Original filing (PDF)20251015170514NAL0010461298001

ALPINE MANAGEMENT SERVICES III LLC

Name: ALPINE MANAGEMENT SERVICES III LLC — AMS III 401(K) PLAN, Form 5500 (2024)
Creator: ALPINE MANAGEMENT SERVICES III LLC

Form 5500

FILING_RECEIVED

AMS III 401(K) PLAN

Defined-contribution retirement plan

Signals · 2

1 failed disclosure100% in single holding

Active participants

184

Accounts w/ balance

139

Plan assets (EOY)

$22.2M

Net assets (EOY)

$22.2M

How this plan invests

This plan

4 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

Concentration risk

Total plan cost

100

Vendor stack

100

Participation health

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ALPINE MANAGEMENT SERVICES III LLC.

Plan sponsor

Name

ALPINE MANAGEMENT SERVICES III LLC

EIN

27-0368581

Address

1 CALIFORNIA STREET · SUITE 2900 · SAN FRANCISCO, CA · 941114016

Phone

(415) 189-1308

Industry

Management of Companies / Holdingssee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-15

Pension benefit codes

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2R · Participant-directed brokerage (SDBA)

2S · Automatic enrollment

2T · Default investment account (QDIA)

2E · Profit-sharing

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Service providers (Schedule C)

2 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
PAYCHEX, INC.	16-1124166	ROCHESTER, NY	RECORDKEEPER	$16K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
KESTRA ADVISORY SERVICES	74-2794194	AUSTIN, TX	ADVISOR	$36K	—

Failed / refused disclosures (Sched C Part 2)

Provider	Nondisclosure info
—	—

Investments

4 direct securities· $21.0M(94% of reported assets)

Uncategorized

$21.0M

3 holdings

Participant loans

$37K

1 holding

PI	Investment	Type	Shares / units	Cost	Current value	% of plan
	Fidelity Conversion Account Interest-bearing cash	—	—	—	$20.9M	94.1%
	Vanguard Short-Term Bond Index Fund Mutual fund ** 41 * Notes Receivable from Participants (participant loans) Interest rates 4.25% to 9.50% -0-	Participant loans	—	—	$37K	0.2%

Related plans

Other plans using KESTRA ADVISORY SERVICES

UNITED AIRLINES, INC.

UNITED AIRLINES PILOT RETIREMENT ACCOUNT PLAN

$16.8B · 17,444 participants

PAYCHEX RETIREMENT LLC

PAYCHEX POOLED EMPLOYER 401(K) PLAN

$1.8B · 621,703 participants

D.R. HORTON, INC.

D.R. HORTON, INC. PROFIT SHARING PLUS PLAN

$1.4B · 14,645 participants

84 LUMBER COMPANY, L.P.

AMENDED AND RESTATED SAVINGS FUND PLAN FOR EMPLOYEES OF 84 LUMBER COMPANY

$779.5M · 9,227 participants

KOHLBERG KRAVIS ROBERTS & CO. L.P.

KOHLBERG KRAVIS ROBERTS AND CO. 401(K) PROFIT SHARING PLAN