Original filing (PDF)20251126140526NAL0002520451001

CONSTELLATION ADVISORS

Name: CONSTELLATION ADVISORS — CONSTELLATION ADVISORS SOCA BENEFIT PLAN, Form 5500 (2024)
Creator: CONSTELLATION ADVISORS

Form 5500-SF

FILING_RECEIVED

CONSTELLATION ADVISORS SOCA BENEFIT PLAN

Health & welfare plan

Active participants

Accounts w/ balance

—

Plan assets (EOY)

$14K

Net assets (EOY)

$5K

Plan health score (directional)

Limited public data — directional only

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 35% of scoring inputs for this filing.

Compliance & integrity

100

Total plan cost

n/a

Plan health

n/a

Vendor & structure

n/a

Helping the score

Cost not scored — no comparable Schedule H expense data for this cohort.
Plan health not scored — no comparable participation/contribution data.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for CONSTELLATION ADVISORS.

Plan sponsor

Name

CONSTELLATION ADVISORS

EIN

26-3941439

Address

255 EAST FIFTH ST · CINCINNATI, OH · 45202

Phone

(270) 348-3534

Industry

Finance & Insurancesee all

Plan administrator

Name

MATT APPENZELLER

EIN

47-1277622

City

CINCINNATI, OH

Phone

(513) 452-5103

Plan characteristics

Plan number

501

Plan year

2024

Plan year begin

2024-05-01

Tax period

2025-04-30

Filed

2025-11-26

Welfare benefit codes

4A · Health (other than dental or vision)

Audit & trust (Schedule H)

Auditor

—

Trustee / custodian

—

Trustee phone

—

Small plan (5500-SF) — Schedule H data not available.

Service providers (Schedule C)

Small plans don't disclose service providers

Related plans

Similar-size Finance & Insurance plans

BARILOTTI WEALTH STRATEGIES

BARILOTTI WEALTH STRATEGIES 401(K) PLAN

$14K · 3 participants

FYVIE FINANCIAL LLC

FYVIE FINANCIAL LLC 401(K) PLAN

$14K · 6 participants

SCHMERLING FINANCIAL GROUP

SCHMERLING FINANCIAL GROUP 401K

$14K · 6 participants

JAMES HARRIS & CO.

JAMES HARRIS & CO. 401(K) PLAN

$14K · 5 participants

JN PRIVATE WEALTH MANAGEMENT, LLC

JN PRIVATE WEALTH MANAGEMENT 401(K) PLAN

$14K · 3 participants