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Original filing (PDF)20251007162347NAL0005050801001
DEWINTER GROUP, LLC
Form 5500
FILING_RECEIVED
THE DEWINTER GROUP 401(K) PLAN
401(k) retirement plan
Signals · 2
26% in single holdingNo recordkeeper disclosed
Active participants
414
Accounts w/ balance
514
Plan assets (EOY)
$23.3M
Net assets (EOY)
$23.3M
How this plan invests
This plan
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
87
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Vanguard Balanced Index Adm Vanguard 0" is 26% of plan.
- 64 bps in Schedule C fees — 122% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DEWINTER GROUP, LLC.
Plan sponsor
Name
DEWINTER GROUP, LLC
EIN
26-4419448
Address
1919 S. BASCOM AVENUE · SUITE 250 · CAMPBELL, CA · 95008
Phone
(408) 796-3692
Industry
Admin Support & Waste Mgmtsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-07
Pension benefit codes
2S · Automatic enrollment
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
SENSIBA LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT ADVISOR | — | FAIRFIELD, IA | NONE | $126K | — |
| ASCENSUS LLC | 11-3665754 | — | NONE | $25K | — |
Investments
30 direct securities· $23.2M(99% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Balanced Index Adm Vanguard 0 | — | — | — | $6.1M | 26.3% | |
| Vanguard 500 Index Adm Vanguard 0 | — | — | — | $1.9M | 8.0% | |
| Invesco QQQ Trust Invesco 0 | — | — | — | $1.8M | 7.6% | |
| SPDR S&P 500 Growth ETF SPDR 0 | — | — | — | $1.6M | 6.9% | |
| Technology Select Sector SPDR ETF SPDR 0 | — | — | — | $1.4M | 5.9% | |
| Vanguard Federal Money Market Inv Vanguard 0 | — | — | — | $1.3M | 5.4% | |
| Vanguard Total Stock Market Index Adm Vanguard 0 | — | — | — | $1.2M | 5.0% | |
| Vanguard Health Care Index ETF Vanguard 0 | — | — | — | $882K | 3.8% | |
| iShares Russell Mid-Cap ETF iShares 0 | — | — | — | $627K | 2.7% | |
| SPDR S&P 500 Value ETF SPDR 0 | — | — | — | $604K | 2.6% | |
| Vanguard Small Cap Index ETF Vanguard 0 | — | — | — | $572K | 2.5% | |
| Financial Select Sector SPDR ETF Financial 0 | — | — | — | $557K | 2.4% | |
| SPDR S&P 400 Mid Cap Growth ETF SPDR 0 | — | — | — | $505K | 2.2% | |
| Vanguard Short-Term Bond Index Adm Vanguard 0 | — | — | — | $457K | 2.0% | |
| Dodge & Cox Income Fund I Dodge & Cox 0 | — | — | — | $411K | 1.8% | |
| Vanguard Short-Term Treasury Adm Vanguard 0 | — | — | — | $388K | 1.7% | |
| Vanguard Small-Cap Value Index ETF Vanguard 0 | — | — | — | $382K | 1.6% | |
| Vanguard International Growth Adm Vanguard 0 | — | — | — | $367K | 1.6% | |
| SPDR S&P Emerging Markets ETF SPDR 0 | — | — | — | $283K | 1.2% | |
| SPDR Portfolio S&P 400 Mid Cap ETF SPDR 0 | — | — | — | $267K | 1.1% | |
| Utilities Select Sector SPDR ETF SPDR 0 | — | — | — | $251K | 1.1% | |
| Vanguard Total Intl Stock Index Adm Vanguard 0 | — | — | — | $237K | 1.0% | |
| Vanguard Mid-Cap Value Index ETF Vanguard 0 | — | — | — | $198K | 0.8% | |
| iShares MSCI EAFE ETF iShares 0 | — | — | — | $183K | 0.8% | |
| SPDR S&P 600 Small Cap Growth ETF SPDR 0 | — | — | — | $179K | 0.8% | |
| Vanguard Interm-Term Treasury Adm Vanguard 0 | — | — | — | $172K | 0.7% | |
| iShares TIPS Bond ETF iShares 0 | — | — | — | $170K | 0.7% | |
| Vanguard Real Estate Index ETF Vanguard 0 | — | — | — | $142K | 0.6% | |
| Consumer Staples Select Sector SPDR ETF Consumer Staples 0 | — | — | — | $131K | 0.6% | |
| Various Rates and Maturities Participant's Loan Account 0 | — | — | — | $24K | 0.1% |