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Original filing (PDF)20251015125303NAL0002436787001
DIRECT AUCTION SERVICES, LLC
Form 5500
FILING_RECEIVED
DIRECT AUCTION SERVICES, LLC 401(K) PLAN
401(k) retirement plan
Signals · 1
~562 bps in Sched C fees
Active participants
302
Accounts w/ balance
312
Plan assets (EOY)
$2.6M
Net assets (EOY)
$2.6M
How this plan invests
This plan
1 pooled trust
Schedule D
24 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 562 bps in Schedule C fees — 981% above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DIRECT AUCTION SERVICES, LLC.
Plan sponsor
Name
DIRECT AUCTION SERVICES, LLC
EIN
26-4250602
Address
208 SHIVEL DRIVE · HENDERSONVILLE, TN · 37075
Phone
—
Industry
Management of Companies / Holdingssee all
Plan administrator
Name
FUTUREPLAN FIDUCIARY SERVICES LLC
EIN
82-3719843
City
BOSTON, MA
Phone
(855) 711-5283
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BLANKENSHIP CPA GROUP PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FUTUREPLAN BY ASCENSUS | 82-3719843 | — | RECORDKEEPER | $70K | — |
| TRANSAMERICA RETIREMENT SOLUTIONS, | 13-3689044 | — | RECORDKEEPER | $46K | — |
| AVINTUS LLC | 04-3682160 | — | RECORD KEEPER | $13K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CHERRY BEKAERT LLP | 56-0574444 | — | AUDIT | $18K | — |
Investments
23 direct securities · 1 pooled fund· $2.6M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$2.1M
22 holdings
Common Collective Trust
$438K
1 holding
Mutual Funds
$39K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PUTNAM STABLE VALUE CLASS 75 TRANSAMERICA LIFE INSURANCE COMPANY · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $438K | 16.7% | |
| Columbia Dividend Income A N/A | — | — | — | $296K | 11.3% | |
| Loomis Investment Grade Bond A N/A | — | — | — | $231K | 8.8% | |
| Lord Abbett Bond Debenture R4 N/A | — | — | — | $226K | 8.6% | |
| BlackRock Inflation Protected Bond Inv A N/A | — | — | — | $218K | 8.3% | |
| Interest bearing cash * Transamerica Diversified Cash Reserve N/A | — | — | — | $180K | 6.9% | |
| MFS Massachusetts Investors Grade Stock A N/A | — | — | — | $149K | 5.7% | |
| J.P. Morgan Large Cap Growth R3 N/A | — | — | — | $141K | 5.4% | |
| iShares S&P 500 Index Instl N/A | — | — | — | $134K | 5.1% | |
| J.P. Morgan US Equity R3 N/A | — | — | — | $131K | 5.0% | |
| Eaton Vance Floating-Rate Advantage A N/A | — | — | — | $64K | 2.4% | |
| PGIM High Yield R4 N/A | — | — | — | $58K | 2.2% | |
| Transamerica International Equity A N/A | — | — | — | $55K | 2.1% | |
| MFS Mid Cap Value A N/A | — | — | — | $51K | 2.0% | |
| MFS International Growth A N/A | — | — | — | $44K | 1.7% | |
| MFS International Diversification A N/A | — | — | — | $41K | 1.6% | |
| Allspring Emerging Markets Equity Income A N/A | Mutual Funds | — | — | $39K | 1.5% | |
| Virtus Small Cap Core A N/A | — | — | — | $27K | 1.0% | |
| Virtus Small Cap Growth A N/A | — | — | — | $26K | 1.0% | |
| iShares Russell 2000 Small Cap Index A N/A | — | — | — | $21K | 0.8% | |
| Carillon Mid Cap Growth Inv A N/A | — | — | — | $14K | 0.5% | |
| Touchstone Mid Cap Fund Class A N/A | — | — | — | $11K | 0.4% | |
| Nationwide Mid Cap Market Index A N/A | — | — | — | $7K | 0.3% | |
| Loomis Global Allocation A N/A | — | — | — | $3K | 0.1% |
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