Back to filter
Original filing (PDF)20251008120636NAL0003258387001
CALDWELL & GREGORY LLC
Form 5500
FILING_RECEIVED
CALDWELL & GREGORY LLC 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
214
Accounts w/ balance
223
Plan assets (EOY)
$10.4M
Net assets (EOY)
$10.4M
How this plan invests
This plan
2 pooled trusts
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CALDWELL & GREGORY LLC.
Plan sponsor
Name
CALDWELL & GREGORY LLC
EIN
26-3497193
Address
129 BROAD STREET RD STE A · MANAKIN SABOT, VA · 231032260
Phone
(804) 784-7415
Industry
Other Services (ex. Public Admin)see all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-08
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
KEITER
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsTPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $23K | — |
Investments
30 direct securities · 2 pooled funds· $10.1M(97% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$10.0M
30 holdings
Common Collective Trust
$133K
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| William Blair Large Cap Growth Fund Mutual Fund | — | — | — | $1.2M | 11.4% | |
| American Funds New Perspective R6 Mutual Fund | — | — | — | $1.1M | 10.9% | |
| Fidelity 500 Index Fund Mutual Fund | — | — | — | $1.1M | 10.4% | |
| Vanguard Equity-Income Adm Mutual Fund | — | — | — | $1.0M | 9.7% | |
| American Funds 2050 Trgt Date Retire R6 Mutual Fund | — | — | — | $554K | 5.3% | |
| American Funds American Balanced R6 Mutual Fund | — | — | — | $540K | 5.2% | |
| Fidelity Mid-Cap Index Fund Mutual Fund | — | — | — | $539K | 5.2% | |
| American Funds 2025 Trgt Date Retire R6 Mutual Fund | — | — | — | $457K | 4.4% | |
| Vanguard Interm-Term Bond Index Adm Mutual Fund | — | — | — | $453K | 4.3% | |
| Capital Income Builder Inc. Mutual Fund | — | — | — | $418K | 4.0% | |
| American Funds 2045 Trgt Date Retire R6 Mutual Fund | — | — | — | $415K | 4.0% | |
| American Funds 2055 Trgt Date Retire R6 Mutual Fund | — | — | — | $394K | 3.8% | |
| Vanguard Small Cap Index Adm Mutual Fund | — | — | — | $302K | 2.9% | |
| American Funds 2040 Trgt Date Retire R6 Mutual Fund | — | — | — | $258K | 2.5% | |
| American Funds 2030 Trgt Date Retire R6 Mutual Fund | — | — | — | $247K | 2.4% | |
| Principal Fixed Income Guaranteed Option Group Annuity Contract | — | — | — | $213K | 2.0% | |
| MetLife Stable Value Class O Common/Collective Trust | — | — | — | $151K | 1.5% | |
| American Funds Income Fund of Amer R6 Mutual Fund | — | — | — | $134K | 1.3% | |
| METLIFE SV FD SER 25053 CL 0 RELIANCE TRUST COMPANY · EIN 46-6625485 / PN 001 | Common Collective Trust | — | — | $133K | 1.3% | |
| Participant loans 8.50% - 9.50% | — | — | — | $104K | 1.0% | |
| American Funds 2060 Trgt Date Retire R6 Mutual Fund | — | — | — | $82K | 0.8% | |
| American Century Small Cap Growth Fund Mutual Fund | — | — | — | $61K | 0.6% | |
| Undiscovered Managers Behavioral Value Fund Mutual Fund | — | — | — | $59K | 0.6% | |
| Vanguard Emerging Mkts Stock Idx Adm Mutual Fund | — | — | — | $54K | 0.5% | |
| BlackRock High Yield Portfolio Mutual Fund | — | — | — | $49K | 0.5% | |
| American Funds 2020 Trgt Date Retire R6 Mutual Fund | — | — | — | $31K | 0.3% | |
| American Funds 2065 Target Date Retirement Fund Mutual Fund | — | — | — | $13K | 0.1% | |
| Fidelity Inflation Protected Bond Index Fund Mutual Fund | — | — | — | $12K | 0.1% | |
| MFS Mid Cap Value Fund Mutual Fund | — | — | — | $10K | <0.1% | |
| Dodge & Cox Global Bond Fund Mutual Fund | — | — | — | $8K | <0.1% | |
| T Rowe Price Mid-Cap Growth Fund Inc. Mutual Fund | — | — | — | $6K | <0.1% | |
| METLIFE STABLE VALUE METLIFE STABLE VALUE 25157 CLASS O · EIN 20-1591048 / PN 000 | Common Collective Trust | — | — | $0 | <0.1% |
Related plans
Other plans using PRINCIPAL LIFE INSURANCE COMPANY
BOARD OF TRUSTEES OF THE I.A.M. NATIONAL PENSION FUND
IAM NATIONAL PENSION FUND
$15.0B · 102,863 participants
CHEVRON CORPORATION
CHEVRON MASTER PENSION TRUST
$12.2B
AMERICAN EXPRESS COMPANY AND ITS PARTICIPATING SUBSIDIARIES
AMERICAN EXPRESS RETIREMENT SAVINGS PLAN
$9.1B · 25,049 participants
LOWE'S COMPANIES, INC.
LOWES 401(K) PLAN
$8.6B · 263,650 participants
HDR, INC.
HDR, INC. BEST PLAN AND ESOP
$7.7B · 12,137 participants
BURNS & MCDONNELL, INC
BURNS & MCDONNELL, INC. EMPLOYEE STOCK OWNERSHIP PLAN
$5.5B · 10,567 participants
Similar-size Other Services (ex. Public Admin) plans
AUTOMATIC LAUNDRY SERVICES CO., INC.
AUTOMATIC LAUNDRY SERVICES CO., INC. PROFIT SHARING PLAN AND TRUST
$10.3M · 83 participants
KEN HAINSWORTH COMPANY
KEN HAINSWORTH COMPANY 401(K) PROFIT SHARING PLAN
$11.3M · 46 participants
JETZ SERVICES COMPANY, INC
JETZ SERVICE COMPANY INC SALARY SAVINGS PLAN
$6.8M · 167 participants
COIN METER COMPANY, INC.
COIN METER COMPANY 401(K) PROFIT SHARING PLAN
$4.5M · 39 participants
DEPENDABLE CLEANERS, INC.
DEPENDABLE CLEANERS, INC. 401(K) RETIREMENT PLAN
$4.0M · 130 participants
COIN AUTOMATIC LAUNDRY EQUIPMENT COMPANY
COIN AUTOMATIC LAUNDRY EQUIPMENT CO UNION RP
$2.8M · 41 participants
Large plans in Virginia
NORTHROP GRUMMAN CORPORATION
NORTHROP GRUMMAN SAVINGS PLAN
$39.5B · 99,799 participants
GENERAL DYNAMICS CORPORATION
GENERAL DYNAMICS CORPORATION 401(K) PLAN MASTER TRUST AGREEMENT
$23.5B
GENERAL DYNAMICS CORPORATION
GENERAL DYNAMICS CORPORATION 401(K) PLAN MASTER TRUST AGREEMENT
$23.5B
NORTHROP GRUMMAN CORPORATION
NORTHROP GRUMMAN PENSION PLAN
$18.8B · 11,507 participants
NATIONAL RURAL ELECTRIC COOPERATIVE ASSOCIATION
401(K) PENSION PLAN
$16.8B · 61,593 participants
NORTHROP GRUMMAN CORPORATION
NG DB MT FIXED INCOME FUND
$13.0B