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Original filing (PDF)20251014092023NAL0002396817001
CADDICK UTILITIES LLC
Form 5500
FILING_RECEIVED
CADDICK UTILITIES LLC 401K RETIREMENT PLAN
401(k) retirement plan
Signals · 1
100% in single holding
Active participants
120
Accounts w/ balance
149
Plan assets (EOY)
$25.6M
Net assets (EOY)
$25.6M
How this plan invests
This plan
1 pooled trust
Schedule D
1 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "[DFE: NATIONWIDE LIFE INSURANCE COMPANY GROUP PENSIONS (extraction pending)]" is 100% of plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CADDICK UTILITIES LLC.
Plan sponsor
Name
CADDICK UTILITIES LLC
EIN
26-3945873
Address
254 S. MAIN ST. · P.O. BOX 59 · AMBLER, PA · 19002
Phone
(215) 653-0260
Industry
Constructionsee all
Plan administrator
Name
CADDICK UTILITIES LLC
EIN
26-3945873
City
AMBLER, PA
Phone
(215) 653-0260
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
ANSEL & ASSOCIATES, CPAS, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONWIDE | 31-4156830 | — | RECORD KEEPER | $19K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | 59-1237041 | — | FINANCIAL ADVISOR | $27K | — |
| PRO ACCOUNT | 73-0988442 | — | INVESTMENT ADVISORY | $11K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| DELAWARE VALLEY RETIREMENT INC | 20-2055473 | — | THIRD PARTY ADMIN | $9K | — |
Investments
1 direct security · 1 pooled fund· $4.8M(19% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$2.4M
1 holding
Pooled Separate Account
$2.4M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| [DFE: NATIONWIDE LIFE INSURANCE COMPANY GROUP PENSIONS (extraction pending)] | — | — | — | $2.4M | 9.3% | |
| QUAL PLANS VARIABLE ACCOUNT NATIONWIDE LIFE INSURANCE COMPANY · EIN 31-4156830 / PN 009 | Pooled Separate Account | — | — | $2.4M | 9.3% |