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Original filing (PDF)20251002162342NAL0000705297001
BOTTLENECK MANAGEMENT RESTAURANT GROUP
Form 5500
FILING_RECEIVED
BOTTLENECK MANAGEMENT RESTAURANT GROUP 401(K) P/S PLAN
401(k) retirement plan
Signals · 2
~115 bps in Sched C feesNo recordkeeper disclosed
Active participants
700
Accounts w/ balance
180
Plan assets (EOY)
$2.8M
Net assets (EOY)
$2.8M
How this plan invests
This plan
24 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
84
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
65
Knocking points off
- 115 bps in Schedule C fees — 120% above peer band of 52 bps.
- No recordkeeper disclosed on Schedule C.
- Only 26% as many balances as active participants — suggests many active employees aren't deferring.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BOTTLENECK MANAGEMENT RESTAURANT GROUP.
Plan sponsor
Name
BOTTLENECK MANAGEMENT RESTAURANT GROUP
EIN
26-3762264
Address
2211 N ELSTON AVE STE 206 · CHICAGO, IL · 60614
Phone
(312) 212-8878
Industry
Admin Support & Waste Mgmtsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-02
Pension benefit codes
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
PLANTE & MORAN, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FOREST CAPITAL MANAGEMENT CO | — | NAPLES, FL | NONE | $16K | — |
| ASCENSUS LLC | 11-3665754 | — | NONE | $16K | — |
Investments
24 direct securities· $2.6M(95% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retirement 2045 Fund Vanguard 0 | — | — | — | $582K | 21.0% | |
| Vanguard Target Retirement 2050 Fund Vanguard 0 | — | — | — | $523K | 18.9% | |
| Vanguard Target Retirement 2055 Fund Vanguard 0 | — | — | — | $299K | 10.8% | |
| Vanguard Target Retirement 2035 Fund Vanguard 0 | — | — | — | $267K | 9.6% | |
| Vanguard Target Retirement 2040 Fund Vanguard 0 | — | — | — | $252K | 9.1% | |
| Vanguard 500 Index Adm Vanguard 0 | — | — | — | $192K | 7.0% | |
| Vanguard Target Retirement 2060 Fund Vanguard 0 | — | — | — | $178K | 6.4% | |
| Vanguard Target Retirement 2025 Fund Vanguard 0 | — | — | — | $46K | 1.7% | |
| Vanguard Growth Index Adm Vanguard 0 | — | — | — | $43K | 1.5% | |
| Vanguard Windsor II Adm Vanguard 0 | — | — | — | $36K | 1.3% | |
| Vanguard Small-Cap Index Adm Vanguard 0 | — | — | — | $31K | 1.1% | |
| Vanguard Mid Cap Index Adm Vanguard 0 | — | — | — | $27K | 1.0% | |
| Vanguard Target Retirement 2030 Fund Vanguard 0 | — | — | — | $27K | 1.0% | |
| Various Rates and Maturities Participant's Loan Account 0 | — | — | — | $19K | 0.7% | |
| Vanguard Total Intl Stock Index Adm Vanguard 0 | — | — | — | $19K | 0.7% | |
| BlackRock High Yield Portfolio K BlackRock 0 | — | — | — | $18K | 0.7% | |
| Vanguard Target Retirement Income Fund Vanguard 0 | — | — | — | $16K | 0.6% | |
| Vanguard Short-Term Invest Grade Adm Vanguard 0 845 Vanguard Federal Money Market Inv Vanguard 0 | — | — | — | $16K | 0.6% | |
| Vanguard International Growth Adm Vanguard 0 | — | — | — | $16K | 0.6% | |
| American Funds New World R6 American Funds 0 | — | — | — | $14K | 0.5% | |
| JPMorgan Core Plus Bond R6 JP Morgan 0 | — | — | — | $8K | 0.3% | |
| Vanguard Target Retirement 2020 Fund Vanguard 0 | — | — | — | $6K | 0.2% | |
| Invesco U. S. Govt Money Port Y Invesco 0 196 Vanguard Target Retirement 2065 Fund Vanguard 0 | — | — | — | $4K | 0.1% | |
| DFA Global Real Estate Securities DFA 0 | — | — | — | $3K | 0.1% |
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