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Original filing (PDF)20251010094247NAL0004471859001
PATRIOT POWER INVESTMENT CORPORATION
Form 5500
FILING_RECEIVED
PPIC 401(K) SAFE HARBOR PLAN
401(k) retirement plan
Signals · 1
6 service providers
Active participants
110
Accounts w/ balance
141
Plan assets (EOY)
$9.5M
Net assets (EOY)
$9.4M
How this plan invests
This plan
17 pooled trusts
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 68 bps in Schedule C fees — modestly above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PATRIOT POWER INVESTMENT CORPORATION.
Plan sponsor
Name
PATRIOT POWER INVESTMENT CORPORATION
EIN
27-1061316
Address
409 COMMERCE ROAD · ARTESIA, NM · 882109432
Phone
(575) 748-3400
Industry
Electrical Contractors· Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2E · Profit-sharing
2J · 401(k) feature
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2T · Default investment account (QDIA)
2R · Participant-directed brokerage (SDBA)
3H · Sponsor in controlled / affiliated group
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
WINDES, INC.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
6 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER LIFE & ANNUITY INSURANCE | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $35K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MANAGEMENT | $15K | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NYLIFE SECURITIES LLC | — | NEW YORK, NY | BROKER/ADVISER | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BLUE RIDGE ESOP ASSOOCIATIES | — | CHARLOTTESVILLE, VA | CONTRACT ADMIN | $11K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LEAFHOUSE FINANCIAL ADVISORS, LLC | — | AUSTIN, TX | OTHER | $4K | — |
| EMPOWER FINANCIAL SERVICES | — | GREENWOOD VILLAGE, CO | SHAREHOLDER SERV. FEES | $0 | — |
Investments
14 direct securities · 17 pooled funds· $9.0M(94% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$4.7M
13 holdings
Common Collective Trust
$4.2M
17 holdings
Common Stocks
$82K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| AB US LARGE CAP GROWTH CIT W SERIES GREAT GRAY · EIN 38-4116831 / PN 509 | Common Collective Trust | — | — | $1.8M | 19.3% | |
| Key Guaranteed Portfolio Fund Unallocated contract | — | — | — | $1.6M | 16.5% | |
| money market funds * Notes receivable from participants 4.25% - 9.50% | — | — | — | $531K | 5.6% | |
| AB Relative Value Z Mutual fund | — | — | — | $530K | 5.6% | |
| Nuveen Equity Index R6 Mutual fund | — | — | — | $529K | 5.6% | |
| Nuveen International Equity Index R6 Mutual fund | — | — | — | $485K | 5.1% | |
| AMERICAN CENTURY RD HYBRID 2025 CL BENEFIT PLANS ADMIN SERVICES COLLECTIVE TRUSTS · EIN 83-6699605 / PN 081 | Common Collective Trust | — | — | $357K | 3.8% | |
| AMERICAN CENTURY RD HYBRID 2055 CL BENEFIT PLANS ADMIN SERVICES COLLECTIVE TRUSTS · EIN 83-6699605 / PN 087 | Common Collective Trust | — | — | $266K | 2.8% | |
| American Funds Inflation Linked Bd R6 Mutual fund | — | — | — | $257K | 2.7% | |
| PGIM CORE CONSER BOND FUND CIT GREAT GRAY · EIN 38-7271359 / PN 753 | Common Collective Trust | — | — | $234K | 2.5% | |
| AMERICAN CENTRY RD HYBRID IN RET CL BENEFIT PLANS ADMIN SERVICES COLLECTIVE TRUSTS · EIN 83-6699605 / PN 079 | Common Collective Trust | — | — | $213K | 2.2% | |
| AMERICAN CENTURY RD HYRBRID 2060 CL BENEFIT PLANS ADMIN SERVICES COLLECTIVE TRUSTS · EIN 83-6699605 / PN 088 | Common Collective Trust | — | — | $209K | 2.2% | |
| AMERICAN CENTURY RD HYBRID 2050 CL BENEFIT PLANS ADMIN SERVICES COLLECTIVE TRUSTS · EIN 83-6699605 / PN 086 | Common Collective Trust | — | — | $198K | 2.1% | |
| DFA Emerging Markets Core Equity I Mutual fund | — | — | — | $186K | 2.0% | |
| AMERICAN CENTURY RD HYBRID 2030 CL BENEFIT PLANS ADMIN SERVICES COLLECTIVE TRUSTS · EIN 83-6699605 / PN 082 | Common Collective Trust | — | — | $180K | 1.9% | |
| GREAT GRAY BLENDED RESRCH CORE EQTY GREAT GRAY · EIN 99-3500679 / PN 001 | Common Collective Trust | — | — | $177K | 1.9% | |
| PGIM Global Total Return R6 Mutual fund | — | — | — | $176K | 1.9% | |
| Vanguard Mid Cap Index Fund - Admiral Mutual fund | — | — | — | $144K | 1.5% | |
| Empower International Value Instl Mutual fund | — | — | — | $117K | 1.2% | |
| AMERICAN CENTURY RD HYRBRID 2035 CL BENEFIT PLANS ADMIN SERVICES COLLECTIVE TRUSTS · EIN 83-6699605 / PN 083 | Common Collective Trust | — | — | $106K | 1.1% | |
| MID CAP GROWTH FUND FEE CLASS R1 GREAT GRAY · EIN 38-4126247 / PN 549 | Common Collective Trust | — | — | $104K | 1.1% | |
| AMERICAN CENTURY RD HYBRID 2045 CL BENEFIT PLANS ADMIN SERVICES COLLECTIVE TRUSTS · EIN 83-6699605 / PN 085 | Common Collective Trust | — | — | $103K | 1.1% | |
| , mutual funds, * Empower Self-Directed Brokerage Account | Common Stocks | — | — | $82K | 0.9% | |
| ALTA FEDERATED MDT SMALL CAP CORE ALTA TRUST · EIN 99-2666297 / PN 001 | Common Collective Trust | — | — | $79K | 0.8% | |
| Cohen & Steers Real Estate Securities Z Mutual fund | — | — | — | $77K | 0.8% | |
| Nuveen Small Cap Blend Index R6 Mutual fund | — | — | — | $66K | 0.7% | |
| PGIM High-Yield R6 Mutual fund | — | — | — | $52K | 0.5% | |
| AMERICAN CENTURY RD HYBRID 2065 CL BENEFIT PLANS ADMIN SERVICES COLLECTIVE TRUSTS · EIN 83-6699605 / PN 089 | Common Collective Trust | — | — | $49K | 0.5% | |
| AMERICAN CENTURY RD HYBRID 2040 CL BENEFIT PLANS ADMIN SERVICES COLLECTIVE TRUSTS · EIN 83-6699605 / PN 084 | Common Collective Trust | — | — | $41K | 0.4% | |
| MID CAP VALUE FEE CLASS R1 GREAT GRAY · EIN 38-4139852 / PN 630 | Common Collective Trust | — | — | $39K | 0.4% | |
| MARTIN CURRIE EMERGING MARKETS CIT GREAT GRAY · EIN 82-4565709 / PN 376 | Common Collective Trust | — | — | $0 | <0.1% |