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Original filing (PDF)20251014190128NAL0003537185001

VIAFORENSICS, LLC

Form 5500
FILING_RECEIVED
NOWSECURE 401(K) PLAN
401(k) retirement plan
Signals · 1
39% in single holding
Active participants
86
Accounts w/ balance
167
Plan assets (EOY)
$9.8M
Net assets (EOY)
$9.8M
How this plan invests
This plan
27 securities
funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
81
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
  • Top holding "Vanguard Total Stock Index Admiral Class" is 39% of plan.
Helping the score
  • Below-peer total fees (10 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for VIAFORENSICS, LLC.
Plan sponsor
Name
VIAFORENSICS, LLC
EIN
26-4025191
Address
141 W JACKSON BLVD · STE 2100 · CHICAGO, IL · 60604
Phone
(312) 878-1100
Industry
Software Publishers· Information / Tech / Mediasee all
Plan administrator
Name
GUIDELINE RK, LLC
EIN
30-1418950
City
BURLINGAME, CA
Phone
(888) 228-3491
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
MILLER COOPER
Trustee / custodian
Trustee phone

Service providers (Schedule C)

2 rows
Custodian
1
NameEINLocationRelationDirect compIndirect comp
BENEFIT TRUST COMPANY43-1971558CUSTODIAN$0
Recordkeeper
1
NameEINLocationRelationDirect compIndirect comp
GUIDELINE, INC.47-4474775RECORDKEEPER$9K

Investments

27 direct securities· $9.8M(100% of reported assets)
Uncategorized
$8.7M
25 holdings
Mutual Funds
$1.1M
2 holdings
PIInvestmentTypeShares / unitsCostCurrent value% of plan
Vanguard Total Stock Index Admiral Class$3.8M38.8%
Vanguard Developed Markets Index Adm$1.6M16.3%
s (held by Benefit Trust Company) Vanguard Group Bond Index Admiral Class
Mutual Funds
$1.1M10.9%
Vanguard Emerging Markets Stk Adm Cl$703K7.2%
Vanguard Reit Index Fund Adm Shs$465K4.8%
Vanguard Growth Index Adm$403K4.1%
Vanguard Total International Bond Index$371K3.8%
Vanguard Index 500 Admiral$325K3.3%
Vanguard Industrials Index Admiral ** 138 Vanguard Group Long Term Bond Index Admiral$291K3.0%
Vanguard Value Index Adm$116K1.2%
Vanguard Mid Cap Index Admiral$96K1.0%
Vanguard Information Techology Index Adm$84K0.9%
Vanguard Materials Index Admiral ** 266 Vanguard Group Lg-Cap Index Fund Adml ** 435 Vanguard Group Sm-Cap Index Admiral$72K0.7%
Vanguard Ftse Social Index Admiral ** 643 Vanguard Small Cap Value Index Admiral$67K0.7%
Vanguard Short-Term Inflation Protected Security$57K0.6%
Vanguard Financials Index Adm$47K0.5%
Participant loans Interest ranging from 5.00% - 9.25% -$39K0.4%
Vanguard Group St Bd Index Admiral$39K0.4%
Vanguard Extended Market Index$35K0.4%
Vanguard Group High Divid Yield Index Admiral ** 288 Vanguard Specialized Dividend Apprec Index Adm ** 287 Vanguard Group Small Cap Growth Value Index Admiral ** 277 Vanguard Group Mid-Cap Growth Indez Admiral$33K0.3%
Vanguard Total Instl Stock Index Adm$26K0.3%
Vanguard Reserve Fed Mm Fd$14K0.1%
Vanguard Health Care Index Admiral$13K0.1%
Vanguard Mid-Cap Value Index Fd - Admiral$2K<0.1%
s (held by Benefit Trust Company) Vanguard European Stock Index Admiral
Mutual Funds
$1K<0.1%
Vanguard Utilities Index Admiral ** 942 Vanguard Telecom Services Index Admiral$1K<0.1%
Vanguard Energy Index Admiral$1K<0.1%

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