How big is Beacon Pointe Advisors, LLC's plan?

Beacon Pointe Advisors, LLC's plan reported $54.2M in assets and 569 participants for 2024.

Original filing (PDF)20251015154307NAL0002572003001

Beacon Pointe Advisors, LLC

Name: Beacon Pointe Advisors, LLC — Beacon Pointe 401(k), Form 5500 (2024)
Creator: Beacon Pointe Advisors, LLC
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Beacon Pointe 401(k) Plan

401(k) retirement plan · Beacon Pointe Advisors, LLC's Beacon Pointe 401(k) Plan held $54.2M in plan assets for 569 participants in 2024, with The Standard (StanCorp) as recordkeeper.

Signals · 3

Late participant contributionsCorrective distributions issuedSelf-directed brokerage offered

Active participants

569

Accounts w/ balance

608

Plan assets (EOY)

$54.2M

Net assets (EOY)

$54.0M

Plan identifiers

Beacon Pointe Advisors, LLC's EIN is 27-0636826.

EIN 27-0636826

Plan number 001

Plan year 2024

ACK ID 20251015154307NAL0002572003001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for Beacon Pointe Advisors, LLC from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

Beacon Pointe Advisors, LLC's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, automatic enrollment, a default investment (QDIA).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for BEACON POINTE ADVISORS, LLC.

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How this plan invests

This plan

32 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Delinquent participant contributions reported (Schedule H 4a) — 0K (0% of contributions).
Corrective distributions issued (likely failed ADP/ACP testing).
Low account-holder ratio — balance-holders per active participant in the bottom quartile of peers (23rd percentile).

Plan sponsor

Name

BEACON POINTE ADVISORS, LLC

EIN

all filings

Address

24 CORPORATE PLAZA DRIVE, SUITE 150 · NEWPORT BEACH, CA · 92660

Phone

(949) 718-1600

Industry

Finance & Insurance

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-15

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2S · Automatic enrollment

2T · Default investment account (QDIA)

3B · Covers self-employed individuals

Service providers (Schedule C)

2 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
STANCORP FINANCIAL GROUP	93-1253576	—	NONE	$55K	—

Other service providers

Name	EIN	Location	Relation	Direct comp	Indirect comp
CHARLES SCHWAB TRUST BANK	42-1558009	—	NONE	$0	—

Investments

32 direct securities· $51.8M(95% of reported assets)

Mutual Funds

$22.8M

19 holdings

Common Collective Trusts

$11.1M

3 holdings

Other securities

$9.9M

8 holdings

Self-Directed Brokerage

$7.4M

1 holding

Common Stocks

$491K

1 holding

					% of plan
Schwab Bank S&P 500 Select Fund	Common Collective Trusts	—	—	$10.0M	18.4%
Standard Personal Choice Retirement Accounts	Self-Directed Brokerage	—	—	$7.4M	13.7%
MFS Growth R6 Fund	Mutual Funds	—	—	$3.8M	7.0%
Putnam Large Cap Value R6 Fund	Mutual Funds	—	—	$3.2M	5.9%
MFS International Diversification R6 Fund	Mutual Funds	—	—	$3.0M	5.5%
Metropolitan West Total Return I Fund	Other securities	—	—	$2.6M	4.8%
American Funds American Mutual R6 Fund	Mutual Funds	—	—	$2.6M	4.8%
Artisan International Value Institutional Fund	Other securities	—	—	$2.5M	4.7%
MFS Massachusetts Investors Growth Stock R6 Fund	Mutual Funds	—	—	$2.2M	4.0%
Vanguard Balanced Index Admiral Fund	Mutual Funds	—	—	$2.1M	3.8%
Port Street Growth Fund Institutional Class	Other securities	—	—	$1.8M	3.3%
Vanguard Small Cap I Fund	Mutual Funds	—	—	$1.7M	3.1%
T. Rowe Price Diversified Mid-Cap Growth Fund	Other securities	—	—	$918K	1.7%
American Funds Europacific Growth R6 Fund	Mutual Funds	—	—	$883K	1.6%
American Funds New World R6 Fund	Mutual Funds	—	—	$782K	1.4%
Vanguard Mid Cap Index Fund	Common Collective Trusts	—	—	$744K	1.4%
TIAA CREF Lifecycle Index 2060 Institutional Fund	Mutual Funds	—	—	$743K	1.4%
TIAA CREF Lifecycle Index 2045 Institutional Fund	Mutual Funds	—	—	$726K	1.3%
Allspring Special Mid Cap Value R6 Fund	Other securities	—	—	$700K	1.3%
Victory Sycamore Small Company Opportunity R6 Fund	Common Stocks	—	—	$491K	0.9%
PGIM Global Real Estate Class Z Fund	Other securities	—	—	$473K	0.9%
Invesco Oppenheimer Developing Markets R6 Fund	Mutual Funds	—	—	$469K	0.9%
JP Morgan Small Cap Growth R6 Fund	Other securities	—	—	$461K	0.9%
Victory Sycamore Established Value R6 Fund	Other securities	—	—	$433K	0.8%
Vanguard Total Bond Market Index Fund	Common Collective Trusts	—	—	$337K	0.6%
TIAA CREF Lifecycle Index 2050 Institutional Fund	Mutual Funds	—	—	$225K	0.4%
TIAA CREF Lifecycle Index 2035 Institutional Fund	Mutual Funds	—	—	$190K	0.4%
TIAA CREF Lifecycle Index 2040 Institutional Fund	Mutual Funds	—	—	$178K	0.3%
TIAA CREF Lifecycle Index 2055 Institutional Fund	Mutual Funds	—	—	$60K	0.1%
TIAA CREF Lifecycle Index 2030 Institutional Fund	Mutual Funds	—	—	$37K	<0.1%
TIAA CREF Lifecycle Index 2010 Institutional Fund	Mutual Funds	—	—	$30K	<0.1%
TIAA CREF Lifecycle Index 2065 Institutional Fund	Mutual Funds	—	—	$16K	<0.1%