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Original filing (PDF)20251029110300NAL0001573026001
C3.AI, INC.
Form 5500
FILING_RECEIVED
C3.AI, INC. 401(K) PLAN
401(k) retirement plan
Signals · 2
30% in single holdingNo recordkeeper disclosed
Active participants
785
Accounts w/ balance
833
Plan assets (EOY)
$60.1M
Net assets (EOY)
$60.1M
How this plan invests
This plan
36 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
85
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Schwab S&P 500 Index Fund" is 30% of plan.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for C3.AI, INC..
Plan sponsor
Name
C3.AI, INC.
EIN
26-3999357
Address
1400 SEAPORT BOULEVARD · REDWOOD CITY, CA · 94063
Phone
(650) 503-2200
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-29
Pension benefit codes
2F · ERISA section 404(c)
2J · 401(k) feature
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
SILICON VALLEY ACCOUNTANCY CORP.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsOther
4| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES,INC | 34-1479833 | — | NONE | $60K | — |
| WESPAC ADVISROS LLC | 26-2824668 | — | NONE | $25K | — |
| SILICON VALLEY ACCOUNTANCY COR | 77-0573994 | — | NONE | $22K | — |
| CHARLES SCHWAB & CO., INC | 94-1737782 | — | NONE | $112 | — |
Investments
36 direct securities· $59.8M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Schwab S&P 500 Index Fund | — | — | — | $18.0M | 29.9% | |
| Self-Directed Brokerage Accounts | — | — | — | $7.3M | 12.2% | |
| Vanguard Total International Stock Index Fund | — | — | — | $3.4M | 5.7% | |
| JPMorgan Large Cap Growth Fund | — | — | — | $3.1M | 5.1% | |
| American Funds 2040 Target Date Retirement Fd | — | — | — | $2.9M | 4.8% | |
| American Funds 2055 Target Date Retirement Fd | — | — | — | $2.7M | 4.5% | |
| Vanguard Small-Cap Index Fund | — | — | — | $2.6M | 4.3% | |
| American Funds 2050 Target Date Retirement Fd | — | — | — | $2.2M | 3.7% | |
| Vanguard Mid-Cap Index Fund | — | — | — | $2.0M | 3.4% | |
| American Funds 2060 Target Date Retirement Fd | — | — | — | $1.8M | 3.1% | |
| American Funds Europacific Growth Fund | — | — | — | $1.4M | 2.3% | |
| American Funds 2030 Target Date Retirement Fd | — | — | — | $1.3M | 2.2% | |
| American Funds 2045 Target Date Retirement Fd | — | — | — | $1.3M | 2.2% | |
| JPMorgan Equity Income Fund | — | — | — | $1.1M | 1.8% | |
| Janus Henderson Enterprise Fund | — | — | — | $925K | 1.5% | |
| Cohen & Steers Institutional Realty Shares Fund | — | — | — | $776K | 1.3% | |
| American Funds 2025 Target Date Retirement Fd | — | — | — | $764K | 1.3% | |
| American Funds 2020 Target Date Retirement Fd | — | — | — | $667K | 1.1% | |
| American Funds 2065 Target Date Retirement Fd | — | — | — | $630K | 1.0% | |
| American Funds 2035 Target Date Retirement Fd | — | — | — | $602K | 1.0% | |
| PIMCO Income Fund | — | — | — | $453K | 0.8% | |
| Schwab Bank Savings Fund | — | — | — | $437K | 0.7% | |
| Oakmark Fund | — | — | — | $424K | 0.7% | |
| Vanguard GNMA Fund | — | — | — | $421K | 0.7% | |
| American Funds The Bond Fund of America | — | — | — | $360K | 0.6% | |
| Hood River Small-Cap Growth Fund | — | — | — | $338K | 0.6% | |
| Goldman Sachs GQG Partners International Opportunities Fund | — | — | — | $338K | 0.6% | |
| Undiscovered Managers Behavioral Value Fund | — | — | — | $299K | 0.5% | |
| GQG Partners Emerging Markets Equity Fund | — | — | — | $277K | 0.5% | |
| Permanent Portfolio | — | — | — | $266K | 0.4% | |
| Participant Loans/Notes receivable from participants | — | — | — | $243K | 0.4% | |
| John Hancock Disciplined Value Mid Cap Fund | — | — | — | $221K | 0.4% | |
| PIMCO Short Term Fund | — | — | — | $149K | 0.2% | |
| First Eagle Gold Fund | — | — | — | $78K | 0.1% | |
| American Funds 2010 Target Date Retirement Fd | — | — | — | $12K | <0.1% | |
| American Funds 2015 Target Date Retirement Fd | — | — | — | $3K | <0.1% |
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