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Original filing (PDF)20251007090253NAL0004356401001
DNANEXUS, INC.
Form 5500
FILING_RECEIVED
DNANEXUS, INC. 401(K) PLAN
401(k) retirement plan
Signals · 1
31% in single holding
Active participants
147
Accounts w/ balance
125
Plan assets (EOY)
$16.3M
Net assets (EOY)
$16.3M
How this plan invests
This plan
38 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
84
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Fidelity 500 Index Registered Investment Company" is 31% of plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DNANEXUS, INC..
Plan sponsor
Name
DNANEXUS, INC.
EIN
26-4233063
Address
1975 W EL CAMINO REAL SUITE 204 · MOUNTAIN VIEW, CA · 94040
Phone
(408) 593-5208
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-07
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
LEE CPA AUDIT GROUP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsRecordkeeper
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $16K | — |
| EMPOWER FINANCIAL SERVICES, INC. | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $25 | — |
| EMPOWER FINANCIAL SERVICES, INC. | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $0 | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BAYBRIDGE CAPITAL GROUP LLC | — | HOUSTON, TX | INVESTMENT ADVISOR | $29K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LEE CPA AUDIT GROUP | — | SACRAMENTO, CA | AUDITOR | $125 | — |
Investments
38 direct securities· $16.3M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Registered Investment Company | — | — | — | $5.1M | 31.4% | |
| Nuveen Lifecycle Index 2045 R6 Registered Investment Company | — | — | — | $1.5M | 9.0% | |
| Nuveen Lifecycle Index 2050 R6 Registered Investment Company | — | — | — | $1.2M | 7.6% | |
| Nuveen Lifecycle Index 2040 R6 Registered Investment Company | — | — | — | $1.2M | 7.1% | |
| Nuveen Lifecycle Index 2035 R6 Registered Investment Company | — | — | — | $1.0M | 6.3% | |
| Vanguard Information Technology Idx Adm Registered Investment Company | — | — | — | $840K | 5.2% | |
| Nuveen Lifecycle Index 2055 R6 Registered Investment Company | — | — | — | $749K | 4.6% | |
| Vanguard Small Cap Index Adm Registered Investment Company | — | — | — | $610K | 3.7% | |
| JPMorgan Large Cap Growth R6 Registered Investment Company | — | — | — | $547K | 3.4% | |
| Nuveen Lifecycle Index 2030 R6 Registered Investment Company | — | — | — | $423K | 2.6% | |
| Vanguard Total Intl Stock Index Admiral Registered Investment Company | — | — | — | $311K | 1.9% | |
| Vanguard Mid Cap Index Fund - Admiral Registered Investment Company | — | — | — | $278K | 1.7% | |
| Nuveen Lifecycle Index 2020 R6 Registered Investment Company | — | — | — | $275K | 1.7% | |
| Participant Loans Interest rates at (4.25% ~ 9.50%) $0 | — | — | — | $187K | 1.1% | |
| Pimco Real Return Instl Registered Investment Company | — | — | — | $182K | 1.1% | |
| Nuveen Lifecycle Index 2025 R6 Registered Investment Company | — | — | — | $175K | 1.1% | |
| Self-Directed Brokerage Accounts * Empower SDB Self-Directed Brokerage Account | — | — | — | $157K | 1.0% | |
| Fixed Annuities * Key Guaranteed Portfolio Fund Fixed Annuity | — | — | — | $144K | 0.9% | |
| Victory Sycamore Established Value R6 Registered Investment Company | — | — | — | $141K | 0.9% | |
| American Funds Growth Fund Of Amer R6 Registered Investment Company | — | — | — | $135K | 0.8% | |
| Vanguard Wellesley Income Adm Registered Investment Company | — | — | — | $124K | 0.8% | |
| JPMorgan Small Cap Growth R6 Registered Investment Company | — | — | — | $110K | 0.7% | |
| Pioneer Bond K Registered Investment Company | — | — | — | $97K | 0.6% | |
| Blackrock Mid-Cap Growth Equity K Registered Investment Company | — | — | — | $96K | 0.6% | |
| Blackrock High Yield Bond Portfolio K Registered Investment Company | — | — | — | $89K | 0.5% | |
| Nuveen Lifecycle Index 2060 R6 Registered Investment Company | — | — | — | $85K | 0.5% | |
| Nuveen Lifecycle Index 2015 R6 Registered Investment Company | — | — | — | $84K | 0.5% | |
| Invesco Gold & Special Minerals R6 Registered Investment Company | — | — | — | $82K | 0.5% | |
| Dfa Us Large Cap Value I Registered Investment Company | — | — | — | $71K | 0.4% | |
| American Funds Europacific Gr R6 Registered Investment Company | — | — | — | $67K | 0.4% | |
| Vanguard Real Estate Index Admiral Registered Investment Company | — | — | — | $55K | 0.3% | |
| MFS Value R6 Registered Investment Company | — | — | — | $48K | 0.3% | |
| Registered Investment Companies American Funds American Balanced R6 Registered Investment Company | — | — | — | $37K | 0.2% | |
| Vanguard Energy Index Adm Registered Investment Company | — | — | — | $31K | 0.2% | |
| Hartford World Bond R6 Registered Investment Company | — | — | — | $15K | <0.1% | |
| Empower International Value Instl Registered Investment Company | — | — | — | $12K | <0.1% | |
| JPMorgan Strategic Income Opps R5 Registered Investment Company | — | — | — | $10K | <0.1% | |
| Fidelity Emerging Markets Index Registered Investment Company | — | — | — | $9K | <0.1% |
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