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Original filing (PDF)20251016140400NAL0003226227001
SHEN MILSOM & WILKE LLC
Form 5500
FILING_RECEIVED
SHEN MILSOM & WILKE, LLC 401(K) PLAN
401(k) retirement plan
Active participants
147
Accounts w/ balance
196
Plan assets (EOY)
$22.9M
Net assets (EOY)
$22.9M
How this plan invests
This plan
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 44 bps in Schedule C fees — 51% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SHEN MILSOM & WILKE LLC.
Plan sponsor
Name
SHEN MILSOM & WILKE LLC
EIN
26-3758621
Address
275 MADISON AVENUE · NEW YORK, NY · 10016
Phone
(212) 725-6800
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-16
Pension benefit codes
2G · Total participant-directed accounts
2F · ERISA section 404(c)
3D · Pre-approved plan (master / prototype / VS)
2J · 401(k) feature
2K · 401(m) arrangement
2E · Profit-sharing
2S · Automatic enrollment
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
ARMANINO LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MUTUAL OF AMERICA SEC. CORP LLC | — | NEW YORK, NY | RECORD KEEPER | $100K | — |
Investments
31 direct securities· $22.9M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| T. Rowe Price | — | — | — | $4.5M | 19.7% | |
| Mutual of America | — | — | — | $2.6M | 11.4% | |
| Dodge & Cox | — | — | — | $2.2M | 9.6% | |
| Calvert | — | — | — | $2.1M | 9.1% | |
| Vanguard | — | — | — | $1.7M | 7.6% | |
| Mutual of America | — | — | — | $1.3M | 5.7% | |
| Mutual of America | — | — | — | $1.3M | 5.5% | |
| BlackRock | — | — | — | $1.1M | 4.9% | |
| MFS | — | — | — | $927K | 4.1% | |
| Mutual of America | — | — | — | $695K | 3.0% | |
| American Funds | — | — | — | $565K | 2.5% | |
| Mutual of America | — | — | — | $502K | 2.2% | |
| Mutual of America | — | — | — | $498K | 2.2% | |
| Vanguard | — | — | — | $452K | 2.0% | |
| Mutual of America | — | — | — | $326K | 1.4% | |
| Vanguard | — | — | — | $316K | 1.4% | |
| Mutual of America | — | — | — | $248K | 1.1% | |
| Mutual of America | — | — | — | $213K | 0.9% | |
| Vanguard | — | — | — | $192K | 0.8% | |
| Mutual of America | — | — | — | $188K | 0.8% | |
| Vanguard | — | — | — | $182K | 0.8% | |
| Mutual of America | — | — | — | $167K | 0.7% | |
| Notes receivable from participants | — | — | — | $156K | 0.7% | |
| Macquerie | — | — | — | $121K | 0.5% | |
| Mutual of America | — | — | — | $114K | 0.5% | |
| Mutual of America | — | — | — | $106K | 0.5% | |
| Mutual of America | — | — | — | $58K | 0.3% | |
| Invesco | — | — | — | $29K | 0.1% | |
| Mutual of America | — | — | — | $26K | 0.1% | |
| Calvert | — | — | — | $19K | <0.1% | |
| American Century | — | — | — | $153 | <0.1% |