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Original filing (PDF)20250725052227NAL0015957282001
RIVERVIEW, LLP
Form 5500
FILING_RECEIVED
RIVERVIEW 401(K) PLAN
401(k) retirement plan
Signals · 1
31% in single holding
Active participants
1,191
Accounts w/ balance
961
Plan assets (EOY)
$56.6M
Net assets (EOY)
$56.6M
How this plan invests
This plan
1 pooled trust
Schedule D
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
88
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
84
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "VANGUARD 500 INDEX FUND - ADM" is 31% of plan.
- 34 bps in Schedule C fees — 110% above peer band of 16 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for RIVERVIEW, LLP.
Plan sponsor
Name
RIVERVIEW, LLP
EIN
26-3084208
Address
26406 470TH AVENUE, · MORRIS, MN · 56267
Phone
(320) 392-6708
Industry
Agriculture, Forestry, Fishing, Huntingsee all
Plan administrator
Name
PENTEGRA SERVICES, INC
EIN
13-3745616
City
CHARLOTTE, NC
Phone
(844) 367-2848
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-25
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
REDPATH AND COMPANY, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $89K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ONEASCENT FINANCIAL SERVICES LLC | 81-5448947 | — | INVESTMENT/FINANCIAL ADVI | $102K | — |
Investments
28 direct securities · 1 pooled fund· $56.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$56.6M
28 holdings
Common Collective Trust
$8K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND - ADM | Registered Investment Companies | — | — | $17.6M | 31.2% | |
| VAN TARGET RETIRE 2050 | Registered Investment Companies | — | — | $7.5M | 13.2% | |
| VAN FTSE ALL WLD EX US IDX ADM | Registered Investment Companies | — | — | $6.8M | 12.0% | |
| VANGUARD TOT BND MKT IND- ADM | Registered Investment Companies | — | — | $4.9M | 8.6% | |
| VANGUARD MID CAP INDEX - ADM | Registered Investment Companies | — | — | $4.6M | 8.1% | |
| VAN TARG RETIRE 2060 | Registered Investment Companies | — | — | $4.2M | 7.5% | |
| VANGUARD SMALL CAP INDEX ADMRL | Registered Investment Companies | — | — | $3.5M | 6.2% | |
| VAN TARGET RETIRE 2040 | Registered Investment Companies | — | — | $2.5M | 4.4% | |
| DFA US MICRO CAP PORT INST | Registered Investment Companies | — | — | $849K | 1.5% | |
| VAN TARGET RETIRE 2030 | Registered Investment Companies | — | — | $637K | 1.1% | |
| VANGUARD WELLESLEY INCOME-ADMR | Registered Investment Companies | — | — | $533K | 0.9% | |
| DIMENSIONAL GLOBAL EQTY - INST | Registered Investment Companies | — | — | $409K | 0.7% | |
| DODGE&COX INTERNATIONAL STK X | Registered Investment Companies | — | — | $364K | 0.6% | |
| DODGE & COX STOCKFUND X | Registered Investment Companies | — | — | $359K | 0.6% | |
| VAN TARGET RETIRE 2020 | Registered Investment Companies | — | — | $332K | 0.6% | |
| PARNASSUS CORE EQUITY INST | Registered Investment Companies | — | — | $264K | 0.5% | |
| INVESCO GOLD & SPEC MINR6 | Registered Investment Companies | — | — | $217K | 0.4% | |
| PIMCO INCOME FUND - INSTL | Registered Investment Companies | — | — | $211K | 0.4% | |
| VAN STRATEGIC EQUITY - INV | Registered Investment Companies | — | — | $200K | 0.4% | |
| AQR LARGE CAP MOMENTUM STYLE I | Registered Investment Companies | — | — | $195K | 0.3% | |
| AVANTIS US EQUITY - INSTITUT | Registered Investment Companies | — | — | $156K | 0.3% | |
| VANGUARD HIGH DIV YIELD INDX | Registered Investment Companies | — | — | $123K | 0.2% | |
| VANGUARD INT TERM INV GR AD | Registered Investment Companies | — | — | $90K | 0.2% | |
| VAN CASH RES FED MON MKT ADMRL | Registered Investment Companies | — | — | $36K | <0.1% | |
| DFA INFLATION PROT SEC INST | Registered Investment Companies | — | — | $13K | <0.1% | |
| DFA ST EXTENDED QUAL PORT INST | Registered Investment Companies | — | — | $8K | <0.1% | |
| FEDERATED CAP PRES FUND R6 FEDERATED INVESTORS TRUST CO · EIN 22-2712853 / PN 001 | Common Collective Trust | — | — | $8K | <0.1% | |
| FID LT TREAS BND INDX | Registered Investment Companies | — | — | $4K | <0.1% | |
| NUVEEN PREF SECS & INC R6 | Registered Investment Companies | — | — | $4K | <0.1% |