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Original filing (PDF)20250528135714NAL0018840162001
ROUNDSTONE MANAGEMENT, LTD.
Form 5500
FILING_RECEIVED
ROUNDSTONE MANAGEMENT, LTD. 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
151
Accounts w/ balance
173
Plan assets (EOY)
$11.2M
Net assets (EOY)
$11.2M
How this plan invests
This plan
10 pooled trusts
Schedule D
35 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
92
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
75
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ROUNDSTONE MANAGEMENT, LTD..
Plan sponsor
Name
ROUNDSTONE MANAGEMENT, LTD.
EIN
27-0371422
Address
19621 LAKE RD · ROCKY RIVER, OH · 44116
Phone
(440) 617-0333
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-05-28
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CORRIGAN KRAUSE
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
No Schedule C providers reportedInvestments
25 direct securities · 10 pooled funds· $11.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$7.5M
25 holdings
Common Collective Trust
$3.7M
10 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| (Held at End of Year) ROUNDSTONE MANAGEMENT, LTD 401(K) PLAN EIN#27-0371422 Plan# 001 * VY TRwPr Cap Apprec Port R6 Registered Investment Company | — | — | — | $1.4M | 12.5% | |
| JPMorgan LgCp Grw Fnd R6 Registered Investment Company | — | — | — | $1.1M | 10.2% | |
| Vangrd LifeStrat Grw Fd Inv Registered Investment Company | — | — | — | $1.1M | 9.6% | |
| MYCOMPASS AMERICAN FUNDS 2035 FUND WILMINGTON TRUST FUNDS · EIN 38-7271368 / PN 001 | Common Collective Trust | — | — | $872K | 7.8% | |
| Vangrd 500 Index Fund Adm Registered Investment Company | — | — | — | $672K | 6.0% | |
| MYCOMPASS AMERICAN FUNDS 2055 FUND WILMINGTON TRUST FUNDS · EIN 38-7271372 / PN 001 | Common Collective Trust | — | — | $670K | 6.0% | |
| MYCOMPASS AMERICAN FUNDS 2045 FUND WILMINGTON TRUST FUNDS · EIN 38-7271370 / PN 001 | Common Collective Trust | — | — | $620K | 5.5% | |
| MYCOMPASS AMERICAN FUNDS 2050 FUND WILMINGTON TRUST FUNDS · EIN 38-7271371 / PN 001 | Common Collective Trust | — | — | $483K | 4.3% | |
| American Funds Wash Mutual R6 Registered Investment Company | — | — | — | $466K | 4.1% | |
| MYCOMPASS AMERICAN FUNDS 2060 FUND WILMINGTON TRUST FUNDS · EIN 38-7271373 / PN 001 | Common Collective Trust | — | — | $422K | 3.8% | |
| MYCOMPASS AMERICAN FUNDS 2040 FUND WILMINGTON TRUST FUNDS · EIN 38-7271369 / PN 001 | Common Collective Trust | — | — | $339K | 3.0% | |
| PIMCO Income Fund Ins Registered Investment Company | — | — | — | $339K | 3.0% | |
| Voya Fixed Account (4450) Insurance Company General Account | — | — | — | $302K | 2.7% | |
| American Funds Nw Prspctv R6 Registered Investment Company | — | — | — | $272K | 2.4% | |
| JPMorgan U.S. Res Enhanc Eq R6 Registered Investment Company | — | — | — | $267K | 2.4% | |
| American Funds New World R6 Registered Investment Company | — | — | — | $238K | 2.1% | |
| Voya Small Cap Growth Fund R6 Registered Investment Company | — | — | — | $224K | 2.0% | |
| Vangrd Small-Cap Index Fnd Adm Registered Investment Company | — | — | — | $176K | 1.6% | |
| MYCOMPASS AMERICAN FUNDS 2030 FUND WILMINGTON TRUST FUNDS · EIN 38-7271367 / PN 001 | Common Collective Trust | — | — | $173K | 1.5% | |
| MYCOMPASS AMERICAN FUNDS 2065 FUND WILMINGTON TRUST FUNDS · EIN 38-7271374 / PN 001 | Common Collective Trust | — | — | $151K | 1.3% | |
| Vangrd Mid-Cap Index Fund Adm Registered Investment Company | — | — | — | $139K | 1.2% | |
| Vangrd LifeStrat Cns Gr Fd Inv Registered Investment Company | — | — | — | $139K | 1.2% | |
| party date,rate of interest, collateral, par, or maturity date Allspg Spec MdCp Vl Fd R6 Registered Investment Company | — | — | — | $130K | 1.2% | |
| MFS Intl Diversification Fd R6 Registered Investment Company | — | — | — | $94K | 0.8% | |
| DFA Real Estate Secs Port Ins Registered Investment Company | — | — | — | $67K | 0.6% | |
| MFS Mid Cap Growth Fd R6 Registered Investment Company | — | — | — | $64K | 0.6% | |
| Vangrd LifeStrat Md Grw Fd Inv Registered Investment Company | — | — | — | $62K | 0.6% | |
| DFA US Targeted Vl Port Ins Registered Investment Company | — | — | — | $61K | 0.5% | |
| AmCen Shrt Dur In Pr Bd Fd R6 Registered Investment Company | — | — | — | $54K | 0.5% | |
| LOAN FUND Participant Loans - Rates 06.75% to 10.50% | — | — | — | $45K | 0.4% | |
| Voya Intermediate Bond Fund R6 Registered Investment Company | — | — | — | $43K | 0.4% | |
| MYCOMPASS AMERICAN FUNDS 2025 FUND WILMINGTON TRUST FUNDS · EIN 38-7271366 / PN 001 | Common Collective Trust | — | — | $8K | <0.1% | |
| Vangrd LifeStrat Inc Fd Inv Registered Investment Company | — | — | — | $8K | <0.1% | |
| Voya Gv Mny Mkt F A (Hld Acct) Registered Investment Company | — | — | — | $6K | <0.1% | |
| MYCOMPASS AMERICAN FUNDS 2015 FUND WILMINGTON TRUST FUNDS · EIN 38-7271364 / PN 001 | Common Collective Trust | — | — | $6K | <0.1% |
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