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Original filing (PDF)20251015111711NAL0009284626001
MCMILLAN PAZDAN SMITH, LLC
Form 5500
FILING_RECEIVED
MCMILLAN PAZDAN SMITH, LLC 401(K) PLAN
401(k) retirement plan
Active participants
294
Accounts w/ balance
369
Plan assets (EOY)
$32.0M
Net assets (EOY)
$32.0M
How this plan invests
This plan
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 64 bps in Schedule C fees — 120% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MCMILLAN PAZDAN SMITH, LLC.
Plan sponsor
Name
MCMILLAN PAZDAN SMITH, LLC
EIN
27-0813293
Address
400 AUGUSTA STREET SUITE 200 · GREENVILLE, SC · 29601
Phone
(864) 603-5291
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
ELLIOTT DAVIS, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $107K | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NORTHWESTERN MUTUAL INVESTMENT SVCS | — | MILWAUKEE, WI | BROKER/ADVISER | $0 | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $86K | — |
| ENVESTNET RETIREMENT SOLUTIONS, LLC | — | DENVER, CO | OTHER | $12K | — |
Investments
29 direct securities· $31.8M(99% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index | — | — | — | $6.4M | 19.9% | |
| iShares US Aggregate Bond Index K | — | — | — | $3.4M | 10.6% | |
| BlackRock Lifepath Dynamic 2055 K | — | — | — | $2.9M | 9.2% | |
| iShares MSCI Eafe International Index K | — | — | — | $2.9M | 9.1% | |
| American Funds American Funds New World R6 | — | — | — | $1.9M | 5.9% | |
| BlackRock Lifepath Dynamic 2045 K | — | — | — | $1.8M | 5.8% | |
| BlackRock Lifepath Dynamic 2050 K | — | — | — | $1.8M | 5.7% | |
| Fidelity Small Cap Index | — | — | — | $1.2M | 3.6% | |
| iShares Russell Mid-Cap Index K | — | — | — | $1.1M | 3.3% | |
| Empower Guaranteed Interest Fund | — | — | — | $957K | 3.0% | |
| American Century Investments American Century Inflation ADJ Bond R6 | — | — | — | $944K | 3.0% | |
| BlackRock Lifepath Dynamic 2060 K | — | — | — | $913K | 2.9% | |
| Putnam Investments Large Cap Value R6 | — | — | — | $772K | 2.4% | |
| AB Global AB Large Cap Growth Z | — | — | — | $745K | 2.3% | |
| Pimco Income Instl | — | — | — | $698K | 2.2% | |
| Empower T. Rowe Price Mid Cap Gr Inst | — | — | — | $641K | 2.0% | |
| Fidelity Total Bond K6 | — | — | — | $580K | 1.8% | |
| MFS Global Real Estate R6 | — | — | — | $523K | 1.6% | |
| Clearbridge International Growth IS | — | — | — | $276K | 0.9% | |
| American Century American Century High Income R6 | — | — | — | $274K | 0.9% | |
| Franklin Templeton Investments Small Cap Value R6 | — | — | — | $242K | 0.8% | |
| BlackRock Lifepath Dynamic 2040 K | — | — | — | $242K | 0.8% | |
| BlackRock Lifepath Dynamic 2065 K | — | — | — | $199K | 0.6% | |
| Notes receivable from participants 4.25% - 9.50% | — | — | — | $118K | 0.4% | |
| Clearbridge Small Cap Growth IS | — | — | — | $95K | 0.3% | |
| BlackRock Lifepath Dynamic 2035 K | — | — | — | $61K | 0.2% | |
| Putnam Investments International Value R6 | — | — | — | $23K | <0.1% | |
| BlackRock Lifepath Dynamic 2030 K | — | — | — | $17K | <0.1% | |
| BlackRock Lifepath Dynamic Retirement K | — | — | — | $4K | <0.1% |