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Original filing (PDF)20251008111217NAL0005455681001
J&M FAMILY MANAGEMENT, LLC
Form 5500
FILING_RECEIVED
J&M FAMILY MANAGEMENT, LLC 401(K) PLAN
401(k) retirement plan
Signals · 3
27% in single holding~113 bps in Sched C feesNo recordkeeper disclosed
Active participants
299
Accounts w/ balance
129
Plan assets (EOY)
$3.4M
Net assets (EOY)
$3.4M
How this plan invests
This plan
1 pooled trust
Schedule D
21 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
81
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
65
Vendor stack
80
Participation health
65
Knocking points off
- Top holding "JPMorgan Smart Retirement Blend 2045 R6 Mutual Fund -" is 27% of plan.
- 113 bps in Schedule C fees — 117% above peer band of 52 bps.
- No recordkeeper disclosed on Schedule C.
- Only 43% as many balances as active participants — suggests many active employees aren't deferring.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for J&M FAMILY MANAGEMENT, LLC.
Plan sponsor
Name
J&M FAMILY MANAGEMENT, LLC
EIN
26-3169829
Address
1900 ENCHANTED LANE, SUITE 200 · GRAPEVINE, TX · 760511025
Phone
(469) 230-9071
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-08
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
WEAVER & TIDWELL, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RMB CAPITAL MANAGEMENT, LLC | 45-2322530 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $21K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WEAVER AND TIDWELL | 75-0786316 | — | ACCOUNTANT | $18K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORNINGSTAR INVESTMENT MANAGEMENT L | 36-4317381 | — | INV ADV, PARTICIPANTS | $0 | — |
Investments
20 direct securities · 1 pooled fund· $3.3M(97% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$3.3M
20 holdings
Pooled Separate Account
$18K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| JPMorgan Smart Retirement Blend 2045 R6 Mutual Fund - | — | — | — | $887K | 25.8% | |
| JPMorgan Smart Retirement Blend 2035 R6 Mutual Fund - | — | — | — | $509K | 14.8% | |
| JPMorgan Smart Retirement Blend 2030 R6 Mutual Fund - | — | — | — | $412K | 12.0% | |
| JPMorgan Smart Retirement Blend 2025 R6 Mutual Fund - | — | — | — | $391K | 11.4% | |
| JPMorgan Smart Retirement Blend 2040 R6 Mutual Fund - | — | — | — | $350K | 10.2% | |
| Vanguard Total Stock Market Index Fund Admiral Mutual Fund - | — | — | — | $275K | 8.0% | |
| JPMorgan Smart Retirement Blend 2050 R6 Mutual Fund - | — | — | — | $178K | 5.2% | |
| JPMorgan Smart Retirement Blend 2055 R6 Mutual Fund - | — | — | — | $74K | 2.1% | |
| Transamerica International Equity I Mutual Fund - | — | — | — | $58K | 1.7% | |
| JPMorgan Smart Retirement Blend 2020 R6 Mutual Fund - | — | — | — | $42K | 1.2% | |
| Vanguard Total Bond Market Index Fund Admiral Mutual Fund - | — | — | — | $40K | 1.2% | |
| JPMorgan Smart Retirement Blend Income Fund R6 Mutual Fund - | — | — | — | $31K | 0.9% | |
| Hartford Core Equity R6 Fund Mutual Fund - | — | — | — | $18K | 0.5% | |
| PRINCIPAL SMALLCAP SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 029 | Pooled Separate Account | — | — | $18K | 0.5% | |
| PIMCO Income Fund Institutional Mutual Fund - | — | — | — | $16K | 0.5% | |
| DFA Commodity Strategy Portfolio Inst Mutual Fund - | — | — | — | $12K | 0.4% | |
| JPMorgan Smart Retirement Blend 2065 R6 Mutual Fund - | — | — | — | $9K | 0.3% | |
| Vanguard Total World Stock Index Investor Mutual Fund - | — | — | — | $9K | 0.3% | |
| Prin Fixed Inc Guar Option Guaranteed Investment Account - | — | — | — | $5K | 0.1% | |
| JPMorgan Smart Retirement Blend 2060 R6 Mutual Fund - | — | — | — | $3K | <0.1% | |
| Vanguard Real Estate Index Fund Admiral Mutual Fund - | — | — | — | $2K | <0.1% |