Original filing (PDF)20251009152806NAL0011761616001

EMPIRE STATE BROKERAGE SERVICES LLC

Name: EMPIRE STATE BROKERAGE SERVICES LLC — EMPIRE STATE BROKERAGE SERVICES LLC 401(K) PLAN, Form 5500 (2024)
Creator: EMPIRE STATE BROKERAGE SERVICES LLC

Form 5500-SF

FILING_RECEIVED

EMPIRE STATE BROKERAGE SERVICES LLC 401(K) PLAN

401(k) retirement plan

Active participants

Accounts w/ balance

Plan assets (EOY)

Net assets (EOY)

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

Total plan cost

Vendor stack

100

Participation health

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for EMPIRE STATE BROKERAGE SERVICES LLC.

Plan sponsor

Name

EMPIRE STATE BROKERAGE SERVICES LLC

EIN

26-4170069

Address

STE L1101 · PLAINVIEW, NY · 118031507

Phone

(516) 396-4604

Industry

Wholesale Tradesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2025-01-01

Tax period

2025-01-21

Filed

2025-10-09

Pension benefit codes

2A · Age/service weighted or new comparability

2E · Profit-sharing

2J · 401(k) feature

2K · 401(m) arrangement

2F · ERISA section 404(c)

2G · Total participant-directed accounts

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Service providers (Schedule C)

Small plans don't disclose service providers

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