl Index N/R | — | — | — | $7.0M | 1.8% | |
| T. Rowe T. Rowe Price Intgtd US Small-Cap Gr Eq N/R | — | — | — | $6.9M | 1.8% | |
| Fidelity Small Cap Value N/R | — | — | — | $6.3M | 1.6% | |
| Premier Vanguard Inf-Protected Secs Adm N/R | — | — | — | $5.7M | 1.5% | |
| American Funds American Funds 2065 Trgt Dt Ret R6 N/R | — | — | — | $3.0M | 0.8% | |
| Pimco Diversified Inc Instl N/R | — | — | — | $2.8M | 0.7% | |
| American Funds American Funds 2010 Trgt Dt Ret R6 N/R | — | — | — | $1.6M | 0.4% | |
| Vanguard International Value N/R | — | — | — | $1.6M | 0.4% | |
| Vanguard Intl Val | — | — | — | $1.6M | 0.4% | |
| American Funds American Funds 2015 Trgt Dt Ret R6 N/R | — | — | — | $1.5M | 0.4% | |
| Fidelity Small Cap Index N/R | — | — | — | $1.4M | 0.4% | |
| American Funds American Funds New World R6 N/R | — | — | — | $925K | 0.2% | |
| State Street State Street Instl US Govt Money Mkt N/R | — | — | — | $112K | <0.1% |