Back to filter
Original filing (PDF)20251015120224NAL0006012656001
THE PROSPECTIVE GROUP INC.
Form 5500
FILING_RECEIVED
THE PROSPECTIVE GROUP 401(K) PLAN
401(k) retirement plan
Signals · 1
27% in single holding
Active participants
185
Accounts w/ balance
203
Plan assets (EOY)
$12.7M
Net assets (EOY)
$12.7M
How this plan invests
This plan
1 pooled trust
Schedule D
12 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
75
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "MORLEY INCOME FUND III" is 27% of plan.
Helping the score
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THE PROSPECTIVE GROUP INC..
Plan sponsor
Name
THE PROSPECTIVE GROUP INC.
EIN
26-4751054
Address
3141 FAIRVIEW PARK DR., · SUITE R-40 · FALLS CHURCH, VA · 22042
Phone
(571) 344-3015
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CST GROUP CPAS, PC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $0 | — |
Investments
12 direct securities · 1 pooled fund· $1.3M(10% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$636K
1 holding
Uncategorized
$636K
12 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| MORLEY STABLE VALUE PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 93-6274329 / PN 001 | Common Collective Trust | — | — | $636K | 5.0% | |
| MORLEY INCOME FUND III | — | — | — | $171K | 1.3% | |
| MORLEY INCOME FUND I | — | — | — | $99K | 0.8% | |
| MORLEY STABLE INCOME BOND FUND | — | — | — | $89K | 0.7% | |
| MORLEY INCOME FUND IV | — | — | — | $56K | 0.4% | |
| SIA-B41 (MORLEY STABLE VALUE FUND S | — | — | — | $53K | 0.4% | |
| PRUDENTIAL CORE INTERMEDIATE BOND F | — | — | — | $48K | 0.4% | |
| PSA NO. 45-004 (SEPARATE ACCOUNT 45 | — | — | — | $45K | 0.4% | |
| GOVERNMENT SHORT TERM INVESTMENT FD | — | — | — | $23K | 0.2% | |
| ACTIVELY MANAGED FUND | — | — | — | $22K | 0.2% | |
| SIA-B45 (MORLEY INTERM STABLE VALUE | — | — | — | $19K | 0.1% | |
| MORLEY INCOME FUND II | — | — | — | $12K | <0.1% | |
| PRUDENTIAL CORE CONSERVATIVE INT BD | — | — | — | $0 | <0.1% |
Related plans
Other plans using FIDELITY INVESTMENTS INSTITUTIONAL
KAISER PERMANENTE MEDICAL CARE PROGRAM
KAISER PERMANENTE GROUP TRUST
$66.6B
MICROSOFT CORPORATION
MICROSOFT CORPORATION SAVINGS PLUS 401K PLAN
$65.6B · 123,878 participants
INTERNATIONAL BUSINESS MACHINES CORPORATION
IBM 401(K) PLAN
$60.4B · 49,030 participants
AT&T INC.
AT&T RETIREMENT SAVINGS PLAN
$43.1B · 102,760 participants
VERIZON COMMUNICATIONS INC.
VERIZON MASTER SAVINGS TRUST
$41.1B
NORTHROP GRUMMAN CORPORATION
NORTHROP GRUMMAN SAVINGS PLAN
$39.5B · 99,799 participants
Similar-size Professional & Technical Services plans
KGROUP USA LLC
VALSOFT 401(K) PLAN
$12.7M · 280 participants
OLLION, INC.
OLLION 401(K) PLAN
$12.6M · 112 participants
VETERANS EZ INFO, INC.
VETSEZ 401(K) PLAN
$12.8M · 243 participants
EAGLE TECHNOLOGIES, INC.
EAGLE TECHNOLOGIES, INC. 401(K) PROFIT SHARING PLAN AND TRUST
$12.8M · 30 participants
STOVA GROUP, LLC
STOVA GROUP, LLC 401(K) PROFIT SHARING & TRUST
$12.5M · 116 participants
MORIARTY AND ASSOCIATES
MORIARTY AND ASSOCIATES RETIREMENT PLAN
$12.5M · 23 participants
Large plans in Virginia
GENERAL DYNAMICS CORPORATION
GENERAL DYNAMICS CORPORATION 401(K) PLAN MASTER TRUST AGREEMENT
$23.5B
GENERAL DYNAMICS CORPORATION
GENERAL DYNAMICS CORPORATION 401(K) PLAN MASTER TRUST AGREEMENT
$23.5B
NORTHROP GRUMMAN CORPORATION
NORTHROP GRUMMAN PENSION PLAN
$18.8B · 11,507 participants
NATIONAL RURAL ELECTRIC COOPERATIVE ASSOCIATION
401(K) PENSION PLAN
$16.8B · 61,593 participants
NORTHROP GRUMMAN CORPORATION
NG DB MT FIXED INCOME FUND
$13.0B
LEIDOS, INC.
LEIDOS, INC. MASTER TRUST
$12.5B