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Original filing (PDF)20250903122333NAL0015182193001
ADSWERVE, INC.
Form 5500
FILING_RECEIVED
ADSWERVE INC. 401(K) PLAN
401(k) retirement plan
Active participants
216
Accounts w/ balance
276
Plan assets (EOY)
$19.8M
Net assets (EOY)
$19.8M
How this plan invests
This plan
3 pooled trusts
Schedule D
26 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (3 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ADSWERVE, INC..
Plan sponsor
Name
ADSWERVE, INC.
EIN
27-1327966
Address
999 18TH STREET SUITE 2301N · DENVER, CO · 80202
Phone
(720) 735-5887
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-03
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CLARK NUBER P.S.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $3K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $3K | — |
Investments
23 direct securities · 3 pooled funds· $19.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$18.1M
23 holdings
Common Collective Trust
$1.6M
3 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Mutual Fund | — | — | — | $4.4M | 22.5% | |
| T. Rowe Price Retirement 2050 Mutual Fund | — | — | — | $2.3M | 11.4% | |
| T. Rowe Price Retirement 2055 Mutual Fund | — | — | — | $2.2M | 11.3% | |
| T. Rowe Price Retirement 2045 Mutual Fund | — | — | — | $2.1M | 10.5% | |
| T. Rowe Price Retirement 2060 Mutual Fund | — | — | — | $1.4M | 7.2% | |
| T. Rowe Price Retirement 2040 Mutual Fund | — | — | — | $1.0M | 5.1% | |
| Fidelity International Index Mutual Fund | — | — | — | $846K | 4.3% | |
| AB US LARGE CAP GROWTH CIT W SERS L GREAT GRAY · EIN 38-4116831 / PN 509 | Common Collective Trust | — | — | $734K | 3.7% | |
| PUTNAM LARGE CAP VALUE TRUST IA PUTNAM INVESTMENTS CIT · EIN 82-3639536 / PN 275 | Common Collective Trust | — | — | $582K | 2.9% | |
| T. Rowe Price Retirement 2025 Mutual Fund | — | — | — | $455K | 2.3% | |
| Fidelity Small Cap Index Mutual Fund | — | — | — | $431K | 2.2% | |
| Fidelity Mid Cap Index Mutual Fund | — | — | — | $396K | 2.0% | |
| T. Rowe Price Retirement 2035 Mutual Fund | — | — | — | $380K | 1.9% | |
| Principal Small Cap Growth Mutual Fund | — | — | — | $374K | 1.9% | |
| T. Rowe Price Retirement 2030 Mutual Fund | — | — | — | $339K | 1.7% | |
| MFS International Diversification Mutual Fund | — | — | — | $331K | 1.7% | |
| Fidelity US Bond Index Mutual Fund | — | — | — | $289K | 1.5% | |
| Interest, Collateral, Par, or Maturity Value American Century Small Cap Value Mutual Fund | — | — | — | $256K | 1.3% | |
| PUTNAM STABLE VALUE FUND PUTNAM INVESTMENTS · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $247K | 1.2% | |
| Pimco Income Instl Mutual Fund | — | — | — | $179K | 0.9% | |
| T. Rowe Price Retirement 2065 Mutual Fund | — | — | — | $172K | 0.9% | |
| Participant loans Rates of 3.25% to 9.50% -0- | — | — | — | $152K | 0.8% | |
| J. Hancock Disciplined Value Mid Cap Mutual Fund | — | — | — | $29K | 0.1% | |
| JP Morgan Core Plus Bond Mutual Fund | — | — | — | $17K | <0.1% | |
| MFS Mid Cap Growth Mutual Fund | — | — | — | $13K | <0.1% | |
| T. Rowe Price Retirement 2005 Mutual Fund | — | — | — | $9K | <0.1% |
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