Back to filter
Original filing (PDF)20251011051312NAL0008350753001
3SHAPE, INC.
Form 5500
FILING_RECEIVED
3SHAPE, INC. 401(K) PLAN
401(k) retirement plan
Active participants
70
Accounts w/ balance
150
Plan assets (EOY)
$7.0M
Net assets (EOY)
$7.0M
How this plan invests
This plan
8 pooled trusts
Schedule D
42 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (5 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for 3SHAPE, INC..
Plan sponsor
Name
3SHAPE, INC.
EIN
26-3204230
Address
430 MOUNTAIN AVE · SUITE 113 · NEW PROVIDENCE, NJ · 07974
Phone
(908) 294-3940
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-11
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
TORRILLO & ASSOCIATES LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $4K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LPL FINANCIAL | — | FLORHAM PARK, NJ | ADVISOR | $0 | — |
Investments
35 direct securities · 8 pooled funds· $7.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$6.1M
35 holdings
Common Collective Trust
$890K
8 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| AMF 2050 TARGET DATE R2E | Registered Investment Companies | — | — | $1.2M | 17.0% | |
| AMF 2035 TARGET DATE R2E | Registered Investment Companies | — | — | $1.1M | 15.5% | |
| AMF 2055 TARGET DATE - R2E | Registered Investment Companies | — | — | $823K | 11.7% | |
| AMF 2040 TARGET DATE R2E | Registered Investment Companies | — | — | $792K | 11.3% | |
| PUTNAM LARGE CAP VALUE R 464 REGISTERED INVESTMENT COMPANY AMF 2045 TARGET DATE R2E | Registered Investment Companies | — | — | $777K | 11.1% | |
| AMERICAN BALANCED R2E | Registered Investment Companies | — | — | $373K | 5.3% | |
| STATE ST S&P 500 IDX IX STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 344 | Common Collective Trust | — | — | $372K | 5.3% | |
| STATE ST INTL IDX SECLEND VIII STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 336 | Common Collective Trust | — | — | $201K | 2.9% | |
| VICTORY ESTABLISHED VALUE R | Registered Investment Companies | — | — | $177K | 2.5% | |
| STATE ST S&P MD CP IDX NL J STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 347 | Common Collective Trust | — | — | $163K | 2.3% | |
| JPMORGAN EQ INCOME R2 | Registered Investment Companies | — | — | $135K | 1.9% | |
| STATE ST US BD IDX SL VIII STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 362 | Common Collective Trust | — | — | $117K | 1.7% | |
| COL SELIGMAN TECH AND INFO R | Registered Investment Companies | — | — | $71K | 1.0% | |
| FIDELITY ADVISOR REAL ESTATE-M | Registered Investment Companies | — | — | $70K | 1.0% | |
| T. ROWE PRICE GRTH STK FD - R | Registered Investment Companies | — | — | $67K | 1.0% | |
| BLACKROCK CAP APPRECIATION R | Registered Investment Companies | — | — | $55K | 0.8% | |
| PGIM SHORT-TERM CORP BOND - R | Registered Investment Companies | — | — | $50K | 0.7% | |
| JANUS HENDERSON BALANCED - R | Registered Investment Companies | — | — | $45K | 0.6% | |
| PIMCO INCOME R | Registered Investment Companies | — | — | $37K | 0.5% | |
| FIDELITY ADVISOR LARGE CAP-M | Registered Investment Companies | — | — | $35K | 0.5% | |
| FRANKLIN GROWTH FUND - R | Registered Investment Companies | — | — | $30K | 0.4% | |
| JANHEN SMALL CAP VALUE FD - R | Registered Investment Companies | — | — | $28K | 0.4% | |
| LOOMIS SAYLES STRATEGIC INC-AD 468 REGISTERED INVESTMENT COMPANY VICTORY EMERGING MARKETS R | Registered Investment Companies | — | — | $28K | 0.4% | |
| FRANKLIN UTILITIES FUND - R | Registered Investment Companies | — | — | $27K | 0.4% | |
| TROWE PRICE INTL VALUE EQ R | Registered Investment Companies | — | — | $27K | 0.4% | |
| INV INT SMALL MID CO R | Registered Investment Companies | — | — | $23K | 0.3% | |
| FRANKLIN MUT GLB DISC - R | Registered Investment Companies | — | — | $23K | 0.3% | |
| INVESCO OPP INTL GROWTH R | Registered Investment Companies | — | — | $19K | 0.3% | |
| PUTNAM ASSET ALLOC CONS R | Registered Investment Companies | — | — | $19K | 0.3% | |
| MFS INTERNATIONAL NEW DISC -R2 | Registered Investment Companies | — | — | $18K | 0.3% | |
| PIMCO TOTAL RETURN FUND - R | Registered Investment Companies | — | — | $16K | 0.2% | |
| STATE ST REIT IDX NLS G STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 359 | Common Collective Trust | — | — | $16K | 0.2% | |
| THE HARTFORD HEALTHCARE R3 | Registered Investment Companies | — | — | $15K | 0.2% | |
| STATE ST MOD STR BAL SLS VII STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 385 | Common Collective Trust | — | — | $15K | 0.2% | |
| JANUS HENDERSON ENTERPRISE - R | Registered Investment Companies | — | — | $9K | 0.1% | |
| INVESCO EQV EUROPEAN EQUITY R | Registered Investment Companies | — | — | $8K | 0.1% | |
| JANUS HEND TRITON R | Registered Investment Companies | — | — | $8K | 0.1% | |
| PGIM HIGH YIELD - R | Registered Investment Companies | — | — | $7K | 0.1% | |
| TEMPLETON GLOB BOND FD - R | Registered Investment Companies | — | — | $7K | 0.1% | |
| STATE ST RUSS SC IDX VIII STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 340 | Common Collective Trust | — | — | $6K | <0.1% | |
| FIDELITY ADVISOR SMALL CAP - M | Registered Investment Companies | — | — | $4K | <0.1% | |
| JPMORGAN US EQUITY - R2 | Registered Investment Companies | — | — | $2K | <0.1% | |
| STATE ST CASH SERIES US GOVT L STATE STREET BANK & TRUST CO · EIN 90-0337987 / PN 000 | Common Collective Trust | — | — | $338 | <0.1% |
Related plans
Other plans using ADP, INC.
THE COMMITTEE OF THE UAW RETIREE MEDICAL BENEFITS TRUST
UAW GM RETIREES MEDICAL BENEFITS PLAN
$30.6B
TRUSTEES OF THE NATIONAL ELECTRICAL BENEFIT FUND
NATIONAL ELECTRICAL BENEFIT FUND
$20.4B · 343,794 participants
THE COMMITTEE OF THE UAW RETIREE MEDICAL BENEFITS TRUST
UAW FORD RETIREES MEDICAL BENEFITS PLAN
$19.6B
NATIONAL RURAL ELECTRIC COOPERATIVE ASSOCIATION
401(K) PENSION PLAN
$16.8B · 61,593 participants
THE COMMITTEE OF THE UAW RETIREE MEDICAL BENEFITS TRUST
UAW CHRYSLER RETIREES MEDICAL BENEFITS PLAN
$12.7B
NATIONAL RURAL ELECTRIC COOPERATIVE ASSOCIATION
RETIREMENT SECURITY PLAN
$11.5B · 56,128 participants
Similar-size Manufacturing plans
QUALITY SYSTEMS INTEGRATED COR
QUALITY SYSTEMS INTEGRATED COR 401(K) PROFIT SHARING PLAN & TRUST
$7.1M · 72 participants
MEGA CIRCUIT, INC.
MEGA CIRCUIT, INC. PROFIT SHARING PLAN
$7.1M · 65 participants
LITE-ON, INC.
LITE-ON, INC. 401(K) PROFIT SHARING PLAN
$7.1M · 59 participants
TRENTON SYSTEMS, INC.
TRENTON PROCESSORS, INC 401(K) PROFIT SHARING PLAN
$7.1M · 99 participants
NETALLY, LLC
NETALLY, LLC 401(K) PLAN
$6.9M · 68 participants
STELLAR INNOVATIONS & SOLUTION
STELLAR INNOVATIONS & SOLUTION 401(K) PROFIT SHARING PLAN AND TRUST
$6.8M · 174 participants
Large plans in New Jersey
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
JPMORGAN CHASE 401(K) SAVINGS PLAN
$52.9B · 185,310 participants
VERIZON COMMUNICATIONS INC.
VERIZON MASTER SAVINGS TRUST
$41.1B
PGIM, INC.
PGIM FIXED INCOME GLOBAL LIQUIDITY RELATIVE VALUE MASTER FUND, LTD.
$38.4B
VERIZON COMMUNICATIONS INC.
VERIZON SAVINGS PLAN FOR MANAGEMENT EMPLOYEES
$29.4B · 63,563 participants
JOHNSON AND JOHNSON
JOHNSON AND JOHNSON SAVINGS PLAN TRUST
$24.2B
JOHNSON AND JOHNSON
JOHNSON AND JOHNSON SAVINGS PLAN
$23.6B · 44,280 participants