How big is Regency Pacific Management, LLC's plan?

Regency Pacific Management, LLC's plan reported $6.9M in assets and 2,358 participants for 2024.

Original filing (PDF)20251014143740NAL0004250880001

Regency Pacific Management, LLC

Name: Regency Pacific Management, LLC — Regency Pacific, Form 5500 (2024)
Creator: Regency Pacific Management, LLC
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Regency Pacific 401(k) Retirement Plan

401(k) retirement plan · Regency Pacific Management, LLC's Regency Pacific 401(k) Retirement Plan held $6.9M in plan assets for 2,358 participants in 2024, with The Standard (StanCorp) as recordkeeper.

Signals · 4

Late participant contributionsPossibly inadequate fidelity bondCorrective distributions issued~114 bps in Sched C fees

Active participants

2,358

Accounts w/ balance

859

Plan assets (EOY)

$6.9M

Net assets (EOY)

$6.9M

Plan identifiers

Regency Pacific Management, LLC's EIN is 26-4432432.

EIN 26-4432432

Plan number 001

Plan year 2024

ACK ID 20251014143740NAL0004250880001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for Regency Pacific Management, LLC from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

Regency Pacific Management, LLC's plan includes ERISA 404(c) participant direction, a 401(k) feature, automatic enrollment, a default investment (QDIA).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for REGENCY PACIFIC MANAGEMENT, LLC.

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How this plan invests

This plan

33 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Below-average — multiple flags

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Delinquent participant contributions reported (Schedule H 4a) — 28K (2% of contributions).
Corrective distributions issued (likely failed ADP/ACP testing).
Fidelity bond appears below the 10%-of-assets requirement.
Total administrative cost in the bottom quartile of peers (15th percentile).
Low account-holder ratio — balance-holders per active participant in the bottom quartile of peers (7th percentile).
Bottom-decile employer contributions per participant (5th percentile).

Plan sponsor

Name

REGENCY PACIFIC MANAGEMENT, LLC

DBA

REGENCY PACIFIC

EIN

all filings

Address

3326 160TH AVENUE SE · SUITE 120 · BELLEVUE, WA · 98008

Phone

(425) 392-4066

Industry

Health Care & Social Assistance

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-14

Pension benefit codes

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2S · Automatic enrollment

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Auditor

SWEENEY CONRAD, P.S.

Trustee / custodian

Service providers (Schedule C)

4 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
STANCORP FINANCIAL GROUP	93-1253576	—	NONE	$38K	—

Other service providers

Name	EIN	Location	Relation	Direct comp	Indirect comp
ALLIANT INSURANCE SERVICES, INC.	33-0785439	—	NONE	$24K	—
CAPFINANCIAL PARTNERS, LLC (DBA)CAP

Investments

33 direct securities· $5.9M(86% of reported assets)

Mutual Funds

$5.0M

19 holdings

Common Collective Trusts

$524K

4 holdings

Stable Value

$245K

1 holding

Other securities

$188K

7 holdings

U.S. Treasuries

$7K

1 holding

Pooled Separate Accounts

$3K

1 holding

					% of plan
Vanguard Target Retirement 2040 Fund Mutual Fund	Mutual Funds	—	—	$924K	13.4%
Fidelity 500 Fund Mutual Fund	Mutual Funds	—	—	$759K	11.0%
Vanguard Target Retirement 2030 Fund Mutual Fund	Mutual Funds	—	—	$744K	10.8%
Vanguard Target Retirement 2045 Fund Mutual Fund	Mutual Funds	—	—	$406K	5.9%
Vanguard Target Retirement 2055 Fund Mutual Fund	Mutual Funds	—	—	$371K	5.4%
Vanguard Target Retirement 2050 Fund Mutual Fund	Mutual Funds	—	—	$359K	5.2%
Vanguard Growth Index Fund Mutual Fund	Common Collective Trusts	—	—	$292K	4.3%
Vanguard Target Retirement 2025 Fund Mutual Fund	Mutual Funds	—	—	$292K	4.2%
Standard Stable Asset Fund Guaranteed Investment Contract	Stable Value	—	—	$245K	3.6%
Vanguard Target Retirement 2060 Fund Mutual Fund	Mutual Funds	—	—	$204K	3.0%
Vanguard Developed Markets Fund Mutual Fund	Mutual Funds	—	—	$197K	2.9%
Vanguard Target Retirement Income Fund Mutual Fund	Mutual Funds	—	—	$162K	2.3%
Dodge & Cox Income Fund Mutual Fund	Mutual Funds	—	—	$137K	2.0%
Vanguard Mid Cap Index Fund Mutual Fund	Common Collective Trusts	—	—	$126K	1.8%
Vanguard Target Retirement 2065 Fund Mutual Fund	Mutual Funds	—	—	$124K	1.8%
American Funds New Perspective Fund Mutual Fund	Mutual Funds	—	—	$106K	1.5%
JP Morgan Mid Cap Growth Fund Mutual Fund	Other securities	—	—	$100K	1.4%
Notes receivable from participants Mature through 2034, with	Other securities	—	—	$75K	1.1%
Fidelity Small Cap Growth Fund Mutual Fund	Mutual Funds	—	—	$70K	1.0%
Vanguard Small Cap Index Fund Mutual Fund	Common Collective Trusts	—	—	$58K	0.8%
Vanguard Small Cap Value Fund Mutual Fund	Mutual Funds	—	—	$54K	0.8%
Vanguard Value Index Fund Mutual Fund	Common Collective Trusts	—	—	$48K	0.7%
Schwab FDMTL INTL Large Company Fund Mutual Fund	Mutual Funds	—	—	$47K	0.7%
Vanguard Mid-Cap Value Fund Mutual Fund	Mutual Funds	—	—	$13K	0.2%
American Century Government Bond Fund Mutual Fund	U.S. Treasuries	—	—	$7K	0.1%
Vanguard Target Retirement 2020 Fund Mutual Fund	Mutual Funds	—	—	$6K	<0.1%
Vanguard Target Retirement 2070 Fund Mutual Fund	Mutual Funds	—	—	$4K	<0.1%
Principal Real Estate Securities Fund Mutual Fund	Other securities	—	—	$3K	<0.1%
(1) X This form is filed for a CCT, PSA, or MTIA.	Pooled Separate Accounts	—	—	$3K	<0.1%
performed pursuant to both 29 CFR 2520.103-8 and 29 CFR 2520.103-12(d). Check box (3) if pursuant to neither.	Other securities	—	$3K	$3K	<0.1%
Yes No Amount a	Other securities	—	—	$3K	<0.1%
a(2) Total number of active participants at the end of the plan year ........................................................................................ 6a(2)	Other securities	—	—	$2K	<0.1%
6 Number of participants as of the end of the plan year unless otherwise stated (welfare plans complete only lines 6a(1), 6a(2), 6b, 6c, and 6d). a(1) Total number of active participants at the beginning of the plan year ............................................................................... 6a(1)	Other securities	—	—	$2K	<0.1%