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Original filing (PDF)20251013135419NAL0003082610001
ESMARK, INC.
Form 5500
FILING_RECEIVED
ESMARK, INC. 401(K) PLAN
401(k) retirement plan
Active participants
159
Accounts w/ balance
119
Plan assets (EOY)
$8.3M
Net assets (EOY)
$8.3M
How this plan invests
This plan
2 pooled trusts
Schedule D
25 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (26 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ESMARK, INC..
Plan sponsor
Name
ESMARK, INC.
EIN
26-3477009
Address
100 HAZEL LANE SUITE 300 · SEWICKLEY, PA · 15143
Phone
(412) 259-8868
Industry
Management of Companies / Holdingssee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
CASSEL PLAN AUDITS, INC.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $20K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $2K | — |
Investments
24 direct securities · 2 pooled funds· $8.3M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$8.1M
24 holdings
Common Collective Trust
$134K
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| T. Rowe Price T. Rowe Price Retirement 2030 Fund | — | — | — | $1.9M | 22.5% | |
| T. Rowe Price T. Rowe Price Retirement 2025 Fund | — | — | — | $1.5M | 18.1% | |
| T. Rowe Price T. Rowe Price Retirement 2035 Fund | — | — | — | $1.1M | 12.9% | |
| T. Rowe Price T. Rowe Price Retirement 2020 Fund | — | — | — | $672K | 8.1% | |
| T. Rowe Price T. Rowe Price Retirement 2040 Fund | — | — | — | $594K | 7.2% | |
| JPMorgan Large Cap Growth Fund | — | — | — | $441K | 5.3% | |
| Participants Notes receivable from participants (interest rates from 4.25 | — | — | — | $239K | 2.9% | |
| T. Rowe Price T. Rowe Price Retirement 2045 Fund | — | — | — | $217K | 2.6% | |
| T. Rowe Price T. Rowe Price Retirement 2060 Fund | — | — | — | $195K | 2.4% | |
| T. Rowe Price T. Rowe Price Retirement 2050 Fund | — | — | — | $148K | 1.8% | |
| American Century Investments American Century Small Cap Growth Fund | — | — | — | $147K | 1.8% | |
| Fidelity Management Trust Company Fidelity 500 Index Fund | — | — | — | $140K | 1.7% | |
| PUTNAM STABLE VALUE FUND PUTNAM INVESTMENTS · EIN 04-3159710 / PN 202 | Common Collective Trust | — | — | $134K | 1.6% | |
| American Funds American Funds Bond Fund of America | — | — | — | $132K | 1.6% | |
| Fidelity Management Trust Company Fidelity Mid Cap Index Fund | — | — | — | $122K | 1.5% | |
| T. Rowe Price T. Rowe Price Retirement 2055 Fund | — | — | — | $119K | 1.4% | |
| Fidelity Management Trust Company Fidelity International Index Fund | — | — | — | $118K | 1.4% | |
| Columbia Threadneedle Columbia Small Cap Value Fund | — | — | — | $96K | 1.2% | |
| PIMCO Income Fund | — | — | — | $89K | 1.1% | |
| Putnam Investments Putnam Large Cap Value Fund | — | — | — | $65K | 0.8% | |
| Goldman Sachs Goldman Sachs International Small Cap Insights Fund | — | — | — | $53K | 0.6% | |
| MFS Investment Management MFS International Growth Fund | — | — | — | $45K | 0.5% | |
| T. Rowe Price T. Rowe Price Retirement Balanced Fund ** 2 T. Rowe Price T. Rowe Price Retirement 2005 Fund | — | — | — | $42K | 0.5% | |
| T. Rowe Price T. Rowe Price Retirement 2015 Fund | — | — | — | $18K | 0.2% | |
| Fidelity Management Trust Company Fidelity Small Cap Index Fund | — | — | — | $14K | 0.2% | |
| MANNING AND NAPIER DISCIPLINED VALU MANNING AND NAPIER CT OR SVF · EIN 02-0476209 / PN 059 | Common Collective Trust | — | — | $0 | <0.1% |
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