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Original filing (PDF)20251007085151NAL0007576064001
CAPITAL INTEGRATION SYSTEMS LLC
Form 5500
FILING_RECEIVED
CAIS RETIREMENT SAVINGS PLAN
401(k) retirement plan
Active participants
262
Accounts w/ balance
281
Plan assets (EOY)
$23.0M
Net assets (EOY)
$23.0M
How this plan invests
This plan
1 pooled trust
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (2 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CAPITAL INTEGRATION SYSTEMS LLC.
Plan sponsor
Name
CAPITAL INTEGRATION SYSTEMS LLC
EIN
27-1330236
Address
527 MADISON AVENUE,2ND FLOOR · NEW YORK, NY · 10022
Phone
(212) 300-9350
Industry
Custom Computer Programming· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-07
Pension benefit codes
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
2G · Total participant-directed accounts
2R · Participant-directed brokerage (SDBA)
2F · ERISA section 404(c)
2E · Profit-sharing
Audit & trust (Schedule H)
Auditor
LILLING & COMPANY LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $4K | — |
Investments
30 direct securities · 1 pooled fund· $22.5M(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$22.2M
30 holdings
Common Collective Trust
$252K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Fund Mutual Fund | — | — | — | $3.8M | 16.6% | |
| JPMorgan Large Cap Growth Fund Class R6 Mutual Fund | — | — | — | $2.9M | 12.6% | |
| Fidelity Freedom Index 2055 Fund - Inst. Premium Class Mutual Fund | — | — | — | $2.5M | 10.9% | |
| Fidelity Freedom Index 2060 Fund - Inst. Premium Class Mutual Fund | — | — | — | $1.9M | 8.1% | |
| Fidelity Freedom Index 2045 Fund - Inst. Premium Class Mutual Fund | — | — | — | $1.2M | 5.3% | |
| Fidelity Freedom Index 2050 Fund - Inst. Premium Class Mutual Fund | — | — | — | $1.1M | 4.7% | |
| Fidelity Global ex U.S. Index Fund Mutual Fund | — | — | — | $931K | 4.1% | |
| Fidelity Freedom Index 2035 Fund - Inst. Premium Class Mutual Fund | — | — | — | $767K | 3.3% | |
| Fidelity Freedom Index 2065 Fund - Inst. Premium Class Mutual Fund | — | — | — | $752K | 3.3% | |
| Fidelity Freedom Index 2030 Fund - Inst. Premium Class Mutual Fund | — | — | — | $642K | 2.8% | |
| Fidelity Freedom Index 2040 Fund - Inst. Premium Class Mutual Fund | — | — | — | $621K | 2.7% | |
| Carillon Eagle Mid Cap Growth Fund Class R6 Mutual Fund | — | — | — | $608K | 2.6% | |
| Fidelity International Capital Appreciation K6 Fund Mutual Fund | — | — | — | $566K | 2.5% | |
| Undiscovered Managers Behavioral Value Fund Class R6 Mutual Fund | — | — | — | $563K | 2.5% | |
| Fidelity BrokerageLink SDBA | — | — | — | $530K | 2.3% | |
| John Hancock Funds Disciplined Value Mid Cap Fund R6 Mutual Fund | — | — | — | $501K | 2.2% | |
| Fidelity Total Bond K6 Fund Mutual Fund | — | — | — | $500K | 2.2% | |
| MassMutual Small Cap Growth Equity Fund Class I Mutual Fund | — | — | — | $483K | 2.1% | |
| Fidelity U.S. Bond Index Fund Mutual Fund | — | — | — | $317K | 1.4% | |
| Putnam Large Cap Value Fund Class R6 Mutual Fund | — | — | — | $267K | 1.2% | |
| RT NY LIFE AA CL 0 RELIANCE TRUST COMPANY · EIN 46-6350416 / PN 001 | Common Collective Trust | — | — | $252K | 1.1% | |
| Fidelity Freedom Index Income Fund - Inst. Premium Class Mutual Fund | — | — | — | $239K | 1.0% | |
| Fidelity Mid Cap Index Fund Mutual Fund | — | — | — | $142K | 0.6% | |
| Fidelity Emerging Markets Index Fund Mutual Fund | — | — | — | $119K | 0.5% | |
| Bearing interest * Notes receivable from participants ranging from - | — | — | — | $116K | 0.5% | |
| Fidelity Small Cap Index Fund Mutual Fund | — | — | — | $67K | 0.3% | |
| American Funds New World Fund Class R-6 Mutual Fund | — | — | — | $34K | 0.1% | |
| Cohen & Steers Real Estate Securities Fund, Inc. Class Z Mutual Fund | — | — | — | $30K | 0.1% | |
| Fidelity Freedom Index 2025 Fund - Inst. Premium Class Mutual Fund | — | — | — | $9K | <0.1% | |
| Fidelity Freedom Index 2020 Fund - Inst. Premium Class Mutual Fund | — | — | — | $7K | <0.1% | |
| Fidelity Government Money Market Fund Mutual Fund | — | — | — | $4K | <0.1% |
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