Original filing (PDF)20251009152806NAL0011761616001

Empire State Brokerage Services LLC

Name: Empire State Brokerage Services LLC — Empire State, Form 5500 (2024)
Creator: Empire State Brokerage Services LLC
License: https://www.usa.gov/government-works

Form 5500-SF

FILING_RECEIVED

Empire State Brokerage Services LLC 401(k) Plan

401(k) retirement plan · Empire State Brokerage Services LLC's Empire State Brokerage Services LLC 401(k) Plan filed a Form 5500 for plan year 2024.

Active participants

Accounts w/ balance

Plan assets (EOY)

Net assets (EOY)

People on this filing

Richard Tatum signed Empire State Brokerage Services LLC's 2024 Form 5500 as plan administrator.

Richard Tatum — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Empire State Brokerage Services LLC's EIN is 26-4170069.

EIN 26-4170069

Plan number 001

Plan year 2024

ACK ID 20251009152806NAL0011761616001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for Empire State Brokerage Services LLC from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

Empire State Brokerage Services LLC's plan includes profit-sharing, a 401(k) feature, ERISA 404(c) participant direction.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for EMPIRE STATE BROKERAGE SERVICES LLC.

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Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 50% of scoring inputs for this filing.

Compliance & integrity

100

Total plan cost

n/a

Plan health

n/a

Vendor & structure

100

Helping the score