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Original filing (PDF)20251028194001NAL0011990704001
MOORE CAPITAL MANAGEMENT, LP
Form 5500
FILING_RECEIVED
MOORE CAPITAL MANAGEMENT, LP 401(K) PLAN
401(k) retirement plan
Signals · 2
41% in single holdingNo recordkeeper disclosed
Active participants
458
Accounts w/ balance
688
Plan assets (EOY)
$209.4M
Net assets (EOY)
$209.4M
How this plan invests
This plan
12 pooled trusts
Schedule D
26 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
94
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
80
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "SCHWAB S&P 500 INDEX FUND Registered Investment Company" is 41% of plan.
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (1 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MOORE CAPITAL MANAGEMENT, LP.
Plan sponsor
Name
MOORE CAPITAL MANAGEMENT, LP
EIN
26-3319657
Address
11 TIMES SQUARE, 37TH FLOOR · NEW YORK, NY · 10036
Phone
(212) 782-7346
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-28
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
COHNREZNICK
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES INC | 34-1479833 | — | NONE | $28K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $3K | — |
Investments
14 direct securities · 12 pooled funds· $208.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$165.1M
14 holdings
Common Collective Trust
$43.4M
12 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SCHWAB S&P 500 INDEX FUND Registered Investment Company | — | — | — | $84.6M | 40.4% | |
| SCHWAB SMALL-CAP INDEX FUND Registered Investment Company | — | — | — | $19.6M | 9.3% | |
| PCRA Self-Directed Brokerage Account | — | — | — | $16.8M | 8.0% | |
| ISHARES MSCI EAFE INTL IDX K Registered Investment Company | — | — | — | $10.5M | 5.0% | |
| SCHWAB INDEXED RET TRUST FUND 2050 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 019 | Common Collective Trust | — | — | $8.3M | 4.0% | |
| SCHWAB VALUE ADVAN MONEY ULTRA Registered Investment Company | — | — | — | $7.9M | 3.8% | |
| SCHWAB INDEXED RET TRUST FUND 2045 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 018 | Common Collective Trust | — | — | $7.1M | 3.4% | |
| SCHWAB INDEXED RET TRUST FUND 2040 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 017 | Common Collective Trust | — | — | $6.9M | 3.3% | |
| SCHWAB INDEXED RET TRUST FUND 2035 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 016 | Common Collective Trust | — | — | $5.9M | 2.8% | |
| SCHWAB INDEXED RET TRUST FUND 2030 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 015 | Common Collective Trust | — | — | $4.8M | 2.3% | |
| FIDELITY EMERG MARKETS IDX Registered Investment Company | — | — | — | $4.5M | 2.2% | |
| METROPOLITAN WEST TTL RTN BD I Registered Investment Company | — | — | — | $4.1M | 1.9% | |
| SCHWAB INDEXED RET TRUST FUND 2055 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 021 | Common Collective Trust | — | — | $3.9M | 1.9% | |
| EATON VANCE INC FD BOSTON R6 Registered Investment Company | — | — | — | $3.7M | 1.8% | |
| VANGUARD REAL ESTATE INDEX ADM Registered Investment Company | — | — | — | $3.5M | 1.7% | |
| FIDELITY US BOND INDEX Registered Investment Company | — | — | — | $3.4M | 1.6% | |
| SCHWAB INDEXED RET TRUST FUND 2020 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 013 | Common Collective Trust | — | — | $3.0M | 1.4% | |
| PIMCO REAL RETURN FUND - INSTL Registered Investment Company | — | — | — | $3.0M | 1.4% | |
| DODGE & COX INCOME X Registered Investment Company | — | — | — | $1.5M | 0.7% | |
| SCHWAB INDEXED RET TRUST FUND 2025 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 014 | Common Collective Trust | — | — | $1.4M | 0.7% | |
| SCHWAB INDEXED RET TRUST FUND 2060 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 023 | Common Collective Trust | — | — | $1.2M | 0.6% | |
| PARTICIPANT LOANS (4.25% - 9.50%) | — | — | — | $1.2M | 0.6% | |
| FIDELITY SHRT-TERM TRS BD INDX Registered Investment Company | — | — | — | $908K | 0.4% | |
| SCHWAB INDEXED RET TRUST FUND 2065 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 025 | Common Collective Trust | — | — | $442K | 0.2% | |
| SCHWAB INDEXED RET TRUST FUND 2015 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 012 | Common Collective Trust | — | — | $225K | 0.1% | |
| SCHWAB INDEXED RET TRUST FUND 2010 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 011 | Common Collective Trust | — | — | $179K | <0.1% |
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