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Original filing (PDF)20251013162447NAL0003672210001
KUIU LLC
Form 5500
FILING_RECEIVED
KUIU LLC 401(K) PROFIT SHARING PLAN & TRUST
401(k) retirement plan
Signals · 1
~88 bps in Sched C fees
Active participants
84
Accounts w/ balance
112
Plan assets (EOY)
$5.8M
Net assets (EOY)
$5.8M
How this plan invests
This plan
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 88 bps in Schedule C fees — 70% above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for KUIU LLC.
Plan sponsor
Name
KUIU LLC
EIN
27-0954749
Address
1920 N LINCOLN ST STE 101 · DIXON, CA · 956209267
Phone
(707) 676-5270
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
DAVID L BUCK, CPA
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PAYCHEX, INC. | 16-1124166 | ROCHESTER, NY | RECORDKEEPER | $20K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LEGACY CAPITAL MANAGEMENT | — | FOLSOM, CA | ADVISOR | $31K | — |
Investments
27 direct securities· $5.8M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds Mutual Fund, Target Date Retirement 2040 | — | — | — | $1.1M | 18.4% | |
| Federated Hermes Money Market Fund, U.S. Treasury Cash Reserves | — | — | — | $779K | 13.5% | |
| American Funds Mutual Fund, Target Date Retirement 2045 | — | — | — | $497K | 8.6% | |
| American Funds Mutual Fund, Target Date Retirement 2060 | — | — | — | $484K | 8.4% | |
| American Funds Mutual Fund, Target Date Retirement 2055 | — | — | — | $415K | 7.2% | |
| American Funds Mutual Fund, Target Date Retirement 2050 | — | — | — | $343K | 6.0% | |
| Goldman Sachs Mutual Fund, Large Cap Growth Insights | — | — | — | $298K | 5.2% | |
| Columbia Mutual Fund, Large Cap Enhanced Core | — | — | — | $278K | 4.8% | |
| American Funds Mutual Fund, Target Date Retirement 2035 | — | — | — | $270K | 4.7% | |
| T.Rowe Price Mutual Fund, U.S. Equity Research | — | — | — | $182K | 3.2% | |
| Franklin Mutual Fund, Small Cap Growth | — | — | — | $163K | 2.8% | |
| American Funds Mutual Fund, Target Date Retirement 2025 | — | — | — | $133K | 2.3% | |
| Voya Mutual Fund, Corporate Leaders 100 | — | — | — | $128K | 2.2% | |
| Macquarie Mutual Fund, Mid Cap Income Opportunities | — | — | — | $111K | 1.9% | |
| Goldman Sachs Mutual Fund, Small Cap Value Insights | — | — | — | $102K | 1.8% | |
| Fidelity Mutual Fund, Advisor Stock Selector Mid Cap | — | — | — | $89K | 1.5% | |
| Blackrock Mutual Fund, Advantage International | — | — | — | $88K | 1.5% | |
| American Funds Mutual Fund, Target Date Retirement 2030 | — | — | — | $85K | 1.5% | |
| Goldman Sachs Mutual Fund, Inflation Protected Securities | — | — | — | $51K | 0.9% | |
| Participant Loans Various loans at 8.75% to 9.50% | — | — | — | $44K | 0.8% | |
| Fidelity Mutual Fund, Advisor Focused Emerging Markets | — | — | — | $37K | 0.6% | |
| Voya Mutual Fund, Intermediate Bond | — | — | — | $28K | 0.5% | |
| American Funds Mutual Fund, Inflation Linked Bond 993 American Funds Mutual Fund, Mortgage Fund | — | — | — | $27K | 0.5% | |
| Putnam Mutual Fund, International Value | — | — | — | $27K | 0.5% | |
| Macquarie Mutual Fund, Large Cap Growth | — | — | — | $21K | 0.4% | |
| T.Rowe Price Mutual Fund, International Stock | — | — | — | $12K | 0.2% | |
| American Funds Mutual Fund, American High-Income Trust 839 Blackrock Mutual Fund, High Yield Portfolio | — | — | — | $7K | 0.1% |
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