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Original filing (PDF)20250801133249NAL0003215603001
THE ALBERT M. HIGLEY CO., LLC
Form 5500
FILING_RECEIVED
THE ALBERT M. HIGLEY COMPANY EMPLOYEES RETIREMENT PLAN & TRUST
401(k) retirement plan
Active participants
139
Accounts w/ balance
174
Plan assets (EOY)
$17.6M
Net assets (EOY)
$17.6M
How this plan invests
This plan
5 pooled trusts
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THE ALBERT M. HIGLEY CO., LLC.
Plan sponsor
Name
THE ALBERT M. HIGLEY CO., LLC
EIN
27-0657807
Address
3636 EUCLID AVE · CLEVELAND, OH · 44115
Phone
(216) 861-2050
Industry
Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-01
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
MEADEN & MOORE
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $8K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| OSAIC FA INC | — | FORT WAYNE, IN | INVESTMENT ADVISOR | $30K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $19K | — |
Investments
25 direct securities · 5 pooled funds· $17.5M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$15.7M
25 holdings
Pooled Separate Account
$1.4M
4 holdings
Common Collective Trust
$415K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds 2035 Trgt Date Retire R6 Mutual Fund N/A | — | — | — | $3.2M | 17.9% | |
| American Funds 2040 Trgt Date Retire R6 Mutual Fund N/A | — | — | — | $2.6M | 15.0% | |
| Fidelity 500 Index Mutual Fund N/A | — | — | — | $1.7M | 9.5% | |
| American Funds 2050 Trgt Date Retire R6 Mutual Fund N/A | — | — | — | $1.3M | 7.2% | |
| GWI Fixed Account - Series Class II Unallocated Insurance Contract N/A | — | — | — | $951K | 5.4% | |
| American Funds 2045 Trgt Date Retire R6 Mutual Fund N/A | — | — | — | $849K | 4.8% | |
| Fidelity US Bond Index Mutual Fund N/A | — | — | — | $824K | 4.7% | |
| American Funds 2055 Trgt Date Retire R6 Mutual Fund N/A | — | — | — | $727K | 4.1% | |
| Fidelity International Index Mutual Fund N/A | — | — | — | $551K | 3.1% | |
| American Funds 2060 Trgt Date Retire R6 Mutual Fund N/A | — | — | — | $525K | 3.0% | |
| American Funds New World R6 Mutual Fund N/A | — | — | — | $519K | 2.9% | |
| LARGE CAP GROWTH / JP MORGAN INVST EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 141 | Pooled Separate Account | — | — | $473K | 2.7% | |
| LARGE CAP VALUE I (MANAGED BY JP MO EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 129 | Pooled Separate Account | — | — | $433K | 2.5% | |
| WESTERN ASSET CORE PLUS BOND CIF R1 BENEFIT PLANS ADMIN SERVICES COLLECTIVE TRUSTS · EIN 99-0042880 / PN 000 | Common Collective Trust | — | — | $415K | 2.4% | |
| Fidelity Mid Cap Index Mutual Fund N/A | — | — | — | $355K | 2.0% | |
| Fidelity Small Cap Index Mutual Fund N/A | — | — | — | $258K | 1.5% | |
| MFS INTL GROWTH EQUITY(IS PLATFORM) EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 839 | Pooled Separate Account | — | — | $244K | 1.4% | |
| CORE PLUS BOND / PGIM FUND EMPOWER ANNUITY INSURANCE COMPANY · EIN 06-1050034 / PN 299 | Pooled Separate Account | — | — | $235K | 1.3% | |
| Undiscovered Mgrs Behavioral Value R6 Mutual Fund N/A | — | — | — | $221K | 1.3% | |
| Participant loans (Interest at 4.25% to 9.50%) N/A | — | — | — | $220K | 1.3% | |
| MFS Global Real Estate R6 Mutual Fund N/A | — | — | — | $191K | 1.1% | |
| JPMorgan Mid Cap Growth R6 Mutual Fund N/A | — | — | — | $168K | 1.0% | |
| American Funds 2030 Trgt Date Retire R6 Mutual Fund N/A | — | — | — | $160K | 0.9% | |
| Allspring Special Mid Cap Value R6 Mutual Fund N/A | — | — | — | $145K | 0.8% | |
| American Funds American Balanced R6 Mutual Fund N/A | — | — | — | $102K | 0.6% | |
| American Century Small Cap Growth R6 Mutual Fund N/A | — | — | — | $99K | 0.6% | |
| Fidelity Advisor Intl Small Cap Z Mutual Fund N/A | — | — | — | $63K | 0.4% | |
| American Funds 2025 Trgt Date Retire R6 Mutual Fund N/A | — | — | — | $44K | 0.2% | |
| American Funds 2015 Trgt Date Retire R6 Mutual Fund N/A | — | — | — | $13K | <0.1% | |
| American Funds 2010 Trgt Date Retire R6 Mutual Fund N/A | — | — | — | $6K | <0.1% |