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Original filing (PDF)20251015165328NAL0005184625001
SWOON GROUP, LLC
Form 5500
FILING_RECEIVED
SWOON GROUP, LLC RETIREMENT PLAN
401(k) retirement plan
Active participants
297
Accounts w/ balance
267
Plan assets (EOY)
$8.8M
Net assets (EOY)
$8.8M
How this plan invests
This plan
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SWOON GROUP, LLC.
Plan sponsor
Name
SWOON GROUP, LLC
EIN
27-0610400
Address
300 S. WACKER DRIVE · SUITE 300 · CHICAGO, IL · 60606
Phone
(312) 450-8700
Industry
Admin Support & Waste Mgmtsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
APRIO, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAPITAL RESEARCH AND MANAGEMENT CO | 20-3691658 | LOS ANGELES, CA | RECORDKEEPER | $1K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MMA SECURITIES | — | NEW YORK, NY | INVESTMENT ADVISOR | $31K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SHORE TOMPKINS ACTUARIAL RESOURCES | 20-1694816 | CHICAGO, IL | CONTRACT ADMIN | $5K | — |
Investments
27 direct securities· $8.8M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds 2055 Target Date Fund Mutual Fund NR | — | — | — | $2.1M | 24.4% | |
| American Funds 2050 Target Date Fund Mutual Fund NR | — | — | — | $1.2M | 14.2% | |
| American Funds 2040 Target Date Fund Mutual Fund NR | — | — | — | $1.2M | 13.4% | |
| American Funds 2045 Target Date Fund Mutual Fund NR | — | — | — | $911K | 10.4% | |
| American Funds 2060 Target Date Fund Mutual Fund NR | — | — | — | $778K | 8.9% | |
| Fidelity 500 Index Fund Mutual Fund NR | — | — | — | $763K | 8.7% | |
| American Funds 2065 Target Date Fund Mutual Fund NR | — | — | — | $442K | 5.0% | |
| JPMorgan Large Cap Growth Fund Mutual Fund NR | — | — | — | $368K | 4.2% | |
| American Funds 2035 Target Date Fund Mutual Fund NR | — | — | — | $252K | 2.9% | |
| American Funds 2030 Target Date Fund Mutual Fund NR | — | — | — | $204K | 2.3% | |
| American Funds 2025 Target Date Fund Mutual Fund NR | — | — | — | $154K | 1.7% | |
| American Funds Bond Fund of America Mutual Fund NR 640 * American Funds Capital World Bond Fund Mutual Fund NR 11 * American Funds New Perspective Fund Mutual Fund NR | — | — | — | $87K | 1.0% | |
| Victory Sycamore Established Value Fund Mutual Fund NR | — | — | — | $83K | 0.9% | |
| American Funds US Government Money Market Fund Mutual Fund NR | — | — | — | $37K | 0.4% | |
| MFS International Growth Fund Mutual Fund NR | — | — | — | $35K | 0.4% | |
| Various, bearing interest * Participant loans from 4.25%-9.50% - | — | — | — | $25K | 0.3% | |
| Franklin Small Cap Value Fund Mutual Fund NR | — | — | — | $19K | 0.2% | |
| AB Small Cap Growth Fund Mutual Fund NR 317 * American Funds 2015 Target Date Fund Mutual Fund NR | — | — | — | $13K | 0.1% | |
| JPMorgan Mid Cap Growth Fund Mutual Fund NR | — | — | — | $8K | <0.1% | |
| PIMCO Income Fund Mutual Fund NR | — | — | — | $5K | <0.1% | |
| Fidelity Mid Cap Index Fund Mutual Fund NR | — | — | — | $5K | <0.1% | |
| Franklin Utilities Fund Mutual Fund NR | — | — | — | $5K | <0.1% | |
| Fidelity Small Cap Index Fund Mutual Fund NR | — | — | — | $4K | <0.1% | |
| American Funds 2070 Target Date Fund Mutual Fund NR | — | — | — | $4K | <0.1% | |
| Putnam Large Cap Value Fund Mutual Fund NR | — | — | — | $3K | <0.1% | |
| PGIM High Yield Fund Mutual Fund NR | — | — | — | $2K | <0.1% | |
| Vanguard Real Estate Index Fund Mutual Fund NR | — | — | — | $2K | <0.1% |
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