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Original filing (PDF)20251014061715NAL0001059347001
MINT JULEP RESTAURANT MANAGEMENT
Form 5500
FILING_RECEIVED
MINT JULEP RESTAURANT MANAGEMENT GROUP 401(K) PLAN
401(k) retirement plan
Signals · 1
~189 bps in Sched C fees
Active participants
426
Accounts w/ balance
393
Plan assets (EOY)
$1.8M
Net assets (EOY)
$1.8M
How this plan invests
This plan
1 pooled trust
Schedule D
25 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 189 bps in Schedule C fees — 264% above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MINT JULEP RESTAURANT MANAGEMENT.
Plan sponsor
Name
MINT JULEP RESTAURANT MANAGEMENT
EIN
27-1290278
Address
PO BOX 1627 · LEXINGTON, KY · 40588
Phone
(859) 554-6329
Industry
Accommodation & Food Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
SKW CPA'S & ADVISORS PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $26K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES, INC. | 13-2638166 | — | INVESTMENT/FINANCIAL ADVI | $7K | — |
Investments
24 direct securities · 1 pooled fund· $1.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$1.6M
24 holdings
Common Collective Trust
$108K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| AMERFUNDS 2010 TARG DATERET R6 84 REGISTERED INVESTMENT COMPANY ISHARES S&P 500 INDEX K | Registered Investment Companies | — | — | $356K | 20.2% | |
| AMERICAN FUNDS 2055 TARGET R6 | Registered Investment Companies | — | — | $285K | 16.2% | |
| AMERFUNDS 2045 TARG DATERET R6 | Registered Investment Companies | — | — | $128K | 7.3% | |
| INVESCO STABLE VALUE TRUST - C INVESCO TRUST COMPANY · EIN 84-1142974 / PN 001 | Common Collective Trust | — | — | $108K | 6.2% | |
| AMERFUNDS 2040 TARG DATERET R6 | Registered Investment Companies | — | — | $96K | 5.4% | |
| AMERFUNDS 2050 TARG DATERET R6 | Registered Investment Companies | — | — | $94K | 5.3% | |
| AMERFUNDS 2030 TARG DATERET R6 | Registered Investment Companies | — | — | $84K | 4.8% | |
| VANG EQUITY INC ADM | Registered Investment Companies | — | — | $77K | 4.4% | |
| MASSACHUSETTS INVESTORS GR R6 | Registered Investment Companies | — | — | $67K | 3.8% | |
| DODGE & COX BALANCED I | Registered Investment Companies | — | — | $58K | 3.3% | |
| AMERFUNDS 2035 TARG DATERET R6 | Registered Investment Companies | — | — | $56K | 3.2% | |
| AFM CORPORATE BOND R6 | Registered Investment Companies | — | — | $51K | 2.9% | |
| VANGUARD MID CAP VALUE IND ADM | Registered Investment Companies | — | — | $50K | 2.8% | |
| AMERFUNDS 2025 TARG DATERET R6 | Registered Investment Companies | — | — | $43K | 2.5% | |
| MFS INTERNATIONAL GROWTH R6 | Registered Investment Companies | — | — | $39K | 2.2% | |
| JANUS HENDERSON ENTERPRISE N | Registered Investment Companies | — | — | $32K | 1.8% | |
| UNDISC MGRS BEHAVIORAL VAL R6 | Registered Investment Companies | — | — | $31K | 1.7% | |
| ISHARES RUSSELL MIDCAP INDEX K | Registered Investment Companies | — | — | $30K | 1.7% | |
| AMERFUNDS 2020 TARG DATERET R6 | Registered Investment Companies | — | — | $24K | 1.4% | |
| ISHARES RUSSELL 2000 SM CAP K | Registered Investment Companies | — | — | $24K | 1.3% | |
| PRI REAL ESTATE SECURITIES R6 | Registered Investment Companies | — | — | $13K | 0.8% | |
| NEUBERGER BERMAN GENESIS - R6 | Registered Investment Companies | — | — | $4K | 0.2% | |
| VANGUARD INTERMEDIATE TERM BON | Registered Investment Companies | — | — | $3K | 0.1% | |
| AMF CONS GRTH INC PORT R6 | Registered Investment Companies | — | — | $2K | 0.1% | |
| AMERFUNDS 2015 TARG DATERET R6 | Registered Investment Companies | — | — | $1K | <0.1% |
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