Original filing (PDF)20230523134311NAL0013856096001

PARK SUTTON SECURITIES

Name: PARK SUTTON SECURITIES — PARK SUTTON SECURITIES 401(K) PLAN, Form 5500 (2022)
Creator: PARK SUTTON SECURITIES

Form 5500-SF

FILING_RECEIVED

PARK SUTTON SECURITIES 401(K) PLAN

401(k) retirement plan

Active participants

Accounts w/ balance

Plan assets (EOY)

Net assets (EOY)

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 50% of scoring inputs for this filing.

Compliance & integrity

100

Total plan cost

n/a

Plan health

n/a

Vendor & structure

100

Helping the score

Cost not scored — no comparable Schedule H expense data for this cohort.
Plan health not scored — no comparable participation/contribution data.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for PARK SUTTON SECURITIES.

Plan sponsor

Name

PARK SUTTON SECURITIES

EIN

26-4087498all filings

Address

9 EAST 40 ST · 16TH FLOOR · NEW YORK, NY · 10016

Phone

(646) 727-4825

Industry

Finance & Insurancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2022

Plan year begin

2023-01-01

Tax period

2023-04-30

Filed

2023-05-23

Pension benefit codes

2A · Age/service weighted or new comparability

2E · Profit-sharing

2F · ERISA section 404(c)

2J · 401(k) feature

2R · Participant-directed brokerage (SDBA)

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Auditor

—

Trustee / custodian

Service providers (Schedule C)

Small plans don't disclose service providers

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