How big is Cardinal Group Management & Advisory LLC's plan?

Cardinal Group Management & Advisory LLC's plan reported $20.5M in assets and 2,467 participants for 2024.

Original filing (PDF)20251030105119NAL0001154131001

Cardinal Group Management & Advisory LLC

Name: Cardinal Group Management & Advisory LLC — Form 5500 Plan 001 (2024)
Creator: Cardinal Group Management & Advisory LLC
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Cardinal Group Management 401(k) Plan

401(k) retirement plan · Cardinal Group Management & Advisory LLC's Cardinal Group Management 401(k) Plan held $20.5M in plan assets for 2,467 participants in 2024, with Fidelity as recordkeeper.

Active participants

2,467

Accounts w/ balance

740

Plan assets (EOY)

$20.5M

Net assets (EOY)

$20.5M

People on this filing

Valerie LUGO signed Cardinal Group Management & Advisory LLC's 2024 Form 5500 as plan administrator.

Valerie LUGO — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Cardinal Group Management & Advisory LLC's EIN is 26-3023643.

EIN 26-3023643

Plan number 001

Plan year 2024

ACK ID 20251030105119NAL0001154131001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for Cardinal Group Management & Advisory LLC from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

Cardinal Group Management & Advisory LLC's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a default investment (QDIA).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for CARDINAL GROUP MANAGEMENT & ADVISORY LLC.

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How this plan invests

This plan

34 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Average plan with room to improve

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

100

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Total administrative cost in the bottom quartile of peers (19th percentile).
Low account-holder ratio — balance-holders per active participant in the bottom quartile of peers (2nd percentile).

Plan sponsor

Name

CARDINAL GROUP MANAGEMENT & ADVISORY LLC

EIN

all filings

Address

4100 E MISSISSIPPI AVE · FLOOR 15 · DENVER, CO · 80246

Phone

(303) 407-4500

Industry

Real Estate

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-30

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

3B · Covers self-employed individuals

Service providers (Schedule C)

1 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
FIDELITY INVESTMENTS INSTITUTIONAL	04-2647786	—	RECORDKEEPER	$64K	—

Investments

34 direct securities· $20.0M(98% of reported assets)

Mutual Funds

$15.9M

18 holdings

Common Collective Trusts

$2.4M

5 holdings

Other securities

$1.6M

10 holdings

Common Stocks

$19K

1 holding

					% of plan
Registered Investment Companies American Funds 2050 Target Date Retirement Fund Class R6	Mutual Funds	—	—	$4.1M	20.1%
American Funds 2060 Target Date Retirement Fund Class R6	Mutual Funds	—	—	$3.3M	15.9%
American Funds 2055 Target Date Retirement Fund Class R6	Mutual Funds	—	—	$3.0M	14.8%
American Funds 2045 Target Date Retirement Fund Class R6	Mutual Funds	—	—	$2.2M	10.8%
Fidelity Total Market Index Fund	Common Collective Trusts	—	—	$1.4M	6.9%
American Funds 2065 Target Date Retirement Fund Class R6	Mutual Funds	—	—	$819K	4.0%
American Century Ultra Fund R6 Class	Other securities	—	—	$786K	3.8%
American Funds 2040 Target Date Retirement Fund Class R6	Mutual Funds	—	—	$649K	3.2%
American Funds 2035 Target Date Retirement Fund Class R6	Mutual Funds	—	—	$567K	2.8%
Fidelity 500 Index Fund	Common Collective Trusts	—	—	$426K	2.1%
Vanguard Small-Cap Index Fund Admiral Shares	Common Collective Trusts	—	—	$335K	1.6%
Fidelity Balanced K6 Fund	Mutual Funds	—	—	$323K	1.6%
JPMorgan Mid Cap Growth Fund Class R6	Other securities	—	—	$271K	1.3%
Vanguard Mid-Cap Index Fund Admiral Shares	Common Collective Trusts	—	—	$211K	1.0%
Putnam Large Cap Value Fund Class R6	Mutual Funds	—	—	$202K	1.0%
Hartford Schroders International Stock Fund Class SDR	Other securities	—	—	$186K	0.9%
American Funds 2030 Target Date Retirement Fund Class R6	Mutual Funds	—	—	$177K	0.9%
American Funds 2025 Target Date Retirement Fund Class R6	Mutual Funds	—	—	$168K	0.8%
Fidelity Government Money Market Fund Class K6	Mutual Funds	—	—	$142K	0.7%
Allspring Special Mid Cap Value Fund Class R6	Other securities	—	—	$133K	0.6%
Putnam Small Cap Growth Fund Class Y	Mutual Funds	—	—	$127K	0.6%
First Eagle Global Fund Class R6	Other securities	—	—	$115K	0.6%
PGIM High Yield Fund Class R6	Other securities	—	—	$69K	0.3%
Vanguard Short-Term Federal Fund Admiral Shares	Mutual Funds	—	—	$50K	0.2%
Fidelity International Index Fund	Common Collective Trusts	—	—	$47K	0.2%
American Century Small Cap Value Fund R6 Class	Other securities	—	—	$32K	0.2%
American Funds 2020 Target Date Retirement Fund Class R6	Mutual Funds	—	—	$30K	0.1%
John Hancock Bond Fund Class R6	Other securities	—	—	$29K	0.1%
American Funds 2010 Target Date Retirement Fund Class R6	Mutual Funds	—	—	$27K	0.1%
Vanguard Short-Term Investment-Grade Fund Admiral Shares	Mutual Funds	—	—	$22K	0.1%
Cohen & Steers Real Estate Securities Fund, Inc. Class Z	Common Stocks	—	—	$19K	<0.1%
Hartford Balanced Income Fund Class R6	Other securities	—	—	$16K	<0.1%
Thornburg Strategic Income Fund Class R6	Other securities	—	—	$13K	<0.1%
American Funds 2015 Target Date Retirement Fund Class R6	Mutual Funds	—	—	$10K	<0.1%