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Original filing (PDF)20251006065828NAL0003086097001
WITHIN3, INC.
Form 5500
FILING_RECEIVED
WITHIN3, INC. 401(K) PLAN
401(k) retirement plan
Active participants
92
Accounts w/ balance
107
Plan assets (EOY)
$7.0M
Net assets (EOY)
$7.0M
How this plan invests
This plan
1 pooled trust
Schedule D
24 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (35 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for WITHIN3, INC..
Plan sponsor
Name
WITHIN3, INC.
EIN
26-3208372
Address
17415 NORTHWOOD AVENUE · 3RD FLOOR SUITE 300 · LAKEWOOD, OH · 44107
Phone
(855) 948-4463
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-06
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2T · Default investment account (QDIA)
3F · Sponsor used leased employees
Audit & trust (Schedule H)
Auditor
BDG-CPA'S
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LPL FINANCIAL RPCP | 04-3046611 | — | NONE | $23K | — |
| THE VANGUARD GROUP, INC. | 23-1945930 | — | NONE | $2K | — |
Investments
23 direct securities · 1 pooled fund· $7.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$7.0M
23 holdings
Common Collective Trust
$10K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| JPMorgan Large Cap Growth R6 JP Morgan 0 | — | — | — | $1.6M | 22.6% | |
| Vanguard 500 Index Adm Vanguard 0 | — | — | — | $886K | 12.7% | |
| American Funds Trgt Date Ret 2045 R6 American Funds 0 | — | — | — | $820K | 11.7% | |
| American Funds Trgt Date Ret 2050 R6 American Funds 0 | — | — | — | $665K | 9.5% | |
| American Funds Trgt Date Ret 2055 R6 American Funds 0 | — | — | — | $534K | 7.6% | |
| Vanguard Mid Cap Index Adm Vanguard 0 | — | — | — | $286K | 4.1% | |
| American Funds Trgt Date Ret 2025 R6 American Funds 0 | — | — | — | $248K | 3.6% | |
| Vanguard Total World Stock Index Adm Vanguard 0 | — | — | — | $236K | 3.4% | |
| American Funds Trgt Date Ret 2060 R6 American Funds 0 | — | — | — | $230K | 3.3% | |
| Goldman Sachs GQG Prtnrs Intl Opport R6 Goldman 0 | — | — | — | $211K | 3.0% | |
| American Funds Trgt Date Ret 2040 R6 American Funds 0 | — | — | — | $203K | 2.9% | |
| American Funds Trgt Date Ret 2035 R6 American Funds 0 | — | — | — | $198K | 2.8% | |
| American Funds American Balanced R6 American Funds 0 | — | — | — | $159K | 2.3% | |
| Vanguard Small-Cap Index Adm Vanguard 0 | — | — | — | $135K | 1.9% | |
| American Funds Trgt Date Ret 2030 R6 American Funds 0 | — | — | — | $131K | 1.9% | |
| Fidelity Advisor Technology Z Fidelity 0 | — | — | — | $95K | 1.4% | |
| JPMorgan Core Plus Bond R6 JP Morgan 0 | — | — | — | $81K | 1.2% | |
| T. Rowe Price Health Sciences I T. Rowe Price 0 | — | — | — | $71K | 1.0% | |
| BlackRock High Yield Portfolio Instl BlackRock 0 | — | — | — | $67K | 1.0% | |
| JPMorgan Equity Income R6 JP Morgan 0 | — | — | — | $53K | 0.8% | |
| Principal Real Estate Securities R6 Principal 0 | — | — | — | $30K | 0.4% | |
| Vanguard Energy Index Adm Vanguard 0 | — | — | — | $22K | 0.3% | |
| Various Rates and Maturities Participant's Loan Account 0 | — | — | — | $11K | 0.2% | |
| METLIFE GAC-25053 CLASS 0 METLIFE (RELIANCE TRUST) · EIN 46-6625485 / PN 001 | Common Collective Trust | — | — | $10K | 0.1% |